Davis v. Carlton Press Corp

                   UNITED STATES COURT OF APPEALS
                            FIFTH CIRCUIT

                         _________________

                             No. 97-60591

                         (Summary Calendar)
                          _________________


          ERNEST C. DAVIS,


                                 Plaintiff-Appellant,

          versus


          CARLTON PRESS CORP; MICHELLE WEBER, President,
          Carlton Press, Cor., 11 West 32nd Street, New
          York, NY,


                                 Defendants-Appellees.



          Appeal from the United States District Court
            For the Northern District of Mississippi
                     USDC No. 2: 96-CV-144-D

                             June 29, 1998

Before WIENER, BARKSDALE, and EMILIO M. GARZA, Circuit Judges.

PER CURIAM:*
     Ernest C. Davis, proceeding pro se, appeals from the district

court’s dismissal of his complaint pursuant to FED. R. CIV. P. 4(m)

for failure to effect service on the defendants, Carlton Press

Corporation (“Carlton Press”) and Michelle Weber (collectively

“Carlton”). We review the district court’s decision to dismiss for


     *
          Pursuant to 5TH CIR. R. 47.5, the court has determined
that this opinion should not be published and is not precedent
except under the limited circumstances set forth in 5TH CIR. R.
47.5.4.
failure to effect timely service only for an abuse of discretion.

See Peters v. United States, 9 F.3d 344, 345 (5th Cir. 1993).

      Under the district court’s order issued March 6, 1997, Davis

had until May 5, 1997, to effect service of process.             On April 30,

1997, Davis submitted a letter to the district court requesting

that service of process be made on Carlton Press through its agent,

Michael E. Schoeman, at an address Davis had obtained from the New

York Department of State. Schoeman acknowledged receipt of process

in a letter to Davis dated May 14, 1997.

      Davis submitted Schoeman’s May 14th letter to the district

court in a pleading titled “Motion for Judgment.”             In August 1997,

the district court responded by dismissing Davis’ complaint sua

sponte, indicating that “plaintiff has still not yet properly

effectuated service of process upon the defendants.”              Because the

record is clear that Davis had in fact effected service by the date

of the district court’s dismissal, we find the dismissal to be an

abuse of discretion.         See Cooter & Gell v. Hartmarx Corp., 496 U.S.

384, 405, 110 S. Ct. 2447, 2461, 110 L. Ed. 2d 359 (1990) (“A

district court would necessarily abuse its discretion if it based

its   ruling   on    .   .   .   a   clearly   erroneous   assessment   of   the

evidence.”); Dawson v. United States, 68 F.3d 886, 895-96 (5th Cir.

1995) (same).       We therefore vacate the district court’s dismissal

of Davis’ suit and remand for further proceedings consistent with

this opinion.

      Further factual development may indicate that Davis did not

effect service before the district court’s original deadline of May


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5, 1997, and had no good cause for failing to do so.   Under these

circumstances, the district court may consider reinstating its

dismissal.

     VACATED and REMANDED.




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