UNITED STATES COURT OF APPEALS
Filed 10/10/96
FOR THE TENTH CIRCUIT
TAMMY MCCLURE, for Nathaniel
McClure, a minor,
Plaintiff-Appellant,
No. 96-7019
v. (D.C. No. CV-94-640-B)
(E.D. Okla.)
SHIRLEY S. CHATER,
Commissioner, Social Security
Administration, *
Defendant-Appellee.
ORDER AND JUDGMENT **
Before PORFILIO, LOGAN, and LUCERO, Circuit Judges.
*
Effective March 31, 1995, the functions of the Secretary of Health and
Human Services in social security cases were transferred to the Commissioner of
Social Security. P.L. No. 103-296. Pursuant to Fed. R. App. P. 43(c), Shirley S.
Chater, Commissioner of Social Security, is substituted for Donna E. Shalala,
Secretary of Health and Human Services, as the defendant in this action.
Although we have substituted the Commissioner for the Secretary in the caption,
in the text we continue to refer to the Secretary because she was the appropriate
party at the time of the underlying decision.
**
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Plaintiff Nathaniel McClure, a nine-year-old child, appeals from an order of
the district court that affirms the decision of the Secretary of Health and Human
Services to deny him Children’s Supplemental Security Income (SSI) benefits. 1
Plaintiff claims he is disabled due to bradycardia which required him to have a
pacemaker implanted. The administrative law judge (ALJ) denied benefits at step
four of the evaluation process, see 20 C.F.R. § 416.924(b)-(f); and determined
that plaintiff did not have an impairment of comparable severity to that which
would disable an adult. The ALJ concluded plaintiff was not disabled. The
Appeals Council denied review, making the ALJ's determination the final decision
of the Secretary.
On appeal, plaintiff contends the ALJ: (1) failed to link each of his
conclusions to substantial evidence; (2) failed to obtain information from the
consultative examiner concerning the particular developmental issues raised in
determining whether a child is disabled; and (3) failed to obtain claimant’s school
records or reports in order to assess how claimant was functioning at school.
1
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f) and 10th Cir. R. 34.1.9. The case is
therefore ordered submitted without oral argument.
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We have jurisdiction under 42 U.S.C. § 405(g) and 28 U.S.C. § 1291 and
review the Secretary's decision to determine only whether it is supported by
substantial evidence and whether the correct legal standards were applied. See
Goatcher v. United States Dep’t of Health & Human Servs., 52 F.3d 288, 289
(10th Cir. 1995). Substantial evidence is “such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion.” Richardson v. Perales,
402 U.S. 389, 401 (1971)(quotation and citation omitted). Evidence is not
substantial if it is overwhelmed by other evidence or is mere conclusion.
Musgrave v. Sullivan, 966 F.2d 1371, 1374 (10th Cir. 1992). We may not
reweigh the evidence or substitute our judgment for that of the Secretary. Kelley
v. Chater, 62 F.3d 335, 337 (10th Cir. 1995).
At step four of a child’s SSI claim, the ALJ conducts an individualized
functional assessment (IFA) to determine whether the claimant’s impairment is of
comparable severity to that which would disable an adult. 20 C.F.R. § 416.924(f).
A school-age child IFA covers six different areas, or “domains:” cognitive
function; communicative function; motor function; social function;
personal/behavioral function; and concentration, persistence, and pace. Id.
§ 416.924d(h). A school-age child such as plaintiff is considered disabled if he
demonstrates that he is markedly impaired in one domain and moderately impaired
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in another, or that he is moderately impaired in three domains. Id.
§ 416.924e(c)(2).
Plaintiff does not challenge the ALJ’s finding that plaintiff’s motor
impairment is moderate, not marked. Because plaintiff does not allege marked
impairment in any single domain, he must demonstrate that the ALJ erred in
concluding he is not moderately impaired in at least two other domains as well.
Having reviewed the briefs and the record on appeal, we hold the record is
adequate to allow the ALJ to make an informed decision in this case. We affirm
the ALJ’s finding that plaintiff is not disabled under the above legal standard.
Plaintiff bears the ultimate burden of proving disability. Henrie v. United
States Dep’t of Health & Human Servs., 13 F.3d 359, 361 (10th Cir. 1993);
20 C.F.R. § 416.912(a). Although the ALJ has a duty to develop the record, “it is
not the ALJ’s duty to become the claimant’s advocate.” Henrie, 13 F.3d at 361.
Rather, the ALJ’s duty is only “one of inquiry and factual development.” Id.
While having a pacemaker clearly limits plaintiff’s physical activities to some
degree, the record supports the ALJ’s conclusions that plaintiff is attending
school regularly, engages in most activities along with his peers, and is usually a
happy child who gets along well with others. The ALJ adequately discussed the
evidence he used to arrive at these conclusions. There is no requirement that an
ALJ procure a child’s school records. Counsel does not indicate what plaintiff’s
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school records would show even if they were obtained, nor explain why they were
not provided to the ALJ at the hearing. Counsel also fails to specify what
impairments would be found if the ALJ were to ask the consultative examiner for
additional information. To the extent plaintiff challenges the form used by the
consulting psychologist, we conclude that the psychologist’s report, when read as
a whole, provides substantial evidence to support the ALJ’s conclusion that
plaintiff is not significantly impaired in any domain other than motor function. In
these circumstances, we have no basis to set aside the ALJ’s determination that
plaintiff’s impairment is not of comparable severity to that which would disable
an adult.
AFFIRMED.
Entered for the Court
Carlos F. Lucero
Circuit Judge
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