F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
MAR 4 1998
TENTH CIRCUIT
PATRICK FISHER
Clerk
TIMOTHY LEE TALBOTT,
Petitioner-Appellant,
v.
No. 97-8091
(D.C. No. 96-CV-018B)
JIM FERGUSON, Warden, Wyoming
(District of Wyoming)
State Penitentiary; and the WYOMING
ATTORNEY GENERAL,
Respondent-Appellee.
ORDER AND JUDGMENT *
Before BALDOCK, EBEL and MURPHY, Circuit Judges.
In this appeal of the district court’s dismissal of a state prisoner’s federal
habeas petition under 28 U.S.C. § 2254 (1994), 1 an inmate at the Wyoming State
*
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f) and 10th Cir. R. 34.1.9. The case is
therefore ordered submitted without oral argument. This order and judgment is
not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. The court generally disfavors the citation of orders and
judgments; nevertheless, an order and judgment may be cited under the terms and
conditions of 10th Cir. R. 36.3.
1
This habeas petition is governed by the “old” provisions of the habeas
statute at 28 U.S.C. § 2254 (1994), i.e., the version prior to its amendment in
1996 by the Antiterrorism and Effective Death Penalty Act (AEDPA), Pub. L. No.
104-332, 110 Stat. 1214 (1996) (codified at 28 U.S.C.A. § 2254), because
(continued...)
Penitentiary challenges his 20- to 30-year sentence for second-degree murder on
the grounds that his conviction was obtained through the use of an illegally
obtained confession. Because we conclude that the government’s references to
this confession during its opening statement in the petitioner’s state trial do not
constitute clear error, we affirm the dismissal of the petition.
I.
Timothy Lee Talbott, petitioner-appellant, was convicted of second-degree
murder for the shooting death of his wife, Betty Jo Talbott. See Talbott v. State,
902 P.2d 719, 720 (Wyo. 1995) (affirming Talbott’s conviction). Talbott
contends that investigators extracted a confession from him during a police
station interrogation by improperly relying on statements he had made to police
during an interview the day before at a motel. (See R., Doc. #1, “Petition for a
Writ of Habeas Corpus,” at 6.) Talbott contends that all of these statements were
obtained in violation of his right to counsel because Talbott initially told police
during his first contact with them -- one day before the police station
interrogation -- that he wished to deal with investigators “only” through his
1
(...continued)
Talbott’s petition was filed four months before the effective date of the AEDPA.
See United States v. Kunzman, 125 F.3d 1363, 1364 n.2 (10th Cir. 1997)
(footnote circulated en banc). As a result, we hereby grant Talbott a certificate of
probable cause for this appeal under 28 U.S.C. § 2253 (1994).
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counsel. (See id.) Talbott contends that all subsequent questioning by police
violated the rule in Edwards v. Arizona, 451 U.S. 477, 484-85 (1981), 2 that absent
a clear and unambiguous waiver of the right to counsel, police may not reinitiate
questioning once a person has invoked his right to counsel. (See R., Doc. #1, at
6.)
Prior to Talbott’s state trial, the trial court rejected Talbott’s motion to
suppress the statements he made during his police station interview, ruling that
these statements were not fruits of any constitutional violation and could be used
in the government’s case-in-chief. 3 See Talbott, 902 P.2d at 721. However, for
reasons that are not apparent in the record, the prosecution did not seek to
introduce any evidence of Talbott’s incriminating statements during the
government’s case-in-chief. See id. Indeed, when the prosecution sought to
2
In Edwards, the Court held that an accused person, “having expressed his
desire to deal with the police only through counsel, is not subject to further
interrogation by the authorities until counsel has been made available to him,
unless the accused himself initiates further communication, exchanges, or
conversations with the police.” Edwards v. Arizona, 451 U.S. 477, 484-85 (1981);
see also United States v. Giles, 967 F.2d 382, 385 (10th Cir. 1992) (“Once an
individual invokes his right to an attorney, all questioning by law enforcement
officers must cease until an attorney is present.”).
3
Our record in this appeal is not entirely clear, but it appears that although
the state trial court allowed the admission of Talbott’s statements from his
interrogation at the police station, the court did not allow the statements that
Talbott made to police at the motel the day before. (See R., Doc. #6, at 660-61.)
Our record does not indicate the precise legal basis for the trial court’s
suppression of Talbott’s statements at the motel.
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admit the evidence during its rebuttal presentation, the trial court refused to allow
the evidence on the grounds that it should have been offered during the case-in-
chief. (See R., Doc. #6, “Answer,” Ex. C., at 664-65.)
The only reference to Talbott’s “confession” during Talbott’s trial came at
the very beginning when, in the government’s opening statement, the prosecutor
repeatedly stressed that the evidence of the defendant’s guilt would be provided
by the defendant’s own words. 4 See Talbott, 902 P.2d at 721-22. Talbott’s
4
Our record does not include a transcript of the prosecutor’s opening
statement. The report of Talbott’s direct appeal, however, provides the following
recitation from the prosecutor:
May it please the Court, Counsel, ladies and
gentlemen of the jury. The charge in this case is second
degree murder, and the State’s evidence will show you
that Betty Talbott was murdered by Tim Talbott, her
husband -- that man seated right there on the corner --
by his own confession given to law enforcement
officers.
He’ll describe how about 1:30 in the morning of
September 25, 1993, at the parties’ home here in
Gillette, after an alcohol fueled argument, he held a .25
caliber pistol to Betty Talbott’s head and fired a bullet
into her brain.
He’ll tell you in his confession how after the
argument he retrieved the pistol from a closet in their
home, how he pressed it to Betty Talbott’s forehead to
shut her up, as he put it. As he held the pistol there with
his finger on the trigger, he will claim that the pistol
discharged by accident as he stumbled or staggered, and
that it killed his wife.
You’ll also learned from that same confession
(continued...)
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counsel did not object to these references to Talbott’s “confession,” and at no
time did Talbott’s counsel ask for any specific limiting instruction with respect to
these comments. See id. at 722. The trial court provided a general limiting
instruction before opening statements were given, cautioning jurors that
statements by lawyers could not be considered evidence, and this instruction was
repeated in the written instructions given to the jury before it retired for
deliberations. See id.
Following Talbott’s conviction, he filed an appeal with the Wyoming
Supreme Court raising three issues, all related to the government’s use of
Talbott’s confession. 5 The court ruled, though, that even if police obtained the
4
(...continued)
how for the next 12 hours after the shooting the
defendant left Betty Talbott’s lifeless body seated right
where she’d been killed while he drank, made a trip to a
liquor store, and tried to decide what to do.
His confession will show you that at last he
decided to call his father and claim that Betty had
committed suicide.
Talbott, 902 P.2d at 721-22.
5
The three issues were:
1) The trial court erred in failing to suppress all of Talbott’s statements to
police because of violations of Miranda and Edwards.
2) The trial court erred in failing to find that the Talbott’s statements
during the police station interview were fruits of the poisonous tree
stemming from the unconstitutional interrogation the day before.
3) The trial court erred in rejecting Talbott’s proffered jury instruction on
the voluntariness of a confession.
(continued...)
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confession in violation of Talbott’s right to counsel, he suffered no prejudice
from this violation because no evidence of the confession was admitted during the
trial. See Talbott, 902 P.2d at 721. The Wyoming Supreme Court then went on to
address what it described as the “peripheral” issue of the prosecutor’s opening
statement. 6 See id. The court held that the prosecutor’s comments did not
constitute reversible error because the prosecutor had a good-faith belief that the
evidence of Talbott’s confession was available and admissible and also because
any error in the comments was cured by the trial court’s instructions to the jury.
See id. at 722.
Talbott filed this habeas petition on January 17, 1996, contending that his
conviction was “obtained by use of illegally obtained statements (confession), in
5
(...continued)
See Talbott, 902 P.2d at 720-21.
6
The record before us does not indicate why the Wyoming Supreme Court
described the question of the prosecutor’s opening statement as only “considered
peripherally by the appellant in his brief.” See Talbott, 902 P.2d at 721. Talbott
has not provided us with a copy of his brief in that case, and we cannot determine
whether the questions surrounding the prosecutor’s opening statement were raised
in the context of a federal constitutional claims.
Nevertheless, Talbott’s federal habeas petition explicitly asserts only “the
three issues which were raised within [the] direct appeal of his conviction.” (See
R., Doc. #1, at 6(a).) In their answer to Talbott’s petition, the respondents
concede that “the three issues contained in the petition” were fairly presented to
the state courts through Talbott’s direct appeal. (See R., Doc. #6, at 2, ¶ 5.) In
light of this concession, we need not question whether Talbott has satisfied the
requirements of full exhaustion of his federal claims. See Odum v. Boone, 62
F.3d 327, 332 n.2 (10th Cir. 1995) (holding that the exhaustion doctrine in habeas
proceedings is not jurisdictional and may be waived by the state).
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violation of the Fifth and Fourteenth Amendments to the U.S. Constitution. . . .” 7
(R., Doc. #1, at 6(a).) The magistrate judge who considered Talbott’s habeas
petition recommended that the district court dismiss the case on the state’s motion
under Fed. R. Civ. P. 12(b)(6) because Talbott had failed to show that the
prosecutor’s remarks “substantially and injuriously effected [sic] or influenced
the jury in determining their verdict against petitioner.” (R., Doc. #12, “Report &
Recommendation Dismissing Petitioner’s Petition for Writ of Habeas Corpus,” at
4.) The district court adopted the magistrate judge’s recommendations without
revision. (See R., Doc. #14, “Order Adopting Magistrate’s Report &
Recommendation.”) Talbott now appeals.
II.
In this habeas appeal, we must accept the district court’s factual findings
unless they are clearly erroneous, but we review the district court’s legal
conclusions de novo. See Richmond v. Embry, 122 F.3d 866, 870 (10th Cir.
1997), cert. denied, __ S. Ct. __, 1998 WL 70556 (Feb. 23, 1998). In order to
uphold the district court’s Rule 12(b)(6) dismissal, we must find that the
petitioner can prove no set of facts in support of his claims that would entitle him
7
Talbott’s habeas petition states that he intends for his petition to
“incorporate all three issues which were raised within [his] direct appeal. . . .”
(See R., Doc. #1, at 6(a).)
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to relief, accepting the factual allegations in his pleadings as true and construing
them in the light most favorable to his claims. See Summun v. Callaghan, 130
F.3d 906, 913 (10th Cir. 1997).
Talbott’s habeas petition asserted three constitutional infirmities in his state
conviction, all relating to the legality of the government’s conduct in obtaining
his confession. (See R., Doc. #1, at 6(a).) The magistrate judge recommended
rejecting these claims on the grounds that there could be no prejudice from this
government conduct, even if it did violate the Constitution, because no evidence
of Talbott’s confession was introduced during Talbott’s trial. (See R., Doc. #12,
at 5.) Talbott has failed to contradict this finding with any evidence from the
record of his trial. Furthermore, the Wyoming Supreme Court found as a matter
of fact that no evidence of Talbott’s confession was admitted during Talbott’s
trial. See Talbott, 902 P.2d at 721. This factual finding by the state court is
entitled to a presumption of correctness under 28 U.S.C. § 2254(d), and Talbott
has failed to overcome that presumption. See Sena v. New Mexico State Prison,
109 F.3d 652, 655 (10th Cir. 1997) (“Factual determinations by the state court are
entitled to a presumption of correctness where those findings are evidenced by a
written record and arrived at following a ‘full, fair and adequate hearing.’”)
(quoting 28 U.S.C. § 2254(d)(6)).
Contrary to Talbott’s implicit assertion in his habeas petition, a
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prosecutor’s reference to a confession in an opening statement does not constitute
“use” of the confession for purposes of obtaining a conviction at trial. 8 As the
trial court instructed the jury, both orally and in writing, a prosecutor’s opening
statement is not to be treated as evidence. See Talbot, 902 P.2d at 722. The
opening statement is useful only in the sense that it provides the jury with a
preview of the evidence that later may be “used” for purposes of guilt or
innocence. Only the evidence actually admitted at a trial has been “used” by the
jury.
The question of whether the prosecutor’s remarks in Talbott’s trial were
proper, when the prosecutor later failed to introduce the confession, is quite a
different matter from whether such comments constituted evidence for the jury,
and we make no comment on the propriety of these remarks. 9 The resolution of
In what may be an attempt to elaborate on this argument, Talbott asserts in
8
his appellate brief that the prosecutor’s references to his confession during the
government’s opening statement transformed the existence of his confession into
an element of the crime: “The State, through the prosecutor, within his opening
statement, promised the court and the jury that he would prove the State’s case
against appellant by showing them appellant’s own confession, then chose not to
enter this confession into evidence. Thus, failure to prove all the elements of the
crime charged!” (See Aplt. Br., at 10.)
However, we will not address Talbott’s novel -- to say the least -- argument
because Talbott failed to raise this contention before the district court. See
Walker v. Mathers, 959 F.2d 894, 896 (10th Cir. 1992) (holding that as a general
rule the court will not consider an issue raised on appeal that was not raised
below).
9
Whether the prosecutor’s opening remarks in Talbott’s trial were proper
(continued...)
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Talbott’s habeas petition requires only that we determine whether his confession
was “used” in his state trial. We have found no indication in our record that the
confession was in fact “used” in any evidentiary sense, and thus, the district court
did not clearly err in dismissing Talbott’s habeas claims. As a result, we
AFFIRM the judgment of the district court.
The mandate shall issue forthwith.
ENTERED FOR THE COURT
David M. Ebel
Circuit Judge
9
(...continued)
involves an analysis of the legal standards for prosecutorial misconduct that
Talbott has utterly failed to raise in either his habeas petition or his brief on
appeal. See Whitney v. New Mexico, 113 F.3d 1170, 1173-74 (10th Cir. 1997)
(holding that although the court must construe a pro se litigant’s pleadings
liberally, the court “will not supply additional factual allegations to round out a
plaintiff’s complaint or construct a legal theory on a plaintiff’s behalf”).
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