F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
MAR 10 1998
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 96-6418
v. (Western District of Oklahoma)
(D.C. No. 96-CR-93-L)
RONALD DERECK BURNETT,
Defendant-Appellant.
ORDER AND JUDGMENT *
Before PORFILIO, BRORBY, and MURPHY, Circuit Judges.
Ron Dereck Burnett appeals his convictions and sentences for possession of
cocaine with intent to distribute and conspiracy to possess cocaine and cocaine
base with intent to distribute. Exercising jurisdiction pursuant to 28 U.S.C.
§ 1291, we affirm.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
BACKGROUND
On May 15, 1996, a Texas police officer stopped a Lincoln Town car for
speeding. During the traffic stop, the officer learned that the Lincoln was a rental
car and that the driver, Wyoma Johnson, was not an authorized operator of the
car. A subsequent search of the car uncovered approximately five kilograms of
cocaine hidden in a spare tire in the trunk of the Lincoln.
Johnson was placed under arrest. He agreed to cooperate with authorities
and informed them that he was to deliver the cocaine to Burnett in Oklahoma
City. Arrangements were then made to transport Johnson, the Lincoln, and the
cocaine to Oklahoma City.
On May 16, Oklahoma City police planned a controlled delivery of the
drugs to Burnett’s residence. Officers replaced a portion of the cocaine recovered
from the spare tire back inside the tire and returned it to the trunk of the Lincoln.
Johnson paged Burnett from a pay phone. Burnett returned his call and instructed
Johnson to meet him at his residence. The police placed a wire on Johnson and
arranged for videotaped surveillance of Burnett’s home. The police also obtained
a search warrant for the residence.
Johnson drove the Lincoln to Burnett’s residence, parked in the driveway,
and entered the house. After some discussion in the house, Burnett came out of
the house, removed the spare tire containing cocaine from the trunk of the
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Lincoln, and carried it into the house. After some further discussion in the house,
Burnett and a female later identified as Sharon Shaw came out of the residence.
Burnett replaced the spare tire in the trunk of the Lincoln and Shaw got into the
Lincoln. As Shaw drove away from the residence, she was stopped and placed
under arrest. The tire with the cocaine was recovered from the trunk of the
Lincoln.
Shortly after Shaw left, Burnett and Johnson came out of the house and
went to Burnett’s car parked in the driveway. Burnett opened the trunk of the car.
Police officers then moved in, arresting Burnett and executing the search warrant.
The officers found a handgun in the trunk of the car in the driveway. They also
found a set of scales in the car. The officers further found an assault rifle in the
trunk of another car which was parked in the garage outside the residence. Also
in the trunk of this car was a tool used to remove the rim from tires and an ice
chest containing a handgun, marijuana, cocaine, glassware, and baggies. Inside
the house, officers found a jar containing various items of drug paraphernalia.
Burnett was charged with possession of cocaine with intent to distribute, in
violation of 21 U.S.C. § 841(a)(1), and with conspiracy to possess cocaine and
cocaine base with intent to distribute, in violation of 21 U.S.C. § 846. 1 Following
The conspiracy charge covered the period of May 1995 through May 1996.
1
The possession charge was for the transaction occurring on May 16, 1996.
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a jury trial, Burnett was found guilty on both counts. Burnett was sentenced to
276 months imprisonment on both counts, the sentences to run concurrently, and
five years supervised release for both counts, to run concurrently.
On appeal, Burnett asserts (1) the district court erred in refusing to grant
his motion to suppress evidence obtained from his residence because the officers
made an unannounced entry into the house while executing the search warrant, in
violation of the Fourth Amendment; (2) the district court erred in admitting
evidence of firearms found during the search of Burnett’s residence because any
probative value of this evidence was greatly outweighed by its prejudicial effect;
and (3) the district court erred in applying a two-level sentence enhancement for
possession of a firearm.
ANALYSIS
A. Execution of Search Warrant
Burnett first asserts the district court erred in denying his motion to
suppress evidence obtained during the search because the officers’ method of
executing the search warrant violated his Fourth Amendment right against an
unreasonable search. “In reviewing the denial of a motion to suppress, we accept
the trial court's findings of fact unless they are clearly erroneous and we view the
evidence on appeal in a light most favorable to the government.” United States v.
Knapp, 1 F.3d 1026, 1027 (10th Cir. 1993).
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Burnett asserts the execution was unreasonable because the officers failed
to “knock and announce” their presence before they forcibly entered his residence
and because there were no circumstances justifying an unannounced entry. Cf.
Wilson v. Arkansas, 115 S. Ct. 1914, 1918 (1995) (holding that whether officers
knock and announce their presence and authority before entering a dwelling is a
factor to be considered in determining the constitutional reasonableness of a
search). The agent in charge of the search, however, testified at trial that the
officers did knock and announce their presence before the officers entered
Burnett’s residence. Further, despite Burnett’s assertions otherwise, the
videotape of the warrant execution does not demonstrate that the officers failed to
knock before entering Burnett’s home. Based on the evidence in the record,
therefore, the district court did not err in denying Burnett’s motion to suppress.
B. Admission of Firearm Evidence
Burnett next argues the district court erred in allowing the jury to consider
evidence of firearms found during the search of Burnett’s residence because any
probative value of the evidence was substantially outweighed by its prejudicial
effect. Under Rule 403 of the Federal Rules of Evidence, the trial judge must
determine whether the probative value of evidence is substantially outweighed by
the danger of unfair prejudice. “Evidence is not unfairly prejudicial simply
because it is damaging to an opponent’s case. Rather, the evidence must have ‘an
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undue tendency to suggest decision on an improper basis, commonly, though not
necessarily, an emotional one.’” United States v. Martinez, 938 F.2d 1078, 1082
(10th Cir. 1991) (quoting Fed. R. Evid. 403 advisory committee’s note) (internal
citations omitted). A trial judge has broad discretion under Rule 403 in balancing
the probative value of evidence against its prejudicial effect, and this court will
reverse only upon a showing of abuse of that discretion. See id.
Over Burnett’s objections, the district court allowed the government to
present evidence of three firearms found during the search of Burnett’s residence.
The government presented evidence that officers found one firearm in the trunk of
the car Burnett was standing beside when arrested. Officers found a second
firearm, a rifle, in the trunk of another vehicle parked inside Burnett’s garage.
Beside the rifle, the officers found a tool for removing the rim of tires and an
icebox in which there was a handgun, as well as marijuana, cocaine base,
glassware, and baggies. In response to Burnett’s argument at trial that the
evidence should not be admitted, the government asserted that the evidence was
relevant to prove that Burnett possessed drugs with intent to distribute.
Burnett asserts the firearm evidence was improperly admitted because it
had no probative value. Burnett notes that he was not charged with use of a
firearm during the charged drug offenses and further asserts the government
failed to link the weapons to any drug transactions as there was no evidence
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Burnett actually employed the weapons during the observed drug transaction.
Burnett also argues the weapon evidence was not relevant to show that he was
involved in drug distribution because he “conceded that he was a dealer in
cocaine from the very beginning of trial.” Burnett further contends that any
probative value of the evidence was substantially outweighed by its prejudicial
effect.
This court has previously recognized that evidence of firearms is
sufficiently probative to warrant admission under Rule 403 to show that a
defendant is involved in drug distribution. See id. at 1083. As stated in Martinez,
firearms “have generally been viewed as ‘tools of the trade’--that is, means for
the distribution of illegal drugs.” Id.; see also United States v. Blackstone, 56
F.3d 1143, 1145 (9th Cir. 1995) (noting that courts assuming a connection
between drugs and guns explain that “drug traffickers typically possess weapons
to guard their drugs and money” (internal quotations omitted)). In this case,
because Burnett was charged with drug distribution offenses, evidence that he
possessed firearms was probative.
The fact that Burnett was not charged with possession a firearm but only
with drug possession and conspiracy charges does not render firearm evidence
irrelevant or inadmissible. See Martinez, 938 F.2d at 1083 (“It is basically
immaterial to the admissibility inquiry in cases like these whether the accused has
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been charged with an offense directly related to his or her possession of a ‘tool of
the trade.’”). In addition, Burnett’s concession at trial that he was a drug dealer
did not cause the firearm evidence to be inadmissible, as Burnett did contest the
particular drug distribution charges at issue in this case.
We also reject Burnett’s assertion that the evidence was not relevant
because the government failed to establish that the weapons were connected to the
charged offenses. Burnett asserts that the weapons were not actually employed
during the surveilled drug transaction, but were uncovered by the police only after
the transaction was completed and thus after any conspiracy to distribute drugs
had ended. The fact, however, that the police did not observe Burnett using the
weapons during the surveilled drug transaction and that the weapons were not
recovered by police until the conspiracy ended did not mean that the weapons
were not involved in the ongoing conspiracy before the conspiracy necessarily
ended as a result of police intervention.
Burnett’s reliance on United States v. Blackstone, 56 F.3d 1143 (9th Cir.
1995), to support his claim that the firearm evidence had no probative value is
misplaced. In Blackstone, the defendant was charged with possession of a firearm
by a felon. See id. at 1145. The Ninth Circuit Court of Appeals held that the trial
court abused its discretion in allowing the admission of drug-related evidence
because the evidence established only that the defendant had marijuana for his
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personal use. See id. at 1145-46. Such evidence, the court reasoned, was “simply
not relevant to his knowing possession of the gun.” Id. at 1145. In this case, by
contrast, the charges against Burnett involved drug distribution, not merely the
possession of small amounts of drugs for personal use. The government
introduced evidence at trial that the search of the Lincoln, Burnett’s residence,
and the other vehicles parked at Burnett’s home had uncovered large quantities of
drugs as well as other evidence consistent with drug trafficking. Therefore,
unlike the circumstances in Blackstone, in this case there was a “logical nexus”
between the firearms and the charged drug activity. Id.
Finally, Burnett has not established that the evidence had an undue
tendency to suggest a decision on an improper basis and that this tendency
substantially outweighed the evidence’s probative value. We therefore conclude
the district court did not abuse its discretion in admitting the evidence.
C. Sentence Enhancement for Possession of Firearm
Burnett finally contends the district court improperly enhanced his sentence
for possession of a firearm pursuant to U.S.S.G. § 2D1.1(b)(1). 2 We review the
district court’s application of the Sentencing Guidelines de novo, but review the
Section 2D1.1(b)(1) of the Sentencing Guidelines provides: “If a
2
dangerous weapon (including a firearm) was possessed, increase by 2 levels.”
U.S.S.G. § 2D1.1(b)(1).
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district court’s factual findings at sentencing for clear error. See United States v.
Johnson, 42 F.3d 1312, 1320 (10th Cir. 1994).
The Sentencing Guidelines provide that a two-level enhancement for
possession of a weapon “should be applied if the weapon was present, unless it is
clearly improbable that the weapon was connected with the [drug] offense.”
U.S.S.G. § 2D1.1 application note 3. In applying the Guidelines, this court has
held the government initially bears the burden of establishing the temporal and
physical proximity of the weapon to the drug offense. See United States v. Lang,
81 F.3d 955, 964 (10th Cir. 1996). Once the government meets its burden of
showing proximity, the burden shifts to the defendant to show that the
enhancement should not apply because it is “clearly improbable” the weapon was
connected with the offense. See id.
Burnett asserts the firearms in this case “were not in such close proximity
to warrant sentence enhancement.” Burnett specifically argues that because the
firearms were located in the trunks of two different vehicles, the firearms were
not immediately accessible during the observed drug transaction and therefore the
government could not meet its burden of establishing proximity. 3
3
Burnett also asserts “the Government failed to prove that the firearms at
issue were connected with the cocaine transaction in any way.” As indicated
above, however, the government’s burden is simply to establish proximity. The
government is not required to prove that the firearms were “probably connected to
the offense.” United States v. Roberts, 980 F.2d 645, 647 (10th Cir. 1992).
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In determining whether the sentence enhancement applied, however, the
district court was not restricted to considering whether the firearms were actually
used or immediately accessible during the observed drug transaction. Instead, for
sentencing purposes, the court considers all relevant conduct. See United States
v. Washington, 11 F.3d 1510, 1516 (10th Cir. 1993) (citing U.S.S.G. § 1B1.3). In
drug cases such as this requiring grouping of multiple counts, specific offense
characteristics, such as whether a firearm was possessed, “are to be determined
with reference to all acts ‘that were part of the same course of conduct or
common scheme or plan as the offense of conviction.’” United States v. Roederer,
11 F.3d 973, 982 (10th Cir. 1993) (quoting U.S.S.G. § 1B1.3(a)(2)). Therefore,
in determining whether an enhancement applies for possession of a firearm, the
sentencing court may consider firearms possessed not only while engaging in drug
activities forming the specific basis of each charged offense, but also firearms
possessed while engaging in activities found by the court to be related to, though
distinct from, the crimes of conviction. See United States v. Falesbork, 5 F.3d
715, 720 (4th Cir. 1993).
Generally, to establish proximity, “‘the government must provide evidence
that the weapon was found in the same location where drugs or drug paraphernalia
are stored or where part of the transaction occurred.’” Roederer, 11 F.3d at 983
(quoting United States v. Hooten, 942 F.2d 878, 882 (5th Cir. 1991)). In this
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case, two of the firearms found by the officers were located in close physical
proximity to drugs and drug paraphernalia in the trunk of the car parked in the
garage. A third firearm was found in the trunk of a car in which the officers
found further evidence of drug distribution. Both firearms were found at
Burnett’s residence where the observed drug transaction took place. Although the
officers did not observe Burnett actually employing the firearms during the
surveilled drug transaction, the proximity of the firearms to other drugs and drug
paraphernalia was sufficient for enhancement because the Sentencing Guidelines
only require that a firearm be present during some portion of the ongoing crime or
relevant conduct. Cf. id. at 981-83 (holding enhancement for possession of
firearms found in defendant’s apartment was appropriate although the drug
distribution charged did not occur in the apartment).
Because the government established proximity, the burden shifted to
Burnett to show it was clearly improbable the firearms were connected with the
drug offenses. Burnett did not meet this burden. Accordingly, the district court
did not err in applying the two-level enhancement for firearm possession.
CONCLUSION
The district court did not err in refusing to grant Burnett’s motion to
suppress evidence obtained from his residence, nor did the court abuse its
discretion in admitting at trial evidence of firearms found at Burnett’s residence.
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Finally, the district court did not err in enhancing Burnett’s sentence for firearm
possession. Accordingly, we AFFIRM.
ENTERED FOR THE COURT
Michael R. Murphy
Circuit Judge
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