F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
SEP 18 1997
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
RAMON MUNGUIA,
Plaintiff-Appellant,
v.
UNIFIED SCHOOL DISTRICT NO. 328,
ELLSWORTH COUNTY, KANSAS;
JERRY HUFF, individually; CHUCK No. 96-3240
CRAWFORD, individually; MIKE
PESCHKA, individually; SUE
LEDNICKY, individually; RON MAJOR,
individually; HOWARD BEHNKE,
individually; VIVIAN BLANCHAT,
individually, and as board members,
Defendants-Appellees.
Appeal from the United States District Court
for the District of Kansas
(D.C. No. 95-1026-MLB)
Michael S. Holland, Russell, Kansas, for Plaintiff-Appellee.
E. Craig Kennedy (James T. Mamalis with him on the briefs) of Johnson &
Kennedy, Wichita, Kansas, for Defendants-Appellees.
Before BRORBY, HOLLOWAY and EBEL, Circuit Judges.
BRORBY, Circuit Judge.
Plaintiff-appellant Ramon Munguia appeals a district court order granting
summary judgment in favor of Unified School District #328 ("the Lorraine
District") and the individually named defendants-appellees. The district court
concluded Mr. Munguia did not have a protected property interest in continued
employment with the Lorraine District and therefore the Lorraine District's failure
to renew his employment contract and denial of his request for a hearing under
Kan. Stat. Ann. § 72-5438(b) (1992) did not deprive him of his right to procedural
due process. We exercise jurisdiction pursuant to 28 U.S.C. § 1291 (1994) and
affirm.
BACKGROUND
The following material facts are undisputed. Mr. Munguia taught high
school Spanish in three separate Kansas school districts between 1983 and 1994.
He had written contracts with Unified School District #327 ("the Ellsworth
District") for the school years 1983-84 through 1990-91. For the school years
1991-92 and 1992-93, Mr. Munguia had a written contract with Unified School
District #401 ("the Chase District"). During the 1993-94 school year, he executed
a one-year, written contract to teach part-time in the Lorraine District, at a salary
of $16,777. The 1993-94 contract was the only written contract Mr. Munguia
ever executed with the Lorraine District. He had taught in the Lorraine District
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from 1985 through the 1992-93 school year, however, pursuant to a series of
inter-district agreements executed by the Ellsworth and Lorraine Districts and the
Chase and Lorraine Districts.
Inter-district agreements to purchase the services of teachers from other
districts are a common practice in rural Kansas since small districts often do not
need, or cannot afford full-time teachers in specialty areas such as foreign
language and special education. Accordingly, by written agreement, the Lorraine
District purchased a portion of Mr. Munguia's time as a teacher from the
Ellsworth District for the school years 1985-86 through 1990-91. Each school
year the Districts executed a new agreement whereby the Lorraine District agreed
to pay the Ellsworth District for a specified share of Mr. Munguia's base salary
and social security. Mr. Munguia was not a party to these inter-district
agreements, and at no time did he have a written employment contract with, or
receive a salary check from the Lorraine District. The Ellsworth District provided
Mr. Munguia's salary and benefit package in accordance with that District's
policy. It was also the Ellsworth District that contributed to the Kansas Public
Employees Retirement System on Mr. Munguia's behalf.
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The Chase District and Lorraine District executed similar inter-district
agreements for the 1991-92 and 1992-93 school years. Mr. Munguia was not a
party to these agreements, under which the Lorraine District purchased a portion
(six-tenths) of Mr. Munguia's time as a Spanish teacher from the Chase District.
The Chase/Lorraine agreements explicitly recognized Mr. Munguia was an
employee of the Chase District. In his deposition, Mr. Munguia testified he
elected to sign a contract with the Chase District rather than the Lorraine District
because the Chase District had better health insurance than that available through
the Lorraine District. He received his salary and benefits from the Chase District
in accordance with that District's policy, and it was the Chase District that
contributed to the Kansas Employees Retirement System for Mr. Munguia.
In March 1993, Mr. Munguia notified the Chase District he was resigning.
On July 1, 1993, he began to draw Kansas Employees Retirement System benefits
derived from his employment with the Ellsworth and Chase Districts. Mr.
Munguia testified during his deposition he knew he would receive retirement
benefits if he "didn't go back to Chase," as Kansas law placed certain restrictions
on the distribution of benefits upon re-employment after retirement. More
specifically, under Kan. Stat. Ann. § 74-4914(5) (1992), Mr. Munguia could not
receive any retirement benefits for any month in which he was re-employed after
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retirement, for a salary greater than or equal to $10,200, by a school district
which had employed him anytime during the final two years of service.
On August 2, 1993, Mr. Munguia executed his first written contract with
the Lorraine District; pursuant to that contract he was to teach half-days during
the 1993-94 school year at a salary of $16,777. At the time he signed that
contract, he was also required to complete the federal I-9 and W4 forms required
of all new employees. In April 1994, the Lorraine District notified Mr. Munguia
that it did not intend to renew his contract for the 1994-95 school year. Upon
receipt of the nonrenewal notice, Mr. Munguia requested a hearing under Kan.
Stat. Ann. § 72-5438(b). The Lorraine District denied Mr. Munguia's request on
the grounds he did not meet the tenure requirements of Kan. Stat. Ann. § 72-5445
(1992).
Mr. Munguia brought this action seeking reinstatement, compensatory and
punitive damages, and attorney fees, based on allegations the defendants denied
his request for a hearing in violation of his constitutional right to due process and
equal protection under the Fifth and Fourteenth Amendments to the United States
Constitution. The defendants moved for summary judgment on the ground that,
under Kansas law, Mr. Munguia was not a tenured employee and therefore had no
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property interest in continued employment by the Lorraine District. The district
court agreed and granted defendants' motion for summary judgment. Mr.
Munguia's sole claim on appeal is the district court erred in finding he was not a
tenured employee of the Lorraine District and therefore not entitled to a pre-
termination hearing pursuant to Kan. Stat. Ann. § 72-5438(b).
DISCUSSION
We review a district court's order granting summary judgment de novo,
applying the same legal standard as the district court. Goldsmith v. Learjet, Inc.,
90 F.3d 1490, 1493 (10th Cir. 1996). Summary judgment under Fed. R. Civ. P.
56(c) is proper only if the evidence, viewed in the light most favorable to the
nonmoving party, demonstrates there is no genuine issue as to any material fact
and the moving party is entitled to judgment as a matter of law. Gullickson v.
Southwest Airlines Pilots' Ass'n, 87 F.3d 1176, 1183 (10th Cir. 1996). A
"material" fact is one "that might affect the outcome of the suit under the
governing law;" a "genuine" issue exists where "the evidence is such that a
reasonable jury could return a verdict for the nonmoving party." Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248 (1986).
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Mr. Munguia brought this case pursuant to 42 U.S.C. §§ 1983, 1985 (1994),
thus invoking federal question jurisdiction under 28 U.S.C. § 1331. However, to
determine whether Mr. Munguia has been deprived of his right to procedural due
process in contravention of the Fourteenth Amendment, we must first ask whether
he possessed a protected interest such that procedural due process protections
were applicable. This threshold inquiry is determined by state law. Bishop v.
Wood, 426 U.S. 341, 344 (1976); Farthing v. City of Shawnee, 39 F.3d 1131,
1135 (10th Cir. 1994). We review the district court’s application and
interpretation of state law de novo. Farthing, 39 F.3d at 1135.
This case centers on application of the Kansas Teacher Due Process Act,
Kan. Stat. Ann. §§ 72-5436 to -5446 (1992 & Supp. 1996). Under that Act a
school district may elect not to renew a tenured teacher's contract only for good
cause and after providing the teacher with timely notice and an opportunity for a
hearing. Kan. Stat. Ann. §§ 72-5437, 5439; see Gillett v. U.S.D. No. 276, 605
P.2d 105, 110 (Kan. 1980). A nontenured teacher, on the other hand, is entitled
only to timely notice of nonrenewal. So long as a district provides a nontenured
teacher with timely notice, it may dismiss the teacher with or without good cause
and without a hearing. Kan. Stat. Ann. § 72-5445(a).
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Tenured teachers entitled to procedural safeguards prior to termination are:
(1) Teachers who have completed not less than three consecutive
years of employment, and have been offered a fourth contract, in the
school district, area vocational-technical school or community
college by which any such teacher is currently employed; and (2)
teachers who have completed not less than two consecutive years of
employment, and been offered a third contract, in the school district
... by which any such teacher is currently employed if at any time
prior to the current employment the teacher has completed the years
of employment requirement of provision (1) in any school district,
area vocational-technical school or community college in this state.
Id.
Mr. Munguia asserts neither a written contract of employment nor full-time
employment is necessary to satisfy the tenure provisions of Kan. Stat. Ann. § 72-
5445(a). He contends it was enough that the Lorraine District represented him as
certificated personnel and evaluated his teaching performances and skills for eight
consecutive years, from 1986 through the 1993-94 school year. In the alternative,
Mr. Munguia asserts he had an implied contract of employment with the Lorraine
District during that same eight-year period. We address these arguments, mindful
of our obligation to discern and apply Kansas law in the same manner as would
the Kansas' courts.
We begin by acknowledging that under Kansas law, school districts exist
only as creatures of the legislature to operate as political subdivisions of the
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State. Wichita Pub. Sch. Employees Union v. Smith, 397 P.2d 357, 359 (Kan.
1964). Accordingly, school districts have only such power and authority to
contract for employment as the state legislature expressly grants or which is
conferred by necessary implication. Id.; Gragg v. Unified Sch. Dist. No. 287, 627
P.2d 335, 338-39 (Kan. App. 1981). As shown above, the Kansas legislature has
determined a teacher becomes tenured only upon the satisfaction of three
unambiguous statutory conditions: (1) "employment", (2) in "the school district",
(3) for a given number of "consecutive" years. Kan. Stat. Ann. § 72-5445. The
Kansas legislature further determined the position of teacher in the Kansas public
school system would be created by contract, the terms of which are binding on
both the teacher and the board of education of contracting school district. See
Kan. Stat. Ann. § 72-5412. These provisions delimiting a school district's
authority to employ and grant tenure to teachers are plain and unambiguous.
Moreover, all persons contracting with a school district are deemed to have
knowledge of the limitations (i.e., that any contract created in contravention of
the teacher contracting statutes is ultra vires and void). Gragg, 627 P.2d at 338-
39.
While we agree with Mr. Munguia the statutes pertaining to teacher
contracts and tenure do not expressly require a written contract and have been
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interpreted to apply to part-time as well as full-time teachers, nowhere do those
statutes indicate the Kansas legislature contemplated anything other than an
express employment relationship between school district and teacher -- a
relationship defined by identifiable terms and conditions that are legally binding
on both parties. See Kan. Stat. Ann. §§ 72-5410 through 72-5455 (1992 & Supp.
1996). Thus, consistent with the Kansas district court, we do not read the statutes
as permitting a school district to create an employment relationship simply by
virtue of its evaluation of a teacher's performance. Burk v. Unified Sch. Dist. No.
329, 646 F. Supp. 1557, 1564-65 (D. Kan. 1986). Nor do we believe a school
district has authority to "employ" a teacher for tenure purposes simply by
representing a teacher as "certificated district personnel." As Mr. Munguia does
not otherwise assert that performance evaluations and personnel classifications
are necessary extensions of a school district's limited contracting authority, we
hold any attempt to contract with a teacher by these means alone would be ultra
vires and void. Mr. Munguia's argument he became tenured by virtue of an
implied contract with the Lorraine District is therefore without merit.
We turn, then, to the question of whether Mr. Munguia has presented any
evidence to demonstrate he had an express or definite "employment" relationship
with the Lorraine School District. Mr. Munguia does not dispute he executed
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express, written contracts with the Ellsworth and Chase Districts for the school
years 1983 through 1993. He also does not dispute he had no such contract with
the Lorraine District until the 1993-94 school year. The parties further agree that
from 1983 through 1993, the Ellsworth and Chase Districts paid Mr. Munguia's
salary and contributed to the Kansas Public Employees Retirement System on his
behalf. Mr. Munguia himself stated he chose to sign a contract with the Chase
District rather than the Lorraine District because the Chase District had better
health insurance benefits. Moreover, Mr. Munguia was aware he could not have
received retirement benefits during the 1993-94 school year if he returned to the
Chase district or any district which had employed him anytime during the prior
two years. Viewing this uncontroverted evidence in Mr. Munguia's favor, as we
must, we find no support for his claim he was "employed" by the Lorraine District
prior to the 1993-94 school year, as that term is used in Kan. Stat. Ann. § 72-
5445.
Finally, we note the plain language of both the continuing contract
provisions and the due process provisions speak entirely in terms of "the"
contracting school district, thus indicating the state legislature contemplated a
teacher would be "employed" by a single school district at any given time. See id.
at §§ 72-5412, 72-5445. That the term "employment" contemplates the existence
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of a single, primary contract 1 with a single school district is further supported by
the statutory provision which prohibits a teacher from entering into a contract
with any board of education for any period of time covered in a contract with
another school district, unless a board of education has released that teacher from
his original contract or has legally discharged a teacher from his teaching
position. Id. at § 72-5412. Mr. Munguia has proffered no evidence to suggest
the three school districts are anything but separate legal entities with independent
contracting authority, and no evidence he had been discharged or released from
his express written contract with the Chase District prior to his notice of
resignation in March 1993. 2 Accordingly, by statute, Mr. Munguia was without
authority to contract for employment with the Lorraine District prior to the 1993-
94 school year.
For all these reasons, we conclude Mr. Munguia did not possess a protected
property interest in continued employment with the Lorraine District. We
1
The statutes do, however, permit school districts to enter into
supplemental contracts with their employees to provide such extra-curricular
services as coaching. Kans. Stat. Ann. § 72-5412a (1992).
2
To the contrary, based on language in the inter-district agreements, Mr.
Munguia avers he was "jointly and simultaneously employed" by two districts at
one time.
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therefore AFFIRM the district court's order granting the defendants' summary
judgment motion.
Entered for the Court
WADE BRORBY
United States Circuit Judge
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