PUBLISH
UNITED STATES COURT OF APPEALS
Filed 11/18/96TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v.
No. 95-6269
ELGRET LORENZO BURDEX,
Defendant-Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF OKLAHOMA
(D.C. No. CR-91-30-T)
Edward J. Kumiega, Assistant United States Attorney (Patrick M. Ryan, United States
Attorney, with him on the brief), Oklahoma City, Oklahoma, for Plaintiff-Appellee.
Paul Antonio Lacy, Assistant Federal Public Defender, Oklahoma City, Oklahoma, for
Defendant-Appellant.
Before EBEL, HOLLOWAY, and HENRY, Circuit Judges.
HENRY, Circuit Judge.
Elgret Lorenzo Burdex appeals the statutory maximum, twenty-four month
sentence imposed by the United States District Court for the Western District of
Oklahoma for his violation of the terms of his supervised release. Mr. Burdex contends
that the district court improperly departed upward from the sentence prescribed by
Chapter 7 of the United States Sentencing Guidelines, that he had inadequate notice of the
court’s intention to depart, and that his sentence was excessive and greater than necessary
because it failed to account for his need for post-incarceration drug treatment pursuant to
18 U.S.C. § 3553(a). We accept jurisdiction pursuant 28 U.S.C. § 1291 and affirm the
sentence imposed by the district court.
I. BACKGROUND
On April 14, 1995, after serving slightly less than forty-eight months of a fifty-
seven month prison sentence, Mr. Burdex was released from incarceration and began
serving the court ordered term of three years supervised release. On June 12, 1995, only
two months after his release, Mr. Burdex submitted a urine sample pursuant to the terms
of his supervised release. The sample tested positive for cocaine and marijuana.
Subsequently, on June 16 and June 22, 1995, Mr. Burdex failed to submit urine samples
as required by the terms of his supervised release. On July 13, 1995, an Amended
Petition for Warrant or Summons for Offender Under Supervision was filed that made the
following allegations: (1) Mr. Burdex submitted a urine specimen on June 12, 1995,
which tested positive for cocaine and marijuana usage; (2) he failed to submit urine
specimens for drug testing on June 16 and June 22, 1995; and (3) on July 10, 1995, Mr.
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Burdex stated that on or about May 28, 1995, he smoked marijuana that had been
“dusted” with cocaine. Mr. Burdex stipulated to each of these allegations. The district
court found that Mr. Burdex had violated the conditions of his supervised release and
revoked his remaining term of supervision.
In the sentencing phase of Mr. Burdex’s proceeding, the United States Probation
Office submitted a presentence report that calculated Mr. Burdex’s range of imprisonment
at eight to fourteen months using the “policy statements” contained in Chapter 7 of the
Sentencing Guidelines. The sentencing court considered this range and declared it
inadequate for Mr. Burdex. The district court stated that the recommended Chapter 7
range “does not address adequately the gravity of the defendant’s past criminal conduct
(i.e., Criminal History Category VI), nor the fact that the defendant possessed cocaine less
than two months after being released on supervision.” Aplt’s Br. Attach. A at 2. For
these reasons, the court sentenced Mr. Burdex to the statutory maximum of twenty-four
months imprisonment. See 18 U.S.C. § 3583(e)(3) (setting the maximum term at two
years in prison for violations of supervised release if the offense that resulted in the term
of supervised release is a class C or D felony).
II. DISCUSSION
We review the district court’s findings of fact underlying a sentence for clear error
and review de novo its interpretations of the Sentencing Guidelines. See United States v.
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Evans, 985 F.2d 497, 499 (10th Cir. 1993). We also review for clear error the district
court’s application of the Guidelines to the facts. See United states v. Lee, 957 F.2d 770,
772 (10th Cir. 1992).
Mr. Burdex makes three arguments on appeal. First, he argues that his case does
not present the extraordinary circumstances necessary for a district court to depart upward
from sentencing range prescribed by the Sentencing Guidelines’ Chapter 7 policy
statements. Second, he contends that the district court failed to give him adequate notice
of its intention to depart upward from the sentencing range prescribed by Chapter 7.
Finally, he maintains that the district court imposed a sentence which was excessive and
greater than necessary in violation of 18 U.S.C. § 3553(a), because the court failed to
adequately consider his need for post-incarceration drug treatment. We address each of
these arguments in turn.
A. Departure from Chapter 7
Mr. Burdex contends that Chapter 7 of the Sentencing Guidelines is authoritative
and should not be departed from except for “extraordinarily compelling reasons.” Aplt’s
Br. at 12. Mr. Burdex relies on two recent Supreme Court decisions for this proposition:
Williams v. United States, 503 U.S. 193 (1992), and Stinson v. United States, 508 U.S. 36
(1993). Mr. Burdex claims that his situation is not “extraordinary,” and therefore, the
district court erred by sentencing him to substantially more time in prison than Chapter 7
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of the Sentencing Guidelines allows. As Mr. Burdex’s counsel graciously admitted at
oral argument, the viability of this argument has been foreclosed by our decision in
United States v. Hurst, 78 F.3d 482, 483-84 (10th Cir. 1996) (reaffirming rule in Lee, 957
F.2d at 773, that “the policy statements regarding revocation of supervised release
contained in Chapter 7 . . . are advisory rather than mandatory in nature”).
B. Notice of Departure from Chapter 7
Despite the conclusion in Hurst that the Chapter 7 policy statements are not
binding upon a sentencing court, Mr. Burdex argues that a sentencing court should be
required to give defendants notice before departing upward from the applicable Chapter 7
policy statements. Mr. Burdex cites Burns v. United States, 501 U.S. 129 (1991), for the
well-settled proposition that a sentencing court must give a defendant reasonable notice
before departing upward, sua sponte, from a guideline sentencing range “on a ground not
identified as a ground for upward departure either in the presentence report or in a
prehearing submission by the Government,” id. at 138. This rule promotes “focused,
adversarial resolution of the legal and factual issues relevant to fixing Guidelines
sentences,” Burns, 501 U.S. at 137, and allows the defendant to marshal and present
evidence opposing any upward departure, see United States v. Hofierka, 83 F.3d 357, 362
(11th Cir. 1996). We have not previously decided whether a sentencing court must give
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notice before departing upward from a Chapter 7 recommended sentencing range. We
hold that such notice is not required.
Although Hurst did not address this issue, the Fifth Circuit case upon which Hurst
relies, Unites States v. Mathena, 23 F.3d 87 (5th Cir. 1994), did, stating that “[a] sentence
which diverges from advisory policy statements is not a departure such that a court has to
provide notice,” id. at 93 n. 13. See also Hofierka, 83 F.3d at 362 (11th Cir.)
(“[E]xceeding [the Chapter 7] range does not constitute a ‘departure.’ Consequently, we
hold that the sentencing court is not required to give notice of its intent to exceed the
Chapter 7 sentencing range.”) (citations omitted); United States v. Davis, 53 F.3d 638,
642 n. 15 (4th Cir. 1995) (“It is well established that ‘[a] sentence which diverges from
advisory policy statements is not a departure.’”) (quoting Mathena, 23 F.3d at 93 n. 13);
United States v. Blackston, 940 F.2d 877, 893 (3d Cir.) (“When working with policy
statements (as opposed to guidelines), the district court is not required . . . to impose a
sentence outside of the prescribed range . . . by finding an aggravating factor that warrants
an upward departure . . . .”), cert. denied, 502 U.S. 992 (1991). We now adopt the well-
accepted position of the Fifth Circuit that a sentencing court is not required to give notice
of its intent to exceed the sentencing range prescribed by the Chapter 7 policy statements
for violations of supervised release.
This conclusion follows directly from our holding in Hurst that the Chapter 7
policy statements are not binding on sentencing courts. A sentence in excess of the
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Chapter 7 range is not a “departure” from a binding guideline. Rather, only the statutory
maximum imposed by Congress binds a sentencing court as to the length of a sentence
imposed upon a violation of supervised release. All discussions of applicable sentences
before a district court following the revocation of supervised release “should be grounded
in the common understanding that the district court may impose any sentence within the
statutory maximum.” Hofierka, 83 F.3d at 362. Thus, we find no error with the
sentencing court’s failure to give Mr. Burdex prior notice of its intention to depart from
the Chapter 7 policy statements.
C. Application of 18 U.S.C. § 3553
Mr. Burdex next submits that the sentencing court failed to adequately consider his
need for post-incarceration drug treatment, and thus imposed a sentence which was
excessive and greater than necessary, in violation of 18 U.S.C. § 3553(a)(2)(D). We find
this argument unpersuasive.
18 U.S.C. § 3553(a) does not provide Mr. Burdex with any specific right to post-
incarceration drug treatment. Section 3553(a) provides in relevant part:
The court shall impose a sentence sufficient, but not greater than necessary,
to comply with the purposes set forth in paragraph (2) of this subsection.
The court, in determining the particular sentence to be imposed, shall
consider--
...
(2) the need for the sentence imposed--
...
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(D) to provide the defendant with needed educational or vocational
training, medical care, or other correctional treatment in the most effective
manner . . . .
18 U.S.C. § 3553(a)(2)(D). Other factors to be considered pursuant to section 3553(a)
when imposing a sentence are: “the nature and circumstances of the offense and the
history and characteristics of the defendant,” 18 U.S.C. § 3553(a)(1); the seriousness of
the offense, see 18 U.S.C. § 3553(a)(2)(A); deterrence, see 18 U.S.C. § 3553(a)(2)(B);
protection of the public, see 18 U.S.C. § 3553(a)(2)(C); “the kinds of sentences
available,” 18 U.S.C. § 3553(a)(3); the guidelines and policy statements issued by the
Sentencing Commission, see 18 U.S.C. § 3553(a)(4)-(5); unwarranted sentence
disparities, see 18 U.S.C. § 3553(a)(6); and restitution to victims, see 18 U.S.C. §
3553(a)(7).
We have previously held that the sentencing court is not required to consider
individually each of the factors listed in 18 U.S.C. § 3553(a) before issuing a sentence.
See Lee, 957 F.2d at 774-75 (citing United States v. Graves, 914 F.2d 159, 160 (8th Cir.
1990)). A sentencing court need only give the reasons for its action as required by 18
U.S.C. § 3553(c).1 Thus, when imposing a sentence, a district court need only consider
18 U.S.C. § 3553(a) en masse and state its reasons for imposing a given sentence. See id.
at 775; see also Blackston, 940 F.2d at 893-94. Here, the sentencing court clearly
1
We note, for the sake of clarity, that Mr. Burdex did not argue that the district
court failed to give adequate reasons for its departure from the Chapter 7 policy statements as
required by 18 U.S.C. § 3553(c).
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satisfied its duty under § 3553(a) and (c). The sentencing court noted that the sentencing
range applicable to Mr. Burdex under Chapter 7 was eight to fourteen months. The court
then stated:
The Court has considered the Guideline range and finds it is
insufficient to address the seriousness of the defendant’s conduct.
Specifically, the recommend[ed] Guideline range does not address
adequately the gravity of the defendant’s past criminal conduct (i.e.,
Criminal History Category VI), nor the fact that the defendant possessed
cocaine less than two months after being released on supervision.
Aplt’s Br. Attach. A at 2 (emphasis added). The failure to discuss drug treatment
specifically is not sufficient to invalidate the sentence under 18 U.S.C. § 3553(a) and (c).
See Lee, 957 F.2d at 774-75; Blackston, 940 F.2d at 893-94.
III. CONCLUSION
For the forgoing reasons, namely the non-binding nature of the Chapter 7 policy
statements, the lack of a requirement that the district court give notice of its intention to
depart from the Chapter 7 sentencing range prior to doing so, and the district court’s
adequate consideration of the factors listed in 18 U.S.C. § 3553(a), we AFFIRM the
sentence imposed by the district court.
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