F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
APR 15 1997
TENTH CIRCUIT
PATRICK FISHER
Clerk
BARBARA SCHWARZ,
Plaintiff-Appellant,
v. No. 97-4004
(D.C. No. 96-CV-611-S)
WOODRUFF, INC.; TED C. (D. Utah)
JACOBSEN, Agent; LEO JACOBSEN;
RUTH KIRBY, President of Woodruff,
Inc.; MARGARET J. BENNION;
WAYNE IVIE; JOHN GOFF,
Defendants-Appellees.
ORDER AND JUDGMENT*
Before ANDERSON, HENRY, and BRISCOE, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of this
appeal. See Fed. R. App. P. 34(a); 10th Cir. R. 34.1.9. Therefore, the case is ordered
submitted without oral argument.
Plaintiff Barbara Schwarz, appearing pro se, appeals the dismissal of her action
against defendants for harassment and breach of contract.
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
Plaintiff and her mother were renting an apartment from Woodruff, Inc. Plaintiff
complained of loud noises by other tenants and asked to move to another apartment in the
same building. Plaintiff was offered another apartment, paid the rent for that apartment,
and hired movers to pack and move. However, plaintiff discovered the apartment was not
ready for occupancy on the date promised. Plaintiff complained to Ted Jacobsen,
registered agent for Woodruff, and the manager terminated her tenancy.
Plaintiff filed her complaint on July 17, 1996, against Woodruff and Jacobsen,
alleging harassment and breach of contract. A magistrate judge found her action should
be dismissed for lack of subject matter jurisdiction because plaintiff had not shown the
existence of diversity or that the amount in controversy exceeded $50,000, as required by
28 U.S.C. § 1332(a). Plaintiff filed written objections to the magistrate's
recommendation.
On August 27, 1996, the district court adopted the magistrate's recommendation to
the extent it concluded plaintiff had pleaded neither diversity jurisdiction nor the
existence of a state actor. The court found, however, that plaintiff appeared to be
attempting to bring a claim under the Federal Fair Housing Act, 42 U.S.C. § 3601, and
subject matter jurisdiction could be based on a federal question pursuant to 28 U.S.C. §
1331. The court dismissed plaintiff's action because the complaint was vague and
conclusory and lacked sufficient facts to sustain such a claim, but granted plaintiff leave
to amend her complaint to state a claim under the Fair Housing Act. The court set forth
specific directions for compliance with its order.
Plaintiff filed her amended complaint on September 11, 1996, against Woodruff,
Jacobsen, Ruth Kirby (president of Woodruff), Margaret Bennion (a stockholder of
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Woodruff), Wayne Ivie, Carolyn Brakey, and John Goff. On December 20, 1996, the
district court dismissed the amended complaint, finding plaintiff had raised no Fair
Housing Act issues and that any issues raised were matters of state law. The court found
there was no diversity jurisdiction and that as a nonlawyer, plaintiff could not represent
the interests of another person.
On appeal, plaintiff contends (1) when state judges deny constitutional rights,
federal district courts have a duty to correct those violations; (2) diversity exists because a
stockholder of Woodruff is a resident of California; (3) her roommate (her mother) is too
sick to "battle with judges"; and (4) Fair Housing issues raised were federal issues. She
also alleges bias and prejudice on the part of the state and federal courts.
We have carefully reviewed plaintiff's brief on appeal, the record on appeal, and
all of the pleadings, and find that the district court did not err in dismissing plaintiff's
action. The requisite amount in controversy and the existence of diversity must be
affirmatively established in the pleading of the party seeking to invoke jurisdiction. See
Laughlin v. Kmart Corp., 50 F.3d 871, 873 (10th Cir.), cert. denied 116 S. Ct. 174 (1995).
Here, neither plaintiff's complaint nor her amended complaint satisfied these
requirements. Further, plaintiff's claims do not fall within the Fair Housing Act.
AFFIRMED. The mandate shall issue forthwith.
Entered for the Court
Mary Beck Briscoe
Circuit Judge
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