UNITED STATES COURT OF APPEALS
Filed 8/27/96
TENTH CIRCUIT
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ROBERT ERNEST SCHWARTZ,
Plaintiff-Appellant,
v. No. 96-1131
(D.C. No. 94-Z-2158)
ARISTEDES W. ZAVARAS, individually and (D. Colorado)
in his official capacity as Executive Director of
the Colorado Department of Corrections; GARY
D. NEET, individually and in his official
capacity as Superintendent of the Buena Vista
Correctional Facility of the Colorado
Department of Corrections,
Defendants-Appellees.
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ORDER AND JUDGMENT *
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Before BRORBY, EBEL and HENRY, Circuit Judges.
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After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a); 10th Cir. R. 34.1.9. The case is therefore
*
This order and judgment is not binding precedent except under the
doctrines of law of the case, res judicata and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
ordered submitted without oral argument.
Colorado state prisoner Robert Ernest Schwartz appears pro se and in forma
pauperis to appeal the district court's dismissal of his 42 U.S.C. § 1983 complaint
alleging violations of his Eighth Amendment rights.
In his complaint Mr. Schwartz alleged numerous violations, including the
defendants' failure to provide him with protective custody status as well as the
conditions of his confinement. He filed his complaint against Aristedes Zavaras,
individually and in his official capacity as Executive Director of the Colorado
Department of Corrections, and Gary Neet, Superintendent of the Buena Vista
Correctional Facility of the Colorado Department of Corrections.
The defendants filed a motion for summary judgment, which the district
court referred to a magistrate judge. The magistrate judge recommended granting
the motion on all Mr. Schwartz's claims except his claim the defendants
endangered him by placing him in the general population. The district court
granted the defendants' motion for summary judgment on all grounds after finding
Mr. Schwartz had failed to show that either defendant was aware of or involved in
the decision to place him in the general population and the conditions of his
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confinement claims did not rise to the level of a constitutional violation. Mr.
Schwartz raises two issues on appeal: 1) "that the court did not consider that the
plaintiff had requested a jury trial and not an evaluation and decision by an
individual judge" and 2) "that the judge misinterpreted ... and did not consider the
plaintiff's response to defendants' motion to dismiss and motion for summary
judgment, verified, since the findings are contrary to the presented evidence."
The first issue is without merit. Mr. Schwartz is not entitled to a jury trial
"if the pleadings, depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no genuine issue as to any
material fact and that the moving party is entitled to judgment as a matter of law."
Fed. R. Civ. P. 56(c). In a case like this, where the district court has found the
absence of any issues of material fact, the judge must decide the case as a matter
of law without submitting the case to a jury. See Dillard & Sons Constr., Inc. v.
Burnup & Sims Comtec, Inc., 51 F.3d 910, 916 (10th Cir. 1995) (holding that
"district court erred by submitting a question of law to the jury for decision").
Because Mr. Schwartz is appearing pro se, we will liberally construe his
second issue as a challenge to the district court's order granting the defendant's
motion for summary judgment. See Reynoldson v. Shillinger, 907 F.2d 124, 125
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(10th Cir. 1990).
Mr. Schwartz claims the district court failed to address his complaint
regarding his cell size and the personal involvement of Mr. Neet. Mr. Schwartz
contends that housing him in a cell which was 54 square feet was
unconstitutional. In prior decisions we have held that 60 square feet is the
minimum cell size that is constitutionally acceptable. Ramos v. Lamm, 639 F.2d
559, 568 (10th Cir. 1980), cert. denied, 450 U.S. 1041 (1981). Mr. Schwartz was
housed in the smaller cell after he was placed in administrative segregation. Mr.
Schwartz does not challenge his placement in administrative segregation but
rather the conditions of confinement he endured while so classified. We have
previously affirmed the usage of cells smaller than 60 square feet in cases of
punitive segregation. See Gregory v. Wyse, 512 F.2d 378, 380-82 (10th Cir.
1975) (approving usage of cell six feet square); Poindexter v. Woodson, 510 F.2d
464, 465-66 (10th Cir.) (approving usage of cell 9 by 5 feet), cert. denied, 423
U.S. 846 (1975). The Supreme Court has also held, "[i]t is plain that the transfer
of an inmate to less amenable and more restrictive quarters for nonpunitive
reasons is well within the terms of confinement ordinarily contemplated by a
prison sentence." Hewitt v. Helms, 459 U.S. 460, 468 (1983). We therefore find
it was proper for the district court to dismiss Mr. Schwartz's claims relating to his
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cell size on a motion for summary judgment. Because Mr. Schwartz does not
address his other conditions of confinement claims on appeal, and we do not
believe the district court erred in dismissing them, the dismissal of his other
claims are also affirmed.
We next address Mr. Schwartz's claim that the defendants failed to follow a
court order requiring that he be placed in protective custody. Mr. Schwartz states
that his status as a former prosecutor for several Colorado counties between 1974
and 1986 mandate that he be placed in protective custody. In fact when he was
placed in the general population, he refused to leave his cell, even for meals, due
to "probable harm and threats he had received." We agree with the defendants
that under Colorado law the placement and classification of an inmate is under the
discretion of the Department of Corrections and not the courts. Milligan v.
Colorado Dept. of Corrections, 751 P.2d 75, 76 (Colo. Ct. App. 1988) ("inmate
classification decisions are within the discretion of Department of Corrections
officials"); see also Marchesani v. McCune, 531 F.2d 459, 461 (10th Cir.)
(finding that "[t]he duty to classify inmates rests with federal prison officials"),
cert. denied, 429 U.S. 846 (1976). Therefore, even if the court did issue an order,
as Mr. Schwartz alleges, it would not have been binding on prison administrators
as anything more than a recommendation. However, "[t]he failure of prison
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officials to protect an inmate from attacks by other inmates may rise to the level
of an Eighth Amendment violation." Blankenship v. Meachum, 840 F.2d 741, 742
(10th Cir. 1988). In order to state a claim under § 1983 against Mr. Neet and Mr.
Zavaras, Mr. Schwartz needed to show that they failed to act to protect him
despite their knowledge of a substantial risk of serious harm. Farmer v. Brennan,
511 U.S. 825, ___, 114 S. Ct. 1970, 1981 (1994). Supervisor status by itself is
insufficient to support a claim under § 1983. Mitchell v. Maynard, 80 F.3d 1433,
1441 (10th Cir. 1996). There must be a showing of personal involvement or
knowledge. Id. Mr. Schwartz fails to provide any allegations in his appellate
brief addressing any personal knowledge or involvement on the part of Mr.
Zavaras regarding his requests for protective custody. Nor were we able to find
any such evidence in the record. The only indication is a statement in Mr.
Schwartz's response to the defendants' Motion for Summary Judgement where he
alleges that he wrote Mr. Zavaras a letter. He does not indicate when he wrote
this letter or what he said in this letter. This simple, unsupported and conclusory
allegation is not enough to create liability for § 1983 purposes or to withstand a
motion for summary judgment.
Mr. Schwartz does make factual allegations that he personally discussed his
need for protective status with Mr. Neet and that Mr. Neet was the one who
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addressed his grievances. Mr. Schwartz, however, fails to provide any evidence
to show that Mr. Neet was responsible for placing him in the general population.
Instead, the record does show that after Mr. Schwartz protested his placement in
the general population, Mr. Neet was responsible for having him taken out of the
general population and placed in administrative segregation. Also, Mr. Neet did
not review Mr. Schwartz's grievances until after Mr. Schwartz had been
transferred to a different prison, at which point Mr. Neet had no authority over
him. Even assuming Mr. Schwartz faced a risk of serious harm from being placed
in the general population, the record fails to provide any facts to establish that
either Mr. Neet or Mr. Zavaras had the requisite knowledge and failed to protect
him. We also note his requests for an injunction and declaratory relief regarding
his protective status are moot because he has since been transferred to another
prison.
For the reasons stated above the district court's order is AFFIRMED.
Entered for the Court
WADE BRORBY
United States Circuit Judge
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