UNITED STATES COURT OF APPEALS
Filed 9/23/96
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 96-6066
v. W.D. Oklahoma
JIMMIE LEE GREER, (D.C. No. CR-95-139-R)
Defendant - Appellant.
ORDER AND JUDGMENT*
Before ANDERSON, BARRETT, and MURPHY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of this
appeal. See Fed. R. App. P. 34 (a); 10th Cir. R. 34.1.9. This cause is therefore ordered
submitted without oral argument.
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
Jimmie Lee Greer pled guilty to providing or possessing contraband in prison in
violation of 18 U.S.C. § 1791(a)(2). Under the Sentencing Guidelines, Greer’s offense
fell under Offense Level 11 which, with Greer’s Criminal History Category VI,
established a guideline range of 27 to 33 months. The district court departed upward to
Offense Level 13, Category VI, guideline range 33 to 41 months, and imposed a sentence
at the top of that range -- 41 months.
Greer challenges the upward departure, contending: 1) that the district court did
not identify factors which showed his criminal record was egregious and serious beyond
the applicable guideline parameters without enhancement; and 2) that the court failed to
provide an adequate factual basis for its decisions to depart upward from the Guidelines
and the degree to which it departed. We affirm.
At the time of the offense, Greer was incarcerated at the Federal Correctional
Institution in El Reno, Oklahoma, pending transfer to the New Mexico Department of
Corrections. He engaged in disruptive behavior during a meal. When officers sought to
remove him from the dining area, he attempted to discard an eight-inch sharpened metal
instrument in a trash can. When officers moved to search the trash can, Greer grabbed the
sharpened instrument and threatened two officers. The officers subdued him and neither
officer was injured.
Greer was indicted on three counts. Count one alleged that he knowingly
possessed a prohibited object designed for use as a weapon. Counts two and three alleged
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that he forcibly assaulted, opposed, impeded, intimidated and interfered with two
corrections officers. Greer pled guilty to count one, and counts two and three were
dismissed.
We review a departure from the Sentencing Guidelines for abuse of discretion.
Koon v. United States, ___ U.S. ___, ___, 116 S. Ct. 2035, 2047-48 (1996). A district
court is required to impose a sentence within the Guidelines unless it determines “that
there exists an aggravating or mitigating circumstance of a kind, or to a degree, not
adequately taken into consideration by the Sentencing Commission in formulating the
guidelines that should result in a sentence different from that described.” 18 U.S.C.
§ 3553(b). In order for the district court to depart from the Guidelines, “certain aspects of
the case must be found unusual enough for it to fall outside the heartland of cases in the
Guideline.” Koon, 116 S. Ct. at 2046.1 The district court’s decision to depart from the
Sentencing Guidelines “will in most cases be due substantial deference, for it embodies
the traditional exercise of discretion by a sentencing court.” Id.
The Sentencing Guidelines state:
1
The Supreme Court adopted the following inquiry that a sentencing court must
make before departing from the Guidelines: “‘1) What features of this case, potentially,
take it outside the Guidelines’ ‘heartland’ and make of it a special, or unusual, case? 2)
Has the Commission forbidden departures based on those features? 3) If not, has the
Commission encouraged departures based on those features? 4) If not, has the
Commission discouraged departures based on those features?’” Koon at 2045 (quoting
United States v. Rivera, 994 F.2d 942, 949 (1st Cir. 1993)).
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The Commission contemplates that there may, on occasion, be a case of an
egregious, serious criminal record in which even the guideline range for
Criminal History Category VI is not adequate to reflect the seriousness of
the defendant’s criminal history. In such a case, a departure above the
guideline range for a defendant with Criminal History Category VI may be
warranted. In determining whether an upward departure from Criminal
History Category VI is warranted, the court should consider that the nature
of the prior offenses rather than simply their number is often more
indicative of the seriousness of the defendant’s criminal record. . . . Where
the court determines that the extent and nature of the defendant’s criminal
history, taken together, are sufficient to warrant an upward departure from
Criminal History Category VI, the court should structure the departure by
moving incrementally down the sentencing table to the next higher offense
level in Criminal History Category VI until it finds a guideline range
appropriate to the case.
U.S.S.G. § 4A1.3 (emphasis added). “‘[I]nstead of hypothesizing a criminal history range
more than VI, the guidelines require a sentencing court to look to the other axis and
consider the available ranges from higher offense levels.’” United States v. Okane, 52
F.3d 828, 833-34 n.5 (10th Cir. 1995) (quoting United States v. Carr, 5 F.3d 986, 994 (6th
Cir. 1993)).
The district court adopted such a procedure in this case. It departed from the
Guidelines because it determined that Criminal History Category VI did not accurately
reflect Greer’s past criminal involvement. In doing so, the court considered seven major
offenses in the presentence report for which Greer was found guilty by prison disciplinary
committees, but not subjected to criminal charges. These offenses included assault and
battery against prison officers and inmates, and possession of weapons. It was well
within the discretion of the district court to find that Greer’s prior offenses in prison were
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not adequately reflected in his criminal record and were sufficiently serious to warrant an
incremental upward departure from Offense Level 11 to Offense Level 13. We conclude
that the departure was not an abuse of the court’s discretion. For the foregoing reasons,
the ruling of the district court is AFFIRMED.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
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