PUBLISH
UNITED STATES COURT OF APPEALS
Filed 4/12/96
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v.
No. 95-3260, 95-3261
SOUPHAPHONE LANG and
DOUANGMALA LANG,
Defendants-Appellants.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF KANSAS
(D.C. Nos. 94-CR-10121-01 and 02)
T. Lynn Ward, Hershberger, Patterson, Jones & Roth, L.C., Wichita, Kansas, for Defendant-
Appellant Souphaphone Lang.
Ron W. Paschal, Wichita, Kansas, for Defendant-Appellant Douangmala Lang.
David M. Lind (Jackie N. Williams, United States Attorney, with him on the brief), Assistant
United States Attorney, Wichita, Kansas, for Plaintiff-Appellee.
Before PORFILIO, KELLY, and BRISCOE, Circuit Judges.
PORFILIO, Circuit Judge.
Souphaphone and Douangmala Lang were convicted after a jury
trial of possession with the intent to distribute cocaine in
violation of 21 U.S.C. § 841(a)(1), carrying or using a firearm
during and in relation to a drug trafficking crime in violation of
18 U.S.C. § 924(c), and aiding and abetting each other’s criminal
conduct in violation of 18 U.S.C. § 2. On appeal, Souphaphone and
Douangmala Lang raise three common issues. The Langs challenge the
sufficiency of the evidence supporting their firearm convictions,
the district court’s denial of their joint motion to suppress, and
the two-level enhancement each received in their sentences for
obstruction of justice. We reverse both Souphaphone and Douangmala
Lang’s 18 U.S.C. § 924(c) convictions, but remand for resentencing
for the district court to determine the applicability of the two-
level special offense characteristic enhancement of U.S.S.G.
§ 2D1.1(b)(1) to the facts of this case. We affirm the district
court’s denial of the Langs’ joint motion to suppress, and also
affirm the two-level enhancement for obstruction of justice imposed
against both defendants pursuant to U.S.S.G. § 3C1.1.1
I.
1
Although filed separately, these cases are joined only for the purpose of their
disposition.
-2-
Souphaphone and Douangmala Lang were arrested as a result of
the FBI’s Violent Crime Task Force’s surveillance of a mobile home
in Wichita, Kansas, on November 29, 1994. The Task Force conducted
the surveillance because they believed Fongyxmany Phommachanh was
staying at the mobile home. The Task Force began its surveillance
at 9:18 a.m. on November 29. The surveillance team consisted of
five agents distributed among four different vehicles. FBI Special
Agent Daniel Jablonski led the surveillance from one vehicle, with
Detective Mitchell Mervosh and Officer Blake E. Mumma riding
together in a second vehicle, FBI Special Agent Charles G.
Pritchett in a third vehicle, and Detective Danny Parker in a
fourth vehicle. The impetus for the surveillance of the mobile
home was the Task Force’s belief Mr. Phommachanh could be located
there. The Task Force possessed information the mobile home was a
frequent gathering place or hangout for Asian gang members with
whom Mr. Phommachanh was associated. Mr. Phommachanh was wanted
for questioning in connection with three armed robberies occurring
in the Wichita metropolitan area between September and November
1994.
First, the Task Force believed Mr. Phommachanh was involved in
the September 22, 1994 armed robbery at a Sonic Drive-In restaurant
where he had once worked. Two Asian men wearing ski masks had
entered the restaurant, discharged a firearm, and robbed the cash
register. The Task Force concluded a former employee was involved
-3-
because the details of the crime suggested some insider knowledge.
A witness, a Sonic employee who had previously worked with Mr.
Phommachanh, identified him as one of the two perpetrators based on
his voice and mannerisms.
Second, Mr. Phommachanh was also a suspect in another robbery
at a different Sonic Drive-In restaurant on October 12, 1994. The
methods employed by the robbers were similar to those used in the
first offense. Again, two Asian men with their faces disguised by
ski masks entered the establishment, threatened the employees by
discharging a firearm, and fled with the cash from the register.
In addition, ballistics revealed the same .32 caliber gun was used
to commit both robberies.
Third, the Task Force sought to question Mr. Phommachanh about
the November 8, 1994 robbery of the Mandarin Restaurant during
which one of its proprietors, Barbara Sun, was murdered. Three or
four armed Asian males perpetrated the third robbery. The Task
Force’s information concerning Mr. Phommachanh’s possible
participation in the Mandarin Restaurant robbery came from his
mother, Kanha Pommachanh. Mrs. Pommachanh was working at Wesley
Hospital as a housekeeper when Barbara Sun was brought there. Mrs.
Pommachanh overheard several people talking about the Mandarin
robbery, Ms. Sun’s murder, and how four Asian males were suspects.
She feared her son might be involved. Mrs. Phommachanh reached
this conclusion because her son had left home between two and three
-4-
months previously and she had not seen him since. She also
believed her son might be involved with a gang and feared the
Mandarin Restaurant robbery/murder was part of a gang war.
Mrs. Phommachanh contacted the police, and Detective Mervosh
interviewed her at the hospital on November 14. Following the
interview at the hospital, Mr. Phommachanh telephoned his mother
and asked her for $400 to assist in moving either his friend’s car
or trailer. Mrs. Phommachanh called Brad Cary, a member of the
gang unit of the Wichita Police Department, whom she knew from her
work at the hospital. Mrs. Phommachanh told Officer Cary of her
son’s request for money. He suggested Mr. Phommachanh might use
the money to leave Wichita. After her phone conversation with
Officer Cary, Mrs. Phommachanh determined not to give her son the
$400.
Subsequently, Mrs. Phommachanh and her husband visited the
Task Force office at FBI headquarters and talked to Detective
Mervosh and Agent Jablonski at their request. At the office, the
Phommachanhs viewed a series of pictures in an attempt to identify
possible gang members, and Mrs. Phommachanh talked further of her
fear of her son’s involvement in criminal activity and his request
for money.
Armed with this information, the Task Force began its
surveillance of the mobile home hoping to find Mr. Phommachanh.
The Task Force agents had a mug shot and a physical description of
-5-
Mr. Phommachanh. All was quiet until 12:18 p.m. when a red
Chevrolet S-10 Blazer arrived at the mobile home. An unidentified
Asian male left the Blazer and entered the residence. After
spending about four minutes inside, the same unidentified Asian
male and another unidentified Asian male left the home, returned to
the Blazer and began to drive away.
Agent Jablonski, who was between fifty and seventy yards from
the mobile home, could not positively identify the man during the
approximately ten seconds he could observe him on each trip between
the mobile home and the Blazer. He believed, however, the
unidentified male who got into the passenger seat of the Blazer was
their suspect, Mr. Phommachanh. Consequently, he ordered the other
Task Force agents to pursue the Blazer. Agent Jablonski pulled up
alongside the Blazer and attempted to visually compare the mug shot
of Mr. Phommachanh, which he had in his possession, with the facial
features of the vehicle’s passenger. After concluding the
passenger was in fact Mr. Phommachanh, Agent Jablonski ordered the
Blazer be stopped and pulled in front of the Blazer at a traffic
light. The other Task Force vehicles surrounded the Blazer to
prevent its escape. The Task Force agents had no other reason to
stop the Blazer except for the fact they believed the passenger was
Mr. Phommachanh.
After the Blazer was stopped, Detective Mervosh and Officer
Mumma pulled in behind the vehicle. They noticed the passenger
-6-
making frequent furtive movements at his feet either in an attempt
to retrieve or hide something. Detective Mervosh moved to the
driver’s side of the vehicle, while Officer Mumma simultaneously
proceeded to the passenger’s side. Both police officers directed
the Blazer’s occupants to exit, face, and place their hands on the
vehicle in front of them. After the suspects complied with this
request, both Detective Mervosh and Officer Mumma conducted a
standard pat down search for weapons. Detective Mervosh’s suspect,
the driver, later identified as Souphaphone Lang, had no weapons or
other contraband on his person. However, Officer Mumma’s pat down
search of the passenger, later identified as Douangmala Lang,
revealed a suspicious bulge protruding from the suspect’s left
front pants pocket.
Officer Mumma asked the man what was in his pants pocket, and
the passenger replied, “money.” Officer Mumma asked the man’s
permission to examine the “money” and received consent. To ensure
the passenger clearly understood his question, Officer Mumma
repeated his request, this time looking the passenger directly in
the eyes. Again, the man gave his consent. Officer Mumma removed
the rolled-up plastic bag and discovered what appeared to be
cocaine inside. Contemporaneously, Officer Mumma noticed what he
also believed to be cocaine in plain view on the floorboard next to
the passenger’s seat.
-7-
Either during or immediately following his pat down search,
Officer Mumma asked the passenger his name. The suspect replied:
“Joe Lang.” Later, the man produced identification confirming his
identity was Douangmala Lang. At this point, the Task Force agents
realized they had mistaken Douangmala Lang for Fongyxmany
Phommachanh. Souphaphone Lang also produced identification
demonstrating his identity.
After conferring among themselves, and telephoning an
Assistant United States Attorney, the Task Force agents placed both
Souphaphone and Douangmala Lang under arrest based on the cocaine
found on Douangmala Lang’s person and in plain view in the Blazer.
The agents searched the Blazer after arresting both brothers, and
found two additional plastic bags of cocaine tucked underneath the
passenger seat of the vehicle. Both Souphaphone and Douangmala
Lang cooperated with the police and gave statements implicating
themselves and Mr. Phommachanh for cocaine possession and
distribution.
After obtaining these statements, along with the other
evidence from the Blazer, the Task Force agents received a search
warrant for the mobile home. The search warrant was executed the
same day, November 29, at approximately 3:00 p.m. During their
search of the premises, Task Force agents discovered a loaded .12
gauge shotgun underneath the couch in the living room, cocaine
residue on a plate in the kitchen, and some additional cocaine
-8-
inside a sock in a dresser drawer in one of the mobile home’s
bedrooms. Eight people were inside the mobile home at that time.
Mr. Phommachanh was arrested, and the other people were taken in
for questioning. Mr. Phommachanh gave a statement to the police
admitting giving cocaine to the Lang brothers for them to
distribute, and his involvement in the two armed robberies at the
Sonic Drive-In restaurants.
Initially, Souphaphone and Douangmala Lang were indicted along
with Mr. Phommachanh on the drug and firearms charges. Mr.
Phommachanh was also indicted with several other defendants in a
related case involving the armed robberies.2 The district court
conducted a joint hearing regarding the two related cases and heard
testimony concerning Souphaphone and Douangmala Lang’s motion to
suppress among other issues. After the hearing, the court denied
Souphaphone and Douangmala Lang’s joint motion to suppress in a
written memorandum and order.
The court concluded there was no evidence presented during the
suppression hearing to indicate the stop was pretextual. The court
held the agents stopped the Blazer for the purpose of questioning
Mr. Phommachanh about the Sonic Drive-In and Mandarin robberies.
Therefore, the court framed the issue as “whether the Task Force
had objective justification to stop Phommachanh to question him.”
2
Ultimately, Mr. Phommachanh reached a plea agreement with the government and was
not tried with Souphaphone and Douangmala Lang.
-9-
The court concluded the agents had a reasonable and objective
belief Mr. Phommachanh was implicated in the three crimes.
The court determined the agents’ misidentification of
Douangmala Lang as Fongyxmany Phommachanh was also reasonable. The
court rejected the argument Detective Mervosh was familiar with
Souphaphone and Douangmala Lang based on his previous arrest of
Souphaphone on November 17 depriving the agents of a good faith
mistake of identity. The court reasoned Agent Jablonski, not
Detective Mervosh, decided to stop the Blazer; therefore, Detective
Mervosh’s individual familiarity with Souphaphone Lang was
irrelevant to this decision. Further, Detective Mervosh had not
seen either Douangmala Lang or Mr. Phommachanh prior to the stop.
In turn, Agent Jablonski had not seen any of the three men in
question prior to the November 29 incident. The court specifically
found, “the physical characteristics of Phommachanh and Douangmala
are similar and the mug shot of Phommachanh available to Agent
Jablonski on November 29 looks very much like Douangmala Lang.”
The court concluded Officer Mumma’s pat down search of
Douangmala Lang was reasonable under the circumstances, and also
held Douangmala Lang voluntarily consented to the search of his
left front pants pocket, which resulted in the initial discovery of
cocaine. The court found the agents did not improperly exceed the
scope of their initial stop because everything the agents did until
they could confirm Souphaphone and Douangmala Lang’s identities was
- 10 -
reasonable under the circumstances. The court concluded the
agents’ actions were justified because of their legitimate belief
the passenger of the vehicle was Mr. Phommachanh, a potentially
dangerous individual wanted for questioning in two armed robberies
and a robbery/murder. Finally, the court concluded the cocaine
found by Officer Mumma on the passenger side floorboard of the
Blazer was in plain view.
In addition, the district court twice rejected the Langs’
arguments there was insufficient evidence to support their
convictions for carrying or using a firearm in connection with a
drug trafficking crime in violation of 18 U.S.C. § 924(c). At
sentencing, the district court enhanced both Souphaphone and
Douangmala Lang’s sentences by two-levels pursuant to U.S.S.G.
§ 3C1.1 for obstruction of justice. The court specifically found
both brothers committed perjury when they testified at trial.
II.
Initially, Souphaphone and Douangmala Lang argue the
government presented insufficient evidence to support their
convictions under 18 U.S.C. § 924(c) for carrying or using a
firearm in relation to a drug trafficking crime. The .12 gauge
shotgun was discovered by the police during their search of the
mobile home under the couch in the front room, and no evidence was
ever offered that either Souphaphone or Douangmala Lang brandished,
- 11 -
held, or even touched the firearm in conjunction with any drug
trafficking activities. The Langs assert the evidence arrayed
against them is insufficient to support a conviction under Bailey
v. United States, ___ U.S. ___, 116 S.Ct. 501 (1995). The
government agrees the evidence was insufficient to sustain a
conviction under Bailey, but argues the case must be remanded to
the district court for resentencing so it may consider the Langs’
possession of a dangerous weapon during a drug trafficking crime
for the two-level enhancement available pursuant to U.S.S.G.
§ 2D1.1(b)(1).
We review sufficiency of evidence claims by viewing the
evidence in the light most favorable to the jury’s verdict. United
States v. Jones, 49 F.3d 628, 632 (10th Cir. 1995). “The court
must ‘determine whether any reasonable jury could find the
defendant guilty beyond a reasonable doubt.’” Id. (quoting United
States v. Coslet, 987 F.2d 1493, 1495 (10th Cir. 1993)); United
States v. Richard, 969 F.2d 849, 856 (10th Cir.), cert. denied, 506
U.S. 887 (1992). We make this determination on appeal by
examining all the direct and circumstantial evidence contained in
the record and the reasonable inferences drawn from such evidence.
United States v. Leopard, 936 F.2d 1138, 1140 (10th Cir. 1991).
We begin our analysis by deciding whether the new rule
announced in Bailey applies to Souphaphone and Douangmala Lang. In
- 12 -
Griffith v. Kentucky, 479 U.S. 314 (1987), the Supreme Court held,
“a new rule for the conduct of criminal prosecutions is to be
applied retroactively to all cases, state or federal, pending on
direct review or not yet final with no exception for cases in which
the new rule constitutes a ‘clear break’ with the past.” Id. at
328; see also Powell v. Nevada, ___ U.S. ___, 114 S.Ct. 1280, 1283-
84 (1994). Because both Souphaphone and Douangmala Lang’s appeals
were pending on direct review when Bailey was decided, and Bailey
announced a new rule of criminal law, it applies here.
In Bailey, the Court attempted “to clarify the meaning of
‘use’ under § 924(c)(1).” Bailey, 116 S.Ct. at 505.3 The Court
unanimously held Ҥ 924(c)(1) requires evidence sufficient to show
an active employment of the firearm by the defendant, a use that
makes the firearm an operative factor in relation to the predicate
offense.” Id. In its discussion of its new test, the Court
“briefly describe[d] some of the activities that fall within
‘active employment’ of a firearm, and those that do not.” Id. at
508. The Court included, “brandishing, displaying, bartering,
striking with, and most obviously, firing or attempting to fire, a
3
The statute also prohibits “carrying” a firearm in relation to a drug trafficking crime.
The government has never alleged either Souphaphone or Douangmala Lang ever carried the
shotgun in this case, so this aspect of the statute does not apply. Compare United States v.
Farris, ___ F.3d ___, 1996 WL 82490, at *3 (11th Cir., March 13, 1996) (discussing what
constitutes carrying a firearm for § 924(c) purposes after Bailey); United States v. Riascos-
Suarez, 73 F.3d 616, 622-24 (6th Cir. 1996) (same).
- 13 -
firearm,” id., among those activities constituting active
employment. In contrast, the Court concluded the “mere possession
of a firearm by a drug offender, at or near the site of a drug
crime or its proceeds or paraphernalia” or “the inert presence of
a firearm, without more, is not enough to trigger § 924(c)(1).”
Id. Additionally, the Court also determined the meaning of “use”
excluded the situation “where an offender conceals a gun nearby to
be at the ready for an imminent confrontation.” Id. Further,
besides the examples discussed by the Court, the facts of the two
cases before the Court are also instructive. The Court concluded
the discovery of a firearm inside a bag in one defendant’s locked
car trunk, and the analogous discovery of an unloaded, holstered
firearm in a locked footlocker in another defendant’s bedroom
closet were both insufficient to demonstrate active employment
under the Court’s new definition. Id. at 509.
Since the Court decided Bailey, this court has only addressed
the applicability of § 924(c)(1) on one occassion. United States
v. Wacker, 72 F.3d 1453 (10th Cir. 1995). In Wacker, we vacated
the § 924(c)(1) convictions of several defendants and remanded one
defendant’s case for a new trial before a jury properly instructed
pursuant to Bailey. Id. at 1463-65. Firearms discovered in a bag
in the rear camper shell of one defendant’s truck, and in a file
cabinet in another defendant’s home, were held not to be actively
- 14 -
employed in the defendants’ marijuana harvesting and distribution
operation. Id. at 1460-65.
In the instant case, the .12 gauge shotgun was discovered
underneath the couch in the front room of the mobile home.
Souphaphone and Douangmala Lang were arrested in their Blazer
several miles from the mobile home, and the Task Force agents only
found the shotgun when searching the residence pursuant to a
warrant after both Langs were in custody. Under these
circumstances, there is no way either Lang can be said to have
actively employed the shotgun in relation to any drug trafficking.
The situation here is most analogous to a mere possession of a
firearm near a drug site or drug paraphernalia, which the Court
specifically concluded did not qualify as a “use” within the
meaning of the statute. Accordingly, we hold the government failed
to present sufficient evidence to convict either Souphaphone or
Douangmala Lang under Bailey’s reinterpretation of 18 U.S.C. §
924(c)(1).
However, our inquiry does not end with the conclusion
sufficient evidence was not presented to support these convictions.
Instead of contesting the sufficiency of evidence issue, the
government argues these two cases must be remanded to the district
court for resentencing so it can consider the applicability of a
two-level enhancement under U.S.S.G. § 2D1.1(b)(1). We agree.
- 15 -
Souphaphone and Douangmala Lang were charged under
§ 924(c)(1); therefore, the district court was precluded from
enhancing their base offense levels by two-levels pursuant to
§ 2D1.1(b)(1) because of the Sentencing Guidelines’ prohibition on
double counting. The Guidelines provide:
18 U.S.C. §§ 844(h), 924(c), and 929(a) provide mandatory
minimum penalties for the conduct proscribed. To avoid
double counting, when a sentence under this section is
imposed in conjunction with a sentence for an underlying
offense, any specific offense characteristic for
explosive or firearm discharge, use, or possession is not
applied in respect to such underlying offense.
U.S.S.G. § 2K2.4 comment.(backg’d). The specific offense
characteristic at issue here falls squarely within this provision.
See, e.g., United States v. Blake, 59 F.3d 138, 139-40 (10th Cir.)
(“[A] sentencing court cannot enhance a defendant’s sentence for a
robbery under the Guidelines by reason of his use of a firearm if
the defendant has been separately convicted and is being sentenced
under § 924(c) for using the firearm in the commission of the same
robbery. To do so would impermissibly double count contrary to the
language and policy of the Sentencing Guidelines.”), cert. denied,
116 S.Ct. 580 (1995). However, vacating the Langs’ § 924(c)
convictions pursuant to Bailey eliminates this prohibition.4 We
4
In Bailey, the Court specifically recognized U.S.S.G. § 2D1.1(b)(1) allowed an
enhancement when a firearm was possessed during a drug trafficking offense, a broader category
of cases than the definition of “use” adopted by the Court. Bailey v. United States, ___ U.S.
___, 116 S.Ct. 501, 509 (1995); see also United States v. Gary, 74 F.3d 304, 317 n. 11 (1st Cir.
1996).
- 16 -
have previously held this enhancement may be imposed at sentencing
after a defendant has been acquitted of a § 924(c) charge. United
States v. Martinez, 979 F.2d 1424, 1433-34 (10th Cir. 1992), cert.
denied, 507 U.S. 1022 (1993); United States v. Eagan, 965 F.2d 887,
892 (10th Cir. 1992). We find no persuasive reason to treat an
appellate reversal on sufficiency of evidence grounds any
differently. In fact, the two circuits who have addressed this
precise issue following Bailey have determined a remand for
resentencing was appropriate. United States v. Fennell, ___ F.3d
___, 1996 WL 91616, at *1 (D.C. Cir., March 4, 1996) (per curiam);
United States v. Roulette, 75 F.3d 418, 426 (8th Cir. 1996) (“The
prohibition against applying the two level enhancement is no longer
applicable, because the firearm sentence on Count 4 has been set
aside.”). Therefore, we hold when a defendant’s conviction under
18 U.S.C. § 924(c) is reversed on sufficiency of evidence grounds
on appeal, the case is subject to remand for resentencing to
determine the applicability of the enhancement found at U.S.S.G.
§ 2D1.1(b)(1) to the facts of each particular case.
On remand, the district court must determine whether either
Souphaphone or Douangmala Lang possessed a firearm in connection
with their drug trafficking activities within the meaning of the
guidelines. “The adjustment should be applied if the weapon was
present, unless it is clearly improbable that the weapon was
connected with the offense.” U.S.S.G. § 2D1.1 comment. (n.3).
- 17 -
Initially, the government bears the burden of proving by a
preponderance of the evidence that the gun was proximate to the
drug offense. United States v. Earls, 42 F.3d 1321, 1326 (10th
Cir. 1994), cert. denied, 115 S.Ct. 1800 (1995). The government
must present evidence demonstrating “that a temporal and spatial
relation exited beween the weapon, the drug trafficking activity,
and the defendant.” United States v. Robertson, 45 F.3d 1423, 1449
(10th Cir.), cert. denied, 115 S.Ct. 2558 (1995) (quoting United
States v. Roederer, 11 F.3d 973, 982 (10th Cir. 1993)). If the
government meets its burden, the onus shifts to the defendant to
“show it is ‘clearly improbable’ that the weapon was related to the
offense.” Robertson, 45 F.3d at 1449; United States v. Jackson, 11
F.3d 953, 956 (10th Cir. 1993). We explicitly offer no opinion
whether the enhancement is applicable here. That determination is
appropriately made by the district court in the first instance on
remand after a sentencing hearing. We note only the analysis of
whether Souphaphone and Douangmala Lang possessed the shotgun may
differ based on the individual circumstances linking the firearm to
each defendant.
III.
In addition, both Souphaphone and Douangmala Lang appeal the
district court’s denial of their joint motion to suppress. They
argue the Task Force’s actions beginning with the initial stop and
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proceeding through the different searches leading to their arrest
violated the Fourth Amendment and necessitated the suppression of
all the resulting evidence as the fruit of a poisonous tree. We
agree with the district court no Constitutional violation occurred
here.
In reviewing a denial of a motion to suppress, we view the
evidence in the light most favorable to the district court’s
ruling. United States v. Marchant, 55 F.3d 509, 512 (10th Cir.),
cert. denied, 116 S.Ct. 260 (1995). The district court’s factual
findings underpinning the denial of the motion are accepted unless
clearly erroneous. United States v. Little, 60 F.3d 708, 712 (10th
Cir. 1995); United States v. Flores, 48 F.3d 467, 468 (10th Cir.),
cert. denied, 116 S.Ct. 122 (1995). A reviewing court must remain
“mindful that at a hearing on a motion to suppress, the credibility
of the witnesses and the weight given the evidence, as well as the
inferences and conclusions drawn therefrom, are matters for the
trial judge.” United States v. Fernandez, 18 F.3d 874, 876 (10th
Cir. 1994); United States v. Werking, 915 F.2d 1404, 1406 (10th
Cir. 1990). However, the ultimate determination of the
reasonableness under the Fourth Amendment is reviewed de novo.
Little, 60 F.3d at 712; Fernandez, 18 F.3d at 876.
To begin with, Souphaphone and Douangmala Lang challenge the
Task Force’s initial stop of the Blazer. The Langs argue the Task
- 19 -
Force lacked reasonable suspicion to stop the Blazer assuming Mr.
Phommachanh actually had been a passenger in the vehicle.
Our prior cases have identified three distinct types of
police-citizen encounters. In United States v. Madrid, 30 F.3d
1269 (10th Cir.), cert. denied, 115 S.Ct. 527 (1994), we stated:
The first involves the voluntary cooperation of a citizen
in response to non-coercive questioning. The second is
a Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d
889 (1968), stop, involving only a brief, non-intrusive
detention and frisk for weapons when officers have a
reasonable suspicion that the defendant has committed a
crime or is about to do so. The third encounter is the
arrest of the defendant.
Id. at 1275 (citing United States v. Griffin, 7 F.3d 1512, 1516
(10th Cir. 1993)). This case falls within the second category and
must be evaluated under Terry. In that decision, the Court
concluded, to justify “the particular intrusion the police officer
must be able to point to specific and articulable facts which,
taken together with rational inferences drawn from those facts,
reasonably warrant that intrusion.” Terry, 392 U.S. at 21. The
Court cautioned, however, a police officer was not entitled to rely
on “his inchoate and unparticularized suspicion or ‘hunch’.” Id.
at 27. The conduct of the officers is judged by an objective
standard taking the totality of the circumstances and information
available to the officers into account. Id. at 21-22.
A Terry stop is evaluated under a two-part analytical
framework. First, we ask whether the stop was justified at its
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inception. Second, our inquiry focuses on whether the stop was
reasonably related in scope to the circumstances which justified
the interference in the first place. United States v. Gregory, ___
F.3d ___, 1996 WL 118269, at *3 (10th Cir. March 18, 1996); United
States v. Brown, 24 F.3d 1223, 1226 n. 2 (10th Cir. 1994).
In the instant case, we conclude there are four reasons the
Task Force possessed sufficient information to raise a reasonable
suspicion Mr. Phommachanh was involved in the two Sonic Drive-In
robberies and the Mandarin Restaurant robbery/murder. First, the
Task Force believed the nature of the Sonic Drive-In robberies
implicated an employee or former employee, and Mr. Phommachanh had
previously worked at the first restaurant robbed. Second, a
witness to the first robbery identified Mr. Phommachanh as one of
the perpetrators based on his voice and mannerisms. Third, the
similarity of the two crimes and ballistics evidence linked the two
Sonic Drive-In robberies indicating to the Task Force both were
committed by the same people. Fourth, the information the Task
Force learned from Mrs. Phommachanh that she feared her son was
involved in gang activities and might also specifically be involved
in the Sonic Drive-In and Mandarin robberies served to confirm the
Task Force’s existing information suggesting Mr. Phommachanh’s
involvement.5 The combination of all this information was
5
Souphaphone Lang argues when she testified at the suppression hearing Mrs.
(continued...)
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sufficient to give the Task Force reasonable suspicion justifying
an investigatory stop of the Blazer to question Mr. Phommachanh.
In addition, the Langs argue the Task Force’s mistake of
Douangmala Lang as Mr. Phommachanh was not reasonable. Souphaphone
and Douangmala Lang argue two of the members of the Task Force
possessed additional relevant information which should have
assisted them in recognizing Douangmala was not Mr. Phommachanh.
On November 17, twelve days prior to the incident, Souphaphone Lang
was interviewed by Detective Mervosh who took a personal and family
history of him during the interview where he learned Souphapone had
a brother named Douangmala. Further, Officer Mumma participated in
a stop of a vehicle where Mr. Phommachanh was a passenger
approximately six to eight months earlier. The Langs argue this
additional information renders the mistake of identity
unreasonable.
The evidence is uncontroverted that Agent Jablonski made the
decision to stop the Blazer on his own without discussing it with
the other members of the Task Force. Although the Task Force
members did commonly pool information about the cases they were
5
(...continued)
Phommachanh explained she never told Detective Mervosh she thought her son was specifically
involved in the Sonic Drive-In and Mandarin robberies, but simply feared her son’s participation
in criminal and gang activities generally. This certainly represents a fair reading of Mrs.
Phommachanh’s testimony. However, our standard of review requires us to view the evidence in
the light most favorable to the district court’s ruling. Accordingly, we must accept Detective
Mervosh’s contrary testimony Mrs. Phommachanh specifically mentioned she feared her son was
involved in these three robberies.
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working on, nothing in the record even suggests Agent Jablonski was
privy to the additional information attributable to Detective
Mervosh or Officer Mumma. We are unpersuaded by the Langs’
argument all the information known to one of the Task Force agents
is attributable to Agent Jablonski absent some evidence they
communicated the specific information to him so it factored into
his decision-making process. What is at issue here is whether
Agent Jablonski’s mistake of identity was reasonable under the
circumstances; and, as the district court pointed out, he had no
contact with and had never seen Souphaphone and Douangmala Lang or
Mr. Phommachanh prior to November 29.
Further, the Langs argue the mistake of identity was
unreasonable because of the physical dissimilarities between
Douangmala Lang and Mr. Phommachanh. Agent Jablonski had both a
mug shot and a description of Mr. Phommachanh which described him
as between 5'3" and 5'6" in height, and weighing 140 to 150 pounds,
with a shaved head or a closely cropped hairstyle and facial hair.
In contrast, Douangmala Lang was between 5'10" and 6'0" tall,
weighed 160 to 190 pounds, and had a different hairstyle. These
descriptions are patently different. However, Agent Jablonski
testified he had approximately ten seconds to observe Douangmala
Lang on his two trips between the mobile home and the Blazer from
a distance of fifty to seventy yards. He also observed Douangmala
Lang by driving alongside the Blazer and making a visual comparison
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between the mug shot pictures and the physical features of the
vehicle’s passenger. The brief time period and the difficulty of
identifying someone in a moving vehicle must be taken into
consideration in evaluating the reasonableness of Agent Jablonski’s
mistake. In addition, the district court specifically found the
mug shot picture of Mr. Phommachanh “looked very much like
Douangmala Lang.” Agent Jablonski had the best opportunity to
compare Douangmala Lang’s facial features with the mug shot. His
opportunity to compare Douangmala Lang’s height and weight to the
suspect’s was hindered by the limited time period he saw him
walking to and from the Blazer, and Douangmala Lang’s seated
position in the vehicle. Under the totality of the circumstances,
we cannot conclude Agent Jablonski’s misidentification of
Douangmala Lang as Mr. Phommachanh was unreasonable. Accordingly,
we hold the Task Force possessed sufficient justification to stop
the Blazer.
Next, the Langs contend the scope of the stop and the ensuing
searches exceeded the Task Force’s justification for the stop.
Under Terry’s second prong, the duration and extent of the seizure
must be evaluated based upon “the circumstances which justified the
interference in the first place.” Terry, 392 U.S. at 20. After
the Blazer was stopped, both Souphaphone and Douangmala Lang were
ordered to get out of their vehicle and subjected to pat down
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searches for weapons. The question is whether these actions are
objectively reasonable under the circumstances.
We have previously noted: “Since police officers should not
be required to take unnecessary risks in performing their duties,
they are ‘authorized to take such steps as [are] reasonably
necessary to protect their personal safety and maintain the status
quo during the course of [a Terry] stop.’” United States v. Perdue,
8 F.3d 1455, 1462 (10th Cir. 1993) (quoting United States v.
Hensley, 469 U.S. 221, 235 (1985) (alterations in original)). The
Task Force agents’ actions in this case were entirely consistent
with this principle. It was reasonable for the Task Force to
conduct a pat down search because they legitimately believed
Douangmala Lang was Mr. Phommachanh. Mr. Phommachanh was a suspect
in two armed robberies and a robbery/murder. It was reasonable for
the Task Force to believe he and his traveling companion, who
himself was a potential accomplice in the robberies, might be armed
and dangerous. The Task Force’s decision to conduct a pat down
search was reasonable to protect the agents’ personal safety. In
Perdue, we approved the officers’ actions of executing the Terry
stop with their weapons drawn and ordering the suspect to exit his
car and lie down on the ground “as a means of neutralizing the
potential danger.” Id. at 1462-63. The Task Force’s actions here
were less intrusive and equally reasonable under the circumstances.
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The Langs argue, however, once Douangmala informed Officer
Mumma he was Joe Lang and Detective Mervosh recognized Souphaphone,
the Task Force should have stopped to check the Langs’ identities.
We disagree. First, Detective Mervosh’s recognition of Souphaphone
Lang is irrelevant to determining Douangmala Lang’s identity.
Second, while there is a factual dispute about when Douangmala Lang
told Officer Mumma he was Joe Lang, we see no need to resolve it
because there is no question Douangmala Lang’s identity was not
confirmed until after the completion of the pat down search. It is
unreasonable to expect officers to stop a pat down search of a
suspect they reasonably believe may be armed and dangerous simply
based on the suspect’s unconfirmed statement of his identity.
Under these circumstances, we believe Officer Mumma acted properly
by completing his pat down search of Douangmala Lang prior to
seeking his identification to determine his identity.
Individually, Douangmala Lang challenges Officer Mumma’s pat
down search which disclosed the cocaine.6 Initially, he contends
once Officer Mumma concluded the bulge in his left front pants
pocket was not a weapon he should have stopped the search.
However, the Supreme Court has held a police officer may seize
nonthreatening contraband detected during a protective pat down
6
Souphaphone Lang also raises this issue. In response, the government argues
Souphaphone Lang lacks Fourth Amendment standing to challenge the search of his brother.
Our disposition of the issue renders Souphaphone Lang’s argument moot, so we need not address
his standing.
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search permitted by Terry. Minnesota v. Nickerson, 508 U.S. 366,
___, 113 S.Ct. 2130, 2136 (1993). The Court reasoned:
If a police officer lawfully pats down a suspect’s outer
clothing and feels an object whose contour or mass makes
its identity immediately apparent, there has been no
invasion of the suspect’s privacy beyond that already
authorized by the officer’s search for weapons; if the
object is contraband, its warrantless seizure would be
justified by the same practical considerations that
inhere in the plain view context.
Id. at 2137 (citations and footnote omitted). Under Nickerson,
Officer Mumma’s discovery of the plastic bag of cocaine in
Douangmala Lang’s pocket was reasonable because there is no
evidence he did anything more intrusive than a simple pat down
search.
However, in this case, the search does not stand or fall based
on Nickerson because Officer Mumma twice asked for and received
Douangmala Lang’s consent to search his pocket. A search is
reasonable under the Fourth Amendment if voluntary consent is given
to the police before the search. The voluntariness of a consent to
search is examined under the totality of the circumstances with the
government bearing the burden of proof. United States v. McCurdy,
40 F.3d 1111, 1119 (10th Cir. 1994). “The ‘government must show
that there was no duress or coercion, express or implied, that the
consent was unequivocal and specific, and that it was freely and
intelligently given.’” Id. (quoting United States v. Zapata, 997
F.2d 751, 758 (10th Cir. 1993); see also United States v. Melendez-
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Garcia, 28 F.3d 1046, 1053-54 (10th Cir. 1994). The district court
concluded, based on Officer Mumma’s testimony, Douangmala Lang
voluntarily consented to the search of his left front pants pocket.
Douangmala Lang has offered nothing to disturb this finding on
appeal, and our review of Officer Mumma’s testimony supports the
district court’s conclusion.
Finally, Souphaphone and Douangmala Lang assert Officer
Mumma’s discovery of the cocaine on the passenger’s side of the
Blazer’s floorboard does not meet the requirements of the plain
view exception. Law enforcement authorities may seize contraband
in plain view without a warrant if three conditions are met: (1)
the law enforcement authorities are lawfully in a position from
which they may view the object; (2) the object’s incriminating
character is immediately apparent; and, (3) the authorities have
a lawful right of access to the object. Nickerson, 113 S.Ct. at
2136-37; United States v. Naugle, 997 F.2d 819, 822 (10th Cir.),
cert. denied, 114 S.Ct. 562 (1993); United States v. Corral, 970
F.2d 719, 723 (10th Cir. 1992). The Langs argue the first and
third factors have not been established in this case. Souphaphone
and Douangmala Lang assert the Task Force agents initial stop of
the Blazer was improper so they were not lawfully in a position to
view the cocaine on the vehicle’s floorboard. We have already
concluded the stop of the Blazer was appropriate. Further, the
Langs argue the cocaine was underneath the passenger seat on the
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floorboard and therefore not within plain view. Unfortunately, the
Langs offer no specific evidence demonstrating the truth of their
assertion to contradict Officer Mumma’s testimony he spied the
cocaine on the floorboard in front of the passenger seat through
the open passenger door while frisking Douangmala Lang. We hold
the cocaine first discovered in the Blazer by Officer Mumma falls
within the plain view exception to the warrant requirement.
In summary, we conclude the district court properly denied
Souphaphone and Douangmala Lang’s motion to suppress. The Task
Force agents possessed reasonable suspicion to stop the Blazer;
Agent Jablonski’s mistake of Douangmala Lang as Fongyxmany
Phommachanh was reasonable; the pat down searches of Souphaphone
and Douangmala Lang were justified as a reasonable precautionary
measure to ensure the Task Force agents’ safety; the search did not
exceed the scope of the initial impetus for the investigatory stop;
and Officer Mumma discovered the initial cocaine found in the
Blazer within plain view.
IV.
Finally, Souphaphone and Douangmala Lang challenge their
sentences. Specifically, both Langs argue the district court erred
by imposing a two-level enhancement for obstruction of justice
pursuant to U.S.S.G. § 3C1.1 after finding Souphaphone and
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Douangmala Lang committed perjury when they testified at their
trial.
We review the factual findings supporting the application of
a particular Sentencing Guideline provision for clear error.
United States v. Edwards, 69 F.3d 419, 440 (10th Cir. 1995),
petition for cert. filed, 64 U.S.L.W. 3593 (Feb. 23, 1996). In so
doing, we give due deference to the district court’s factual
findings based on its observation of the testimony given at trial
including the demeanor of the witnesses. United States v. Yost, 24
F.3d 99, 106 (10th Cir. 1994).
The Sentencing Guidelines provide for a two-level enhancement
if the defendant willfully attempts or succeeds in obstructing or
impeding the administration of justice. U.S.S.G. § 3C1.1. The
application notes make clear “committing, suborning, or attempting
to suborn perjury” is conduct sufficient to trigger this
enhancement. U.S.S.G. § 3C1.1 (n.3(b)). “A defendant commits
perjury if he gives false testimony under oath concerning a
material matter with the willful intent to provide false testimony,
rather than as a result of confusion, mistake or faulty memory.”
United States v. Owens, 70 F.3d 1118, 1132 (10th Cir. 1995) (citing
United States v. Dunnigan, 507 U.S. 87, ___, 113 S.Ct. 1111, 1116
(1993)).
In the instant case, the presentence reports for both
Souphaphone and Douangmala Lang recommended a two-level enhancement
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for an obstruction of justice. Both presentencing reports
concluded the brothers committed perjury when they testified at
trial. Souphaphone and Douangmala Lang objected to the
recommendation, but after holding a sentencing hearing, the
district court agreed with the probation office and imposed the
U.S.S.G. § 3C1.1 enhancement.
On appeal, Souphaphone and Douangmala Lang argue the district
court erred on two grounds. First, the Langs assert the court
failed to make the requisite specific factual findings they
willfully committed perjury to impede the administration of
justice. They contend the court only made a general statement
finding Souphaphone and Douangmala Lang’s testimony perjurious.
Second, the Langs maintain they did not commit perjury. Instead,
they characterize the differences in their testimony from the Task
Force agents as merely a factual dispute. The Langs argue they
were improperly punished simply for exercising their right to
testify on their own behalf. We conclude these arguments are
without merit.
In Dunnigan, the Supreme Court explained a sentencing court
“must review the evidence and make independent findings necessary
to establish a willful impediment to or obstruction of justice, or
an attempt to do the same ....” Dunnigan, 113 S.Ct. at 1117.
Since the Court’s decision, we have elaborated the type of findings
required:
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We do not mean to imply the district court must recite
the perjurious testimony verbatim. The district court
must generally identify the testimony at issue from his
or her trial notes or memory and it is sufficient if such
testimony is merely described in substance so that when
we review the transcript we can evaluate the Dunnigan
findings of the elements of perjury against an identified
line of questions and answers without having simply to
speculate on what the district court might have believed
was the perjurious testimony.
United States v. Massey, 48 F.3d 1560, 1574 (10th Cir.), cert.
denied, 115 S.Ct. 2628 (1995). The district court complied with
Dunnigan and Massey in this instance. For Souphaphone Lang, the
district court focused on the defendant’s testimony he did not know
there was any cocaine in the Blazer until after he was arrested and
his denial of knowledge about the cocaine found inside a rolled
pair of socks in his dresser drawer in his bedroom. Similarly, for
Douangmala Lang, the court specified his testimony he planned to
take the cocaine and dispose of it in the river as a favor for Mr.
Phommachanh. The court’s focus on this specific testimony it
considered perjurious was sufficient to allow us to review the
substance of its finding, which is all that is required by Dunnigan
and its progeny in this circuit. The court’s findings are
favorably compared with those instances where we have previously
held a sentencing court’s findings were not specific enough.
Compare United States v. Markum, 4 F.3d 891, 898 (10th Cir. 1993)
(“The record does not contain a specific finding that independent
of the jury verdict, defendant committed perjury. Nor does it
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suggest what particular testimony the district court found
untrue.”); United States v. Hansen, 964 F.2d 1017, 1020 (10th Cir.
1992) (“[T]he district court’s finding that both it and the jury
may not have believed the defendant’s testimony stops well short of
a finding that the defendant perjured himself. Further, the trial
court’s statement as to finding the defendant untruthful was not in
specific regards to any testimony given by the defendant.”).
The Langs characterize any discrepancies or inconsistencies in
their testimony in comparison to the Task Force agents’ and their
prior inculpatory statements as merely a factual dispute
insufficient to warrant a finding of perjury. We disagree. Our
review of the record convinces us both Souphaphone and Douangmala
Lang knowingly lied on the witness stand during their trial. Like
the district court, we find much of their trial testimony at the
least highly inconsistent and at the most preposterous. We reject
the Langs’ assertion they received the two-level enhancement simply
because they decided to testify on their own behalf. Accordingly,
we conclude the district court properly enhanced Souphaphone and
Douangmala Lang’s sentences pursuant to U.S.S.G. § 3C1.1.
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED FOR
RESENTENCING.
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