F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
JUN 19 1997
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
ROBERT DIMOND,
Plaintiff-Appellant,
v. No. 96-2131
(D.C. No. CIV-94-718-BB)
J.C. PENNEY COMPANY, INC., (D. N.M.)
doing business as J.C. Penney
Telemarketing, Inc.,
Defendant-Appellee.
ORDER AND JUDGMENT *
Before BRORBY, BARRETT, and MURPHY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f) and 10th Cir. R. 34.1.9. The case is
therefore ordered submitted without oral argument.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
This dispute arises out of plaintiff’s brief employment with defendant.
Defendant hired plaintiff, a white male, as a customer service representative on
September 23, 1992, when plaintiff was sixty-seven years old. Defendant’s
customer service representatives take catalog orders from customers over the
telephone, and key the orders into a computer. Plaintiff completed his
probationary period on December 22, 1992. At about the same time, plaintiff
filled out an application for a promotion to the position of personnel coordinator.
Defendant interviewed nine out of eighteen applicants for the job, and did not
interview plaintiff. Defendant selected an Hispanic female under age forty with
over six years of experience with defendant for the position. Plaintiff continued
working for defendant until July 3, 1993, when he suffered a kidney stone attack.
Plaintiff went on sick leave and remained on sick leave for a variety of problems,
including bilateral carpal tunnel syndrome. Defendant terminated plaintiff’s
employment effective April 30, 1994.
Plaintiff brought this suit, asserting federal claims under the Civil Rights
Act of 1866, 42 U.S.C. § 1981, the Age Discrimination in Employment Act, 29
U.S.C. §§ 621-634, the Americans with Disabilities Act, 42 U.S.C.
§§ 12101-12213, and the Family and Medical Leave Act, 29 U.S.C.
§§ 2601-2654. Plaintiff also asserted pendent state law claims for wrongful
termination, wrongful denial of long-term benefits, bad-faith refusal to pay
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insurance benefits, and negligence. Plaintiff’s claims were tried to the district
court, which found in favor of defendant on all claims. Plaintiff appeals. We
have jurisdiction under 28 U.S.C. § 1291, and affirm.
Plaintiff raises four issues on appeal. 1 In each case, we review the district
court’s legal conclusions de novo and its underlying factual findings for clear
error. 2 See, e.g., Curry v. United States, 97 F.3d 412, 414 (10th Cir. 1996)
(Federal Tort Claims Act case). A finding of fact is clearly erroneous if “it is
without factual support in the record, or if the appellate court, after reviewing all
the evidence, is left with the definite and firm conviction that a mistake has been
made.” Heim v. Utah, 8 F.3d 1541, 1543 (10th Cir. 1993) (quotation omitted).
“It is the appellant’s responsibility to order and provide all portions of the
transcript necessary to give the court of appeals a complete and accurate
record . . . .” 10th Cir. R. 10.1.1. The record must include “a transcript of all
evidence relevant to” any findings or conclusions the appellant intends to
challenge on appeal. Fed. R. App. P. 10(b)(2). Because plaintiff included only
excerpts from the trial transcript in the record on appeal, we cannot review the
1
We note that plaintiff failed to point out in the record where each issue was
raised and ruled on in the district court, in violation of our local rules. See 10th
Cir. R. 28.2(b).
2
We also note that plaintiff failed to identify the standard of review for any
of his issues, as required by the federal rules of appellate procedure. See Fed. R.
App. P. 28(a)(6).
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district court’s factual findings and must accept them as correct. Cf. Trujillo v.
Grand Junction Regional Ctr., 928 F.2d 973, 976 (10th Cir. 1991) (holding
absence of trial transcript precludes appellate review of district court’s factual
findings). Our review is therefore limited to determining whether the district
court correctly applied the law to the facts. See id.
In his first issue, plaintiff claims the district court erred in concluding that
he was not a qualified person within the meaning of the Americans with
Disabilities Act. Plaintiff asserts that the district court erroneously focused on
whether plaintiff actually had a disability rather than whether defendant regarded
plaintiff as having a disability. 3
The Americans with Disabilities Act forbids discrimination “against a
qualified individual with a disability because of the disability . . . in regard to
. . . employment.” 42 U.S.C. § 12112(a). The Act protects an individual whether
he actually has a disability or is merely “regarded as” having a disability. See id.
§ 12102(2). An individual is “qualified,” however, only if he can perform the
3
Plaintiff cites just one case in support of his issue under the Americans
with Disabilities Act, and that case is from a district court in another circuit.
Plaintiff’s citation to only one authority which is not particularly relevant
“suggests either that there is no authority to sustain [his] position or that [he]
expects the court to do [his] research [for him].” Rapid Transit Lines, Inc. v.
Wichita Developers, Inc., 435 F.2d 850, 852 (10th Cir. 1970); see also United
States v. Rodriguez-Mejia, 20 F.3d 1090, 1092 n.2 (10th Cir. 1994) (noting that
litigants should “find and cite” Tenth Circuit authority before citing case law
from other circuits because this court is “controlled by the law of this circuit”).
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essential functions of the job he holds or desires, with or without reasonable
accommodation. See White v. York Int’l Corp., 45 F.3d 357, 360 (10th Cir.
1995); 42 U.S.C. § 12111(8). The district court found that plaintiff’s orthopedic
surgeon recommended that plaintiff be permanently restricted from keyboard use,
that keying is an essential function of the customer service representative job, and
that plaintiff could not perform the essential keying function. In the absence of a
complete trial transcript, we presume these findings are correct. As a result,
plaintiff cannot show that the district court erred in concluding that he was not a
qualified individual under the Americans with Disabilities Act.
Next, plaintiff argues that the district court erred in concluding that
defendant was not required to provide him with a job at the end of twelve weeks
of sick leave he requested and was granted under the Family and Medical Leave
Act. See 29 U.S.C. § 2612(a)(1)(D). Plaintiff does not dispute that he did not
work for defendant long enough to qualify for any benefits under this Act. See
id. § 2611(2)(A). He argues, rather, that because defendant mistakenly paid him
some benefits under the Act, defendant should be estopped from relying on
plaintiff’s ineligibility with regard to the Act’s other benefits. Plaintiff offers no
support at all for this proposition, in contravention of the procedural rules and our
case law. See Fed. R. App. P. 28(a)(6); see also Brownlee v. Lear Siegler
Management Servs. Corp., 15 F.3d 976, 977-78 (10th Cir. 1994) (holding
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conclusory reference to district court error without sufficient citation to authority
“is not adequate appellate argument”); Primas v. City of Okla. City, 958 F.2d
1506, 1511 (10th Cir. 1992) (holding party has duty to cite authority for any
argument raised). We point out, however, that plaintiff’s reliance on defendant’s
mistake could not have been reasonable because he plainly was not eligible for
any benefits under the Family and Medical Leave Act. See, e.g., Cannon v.
Group Health Serv. of Okla., Inc., 77 F.3d 1270, 1277 (10th Cir.) (noting
equitable estoppel based on reasonable reliance), cert. denied, 117 S. Ct. 66
(1996); Emery Mining Corp. v. Secretary of Labor, 744 F.2d 1411, 1417
(10th Cir. 1984) (same). The district court therefore did not err in rejecting
plaintiff’s estoppel argument.
Third, plaintiff contends that the district court erred in finding for
defendant on his claim under 42 U.S.C. § 1981. “The allocation of burdens under
Title VII applies to proving intentional discrimination under section 1981 as
well.” Durham v. Xerox Corp., 18 F.3d 836, 839 (10th Cir. 1994). That is, once
an employee has established a prima facie case of unlawful discrimination, the
burden shifts to the employer to articulate a legitimate, nondiscriminatory reason
for its adverse employment action. See Berry v. Stevinson Chevrolet, 74 F.3d
980, 985-86 (10th Cir. 1996). If the employer meets its burden of production, the
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burden shifts back to the employee to demonstrate that the employer’s reason is a
pretext for unlawful discrimination. See id. at 986.
Plaintiff asserts that he proved a prima facie case of discrimination and
defendant did not come forward with a clearly articulated and reasonable excuse
for failing to promote him to the position of personnel coordinator. The district
court found based on the evidence presented at trial that seniority was a primary
factor defendant used in ranking the eighteen applicants for this job. The district
court further found that defendant interviewed the nine most senior applicants and
made its selection for the job based on the chosen candidate’s qualifications,
including her seniority. The district court concluded that seniority was a
legitimate, nondiscriminatory reason for defendant’s hiring decision.
Plaintiff argues that seniority was not included in any descriptions of the
position. Once again, the absence of a complete trial transcript hampers our
review of the district court’s factual findings and we must presume them correct.
In this instance, however, plaintiff himself points to evidence that defendant’s
employees “knew that promotions were based on seniority.” II Appellant’s App.
at 218. Based on this evidence, the district court’s finding that seniority was a
primary qualification for the personnel coordinator position is not clearly
erroneous, and it did not err in concluding that defendant’s reliance on seniority
was not a pretext for unlawful discrimination.
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Finally, plaintiff contends that the district court erred in finding in favor of
defendant on his claim for company disability benefits. Plaintiff asserts that he
“[might] have been successful [during the company appeal process] but for the
failure of the Company to inform him that he had a legal right to counsel during
the appeal process.” Appellant’s Br. at 12-13. This argument is pure speculation
and is unsupported by either factual or legal analysis. The district court found
that the medical evidence showed that plaintiff was not totally disabled, and that
this was the reason that defendant denied his claim for company disability
benefits. In light of these findings, which, again, we must presume correct,
plaintiff cannot show that the district court erred in denying his claim for
company disability benefits.
AFFIRMED.
Entered for the Court
Wade Brorby
Circuit Judge
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