United States Court of Appeals
FOR THE EIGHTH CIRCUIT
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No. 09-2123
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United States of America, *
*
Plaintiff-Appellee, * Appeal from the United States
* District Court for the
v. * Northern District of Iowa.
*
Richard Samuel Ayala, * [PUBLISHED]
*
Defendant-Appellant. *
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Submitted: April 16, 2010
Filed: July 8, 2010
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Before LOKEN, BRIGHT, and MELLOY, Circuit Judges.
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PER CURIAM.
Appellant Richard Ayala pleaded guilty to one count of possession of stolen
firearms in violation of 18 U.S.C. §§ 922(j) and 924(a)(2), and two counts of being
a domestic abuser in possession of firearms in violation of 18 U.S.C. §§ 922(g)(9) and
924(a)(2). The sentencing court1 imposed a 97-month term of incarceration (8 years
1 month). Ayala appeals his sentence, raising four grounds for relief. We affirm.
1
The Honorable Linda R. Reade, Chief Judge, United States District Judge for
the Northern District of Iowa.
Ayala first argues that the sentencing court erred in imposing an enhancement
under U.S.S.G. § 2K2.1(b)(6). But this argument fails under United States v. Hedger,
354 F.3d 792, 794-95 (8th Cir. 2004), where this court held that the defendant’s
firearm possession offense was a different type of crime from the theft offense.
Ayala next argues that the court erred in enhancing his offense level under
U.S.S.G. § 2K2.1(b)(1)(A). We review a court’s application of section 2K2.1 for
clear error and conclude that Ayala has not shown the sentencing court clearly erred
in finding that he possessed between three and five firearms. See United States v.
Miller, 560 F.3d 751, 753 (8th Cir. 2009).
Ayala also contends the sentencing court erred in denying his request for a
downward variance under 18 U.S.C. § 3553(a). But we are satisfied that the court
considered the parties’ arguments and had a reasoned basis for its sentence. See
United States v. Starfield, 563 F.3d 673, 675 (8th Cir. 2009) (citing Rita v. United
States, 551 U.S. 338, 356 (2007)).
Finally, Ayala challenges the sentencing court’s denial of a reduction for
acceptance of responsibility under U.S.S.G. § 3E1.1(a). “Whether the defendant
accepted responsibility is a factual question that depends largely on credibility
assessments made by the sentencing court. This Court gives great deference to the
district court’s denial of a request for a reduction for acceptance of responsibility and
reviews the decision for clear error.” United States v. Long Soldier, 431 F.3d 1120,
1122-23 (8th Cir. 2005) (citation omitted). A defendant bears the burden of
establishing entitlement to a reduction for acceptance of responsibility. Peters v.
United States, 464 F.3d 811, 812 (8th Cir. 2006). Here, the probation office
recommended that Ayala receive the reduction, but the government opposed the
reduction. The sentencing court acknowledged that Ayala pleaded guilty, which
favored applying the reduction, but the court found that Ayala “shade[d]” the truth
with respect to the theft and quantity of firearms, and minimized his role in the
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offense. Although some judges may have granted the reduction and others may have
denied the reduction,2 in these circumstances, the district court did not clearly err by
refusing to apply a reduction for acceptance of responsibility.
The judgment of the district court is affirmed.
BRIGHT, Circuit Judge, concurring.
I concur but write separately because, in my view, most judges would have
granted Ayala a reduction for acceptance of responsibility. Such a disparity and the
issue of sentencing disparity generally is of concern to federal judges. Disparity
before the guidelines and now results from a familiar problem:3
Under any system of law, unless there is but one mandatory penalty, the
sentence of an offender will depend partly on the identity of the
sentencing judge. Under American law, the trial judge’s views and
values can play a particularly important role. . . . Since the legal
sentencing frames are normally broad, especially for the more serious
crimes, similar offenders who commit similar offenses under similar
circumstances may receive substantially different sentences.
2
The government cites Long Soldier, 431 F.3d at 1122; United States v. Yell, 18
F.3d 581 (8th Cir. 1994); United States v. Erhart, 415 F.3d 965 (8th Cir. 2005);
United States v. Little Hawk, 449 F.3d 837 (8th Cir. 2006); United States v. Skorniak,
59 F.3d 750 (8th Cir. 1995); United States v. Ortiz-Monroy, 332 F.3d 525 (8th Cir.
2003); and United States v. Ngo, 132 F.3d 1231 (8th Cir. 1997).
3
The problem of sentencing disparity is nothing new. See Judge Irving R.
Kaufman, Sentencing: The Judge’s Problem, The Atlantic Monthly, January 1960,
available at http://www.theatlantic.com/past/docs/unbound/flashbks/death/kaufm
an.htm (last visited June 8, 2010) (noting that in 1957 the average sentence for auto
theft in one federal court was thirty-six months while in another the average was less
than one year).
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Shari Seidman Diamond and Hans Zeisel, Sentencing Councils: A Study of Sentence
Disparity and its Reduction, 43 U. Chi. L. Rev. 109, 110 (1975).
Sentencing discretion should not become the justification for federal courts’
acceptance of disparity between similarly situated defendants. Disparity erodes public
confidence in the fair administration of our criminal justice system. As described
many years ago by Justice Jackson when he served as the Attorney General of the
United States, “[i]t is obviously repugnant to one’s sense of justice that the judgment
meted out to an offender should depend in large part on a purely fortuitous
circumstance; namely the personality of the particular judge before whom the case
happens to come for disposition.” Id. at 111 (citing 1940 Att’y Gen. Ann. Rep. 5-6).4
If we can agree with Justice Jackson that disparity based on the identity of the
sentencing judge has pernicious effects, how, in this age of discretion, can the federal
judiciary address sentencing disparity? I suggest that federal sentencing judges,
particularly those in multi-judge districts, examine and institute sentencing councils
similar to those that existed before the guidelines.
4
United States Senator Jim Webb of Virgina has proposed creating a blue
ribbon commission of respected criminal justice experts to examine the serious
problems present in our criminal justice system. See National Criminal Justice
Commission Act of 2010, S. 714, 111th Congress § 2 (2010). These problems include
our nation’s high incarceration rate of nonviolent offenders and the waste of public
resources incarcerating minor law breakers. See Editorial, They Don’t Agree Often,
N.Y. Times, May 10, 2010 at A20 (noting that Senator Webb’s bill has attracted the
support of the Fraternal Order of Police, the International Association of Chiefs of
Police, and the American Civil Liberties Union). Senator Webb’s initiative is sorely
needed as a forerunner to legislative changes in the federal criminal justice system.
Further, we federal judges have an independent responsibility to the public to address
the inequalities present in our criminal justice system.
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“The council enables the sentencing judge, before imposing sentence, to meet
with his [or her] colleagues in order to learn what sentences they would impose if they
were the sentencing judge.” Id. at 109. For example, in the Eastern District of New
York, every case was considered by a panel of three judges: the sentencing judge and
two colleagues. Id. at 117-18. The New York council met weekly. Id. at 117. Before
each meeting, the participating judges received a copy of the presentence report for
each offender and recorded their sentence recommendation. Id. The cases and
recommendations were discussed at the next council meeting. Id. The views of the
council were advisory, with the sentencing judge retaining complete discretion in
making the final decision. Id. Nonetheless, Diamond and Zeisel report that New
York sentencing judges changed their sentences based on input from their colleagues
in about one-third of the cases brought before the council. Id. at 125. Although
sentencing councils did not eliminate sentencing disparity, they did reduce disparity.
Id. at 144. Importantly, councils provided a means for sentencing judges to receive
valuable feedback on the type of sentence being contemplated.
Although needing substantial revision, the advisory guidelines may be helpful
in reducing improper disparity. However, a guideline sentence often may not be
appropriate and a judge should consider and analyze the statutory factors, see 18
U.S.C. § 3553(a), to arrive at a fair and reasonable result. Sentencing councils would
assist federal judges in fashioning sentences in accordance with section 3553(a) and
alert judges to situations where their personal viewpoints may result in a disparate
sentence.
Moreover, because of our nation’s technological advances, today’s councils
could include the viewpoints of judges from various geographical areas. The
recommendations of councils might be shared easily among the federal judiciary.
The judiciary’s work is not finished so long as sentencing in federal courts is
affected by the fortuitous vel non circumstances described by Justice Jackson. Judges
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in the federal district courts as well as federal appellate judges need to address and
reduce disparity in sentencing similar criminal offenders. Otherwise, a sentence may
largely reflect the ideology or viewpoint of the sentencing judge rather than the nature
of the crime and history and characteristics of the offender.
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