United States v. Trainor

                          IN THE UNITED STATES COURT OF APPEALS

                                        FOR THE FIFTH CIRCUIT
                                       ________________________

                                             No. 97-10854
                                           Summary Calendar
                                       ________________________

UNITED STATES OF AMERICA,

                                                    Plaintiff-Appellee,

versus

FRANK A. TRAINOR, JR.,

                                                    Defendant-Appellant.

                                       ________________________

                  Appeal from the United States District Court for the
                              Northern District of Texas
                                  (4:97-CV-343-A)
                            ________________________
                                    June 18, 1998
Before JOLLY, BENAVIDES, and PARKER, Circuit Judges.

PER CURIAM:*

         The appellant, Frank A. Trainor, Jr., appeals from the district court’s denial of his § 2255

motion to vacate his sentence. The only issues before this court are whether Trainor’s trial counsel

was constitutionally ineffective and whether the district court should have held an evidentiary hearing

before dismissing Trainor’s petition. For the reasons set forth below, we AFFIRM.

         Trainor argues that his counsel was ineffective because he improperly informed him of the

potential prison term he faced by going to trial, thereby causing him to reject a plea offer allegedly



         *
           Pursuant to 5TH CIR. R. 47.5, the Court has determined that this opinion should not be published and is
not precedent except under the limited circumstances set forth in 5 TH CIR. R. 47.5.4.
made by the government. According to Trainor, notwithstanding the fact that he was charged with

conspiracy to commit mail fraud, wire fraud, bank fraud, and money laundering, in violation of 18

U.S.C. § 371, and with the substantive counts of bank fraud, in violation of 18 U.S.C. § 1344, and

money laundering, in violation of 18 U.S.C. § 1956(a)(1)(A)(i), the government allegedly offered

Trainor the opportunity to plead guilty to misprision of felony, with a recommended sentence of

probation. The government has summarily denied these allegations. Because his counsel allegedly

informed him that he faced only eighteen months imprisonment, however, Trainor maintains that he

rejected the government’s alleged plea offer. Trainor further argues that, had his counsel properly

advised him that he faced the possibility of eight years imprisonment by going to trial, he would have

accepted the plea offer.

        To establish that his attorney performed ineffectively, Trainor must show both that his

counsel’s performance was deficient and that the deficient performance prejudiced the defense. See

Strickland v. Washington, 466 U.S. 668, 687 (1984). Even assuming that Trainor’s trial counsel’s

alleged advice regarding the potential sentence faced by Trainor constituted ineffective assistance,

we conclude that Trainor has failed to establish prejudice. In rejecting Trainor’s claim, the district

court stated that it

        well recalls the case at hand and can say that there is not a reasonable probability that, at the
        time of trial, the court would have approved the plea agreement [Trainor] says was offered
        to him. A charge of misprision of felony would not have reflected the seriousness of the
        actual offense behavior and accepting a plea of the nature [Trainor] describes would have
        undermined the statutory purposes of the sentencing guidelines.

R. 1 at 88. Thus, even if the government made the alleged plea offer and Trainor’s counsel

erroneously advised him as to the po tential term of imprisonment he faced, Trainor has failed to

establish prejudice because he cannot show that the district court would have accepted the alleged

plea agreement.
       Notwithstanding this finding by the district court, Trainor argues that the district court further

erred in denying his petition without holding an evidentiary hearing. Under 28 U.S.C. § 2255,

however, a district court can dismiss a § 2255 petition if “the motion and the files and records of the

case co nclusively show that the prisoner is entitled to no relief.” In making this determination, a

district judge “may draw upon [his] own personal knowledge or recollection” in resolving factual

allegations in § 2255 motions. See Friedman v. United States, 588 F.2d 1010, 1015 n.7 (5th Cir.

1979) (citing Machibroda v. United States, 368 U.S. 487, 494-95 (1962)). As noted above, in

rejecting Trainor’s petition, the district court concluded, based on its own knowledge and recollection

of the case, that there was not a reasonable probability that it would not have accepted the alleged

plea offer. Accordingly, we conclude that the district court properly denied Trainor’s petition

without holding an evidentiary hearing. See United States v. Day, 969 F.3d 39, 46-47 (3d Cir. 1992).



                                                                                        AFFIRMED.