F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
APR 1 1998
TENTH CIRCUIT
PATRICK FISHER
Clerk
MARY BIG ELK; SAM MCCLANE,
Plaintiffs-Appellees,
v. No. 97-5012
(D.C. No. 96-CV-87)
DONNA KASTNING; DAN HIVLEY; (N.D. Oklahoma)
WES PENLAND; OSAGE COUNTY
SHERIFF’S DEPARTMENT, Donna
Kastning, in her official capacity as a
Deputy Sheriff, Dan Hivley, in his official
capacity as a Deputy Sheriff; and Wes
Penland in his official capacity as
Lieutenant and Undersheriff,
Defendants-Appellants,
and
OSAGE COUNTY DISTRICT
ATTORNEY, Larry D. Stuart, in his
official capacity as District Attorney for
Osage County, Oklahoma; JOHN DOE,
other unknown persons or person having
responsibility or involvement in the
circumstances of the violation of the civil
rights of the Plaintiffs including persons
acting in concert and joint participation
with other Defendants herein and who are
joined herein for purposes of declaratory
relief and damages as may be appropriate,
Defendants.
ORDER AND JUDGMENT*
Before SEYMOUR, Chief Judge, LOGAN and MURPHY, Circuit Judges.
Plaintiffs Mary Big Elk and Sam McClane brought this action under 42 U.S.C.
§ 1983 against various sheriff’s deputies, the district attorney, the sheriff, and the Board
of County Commissioners of Osage County, Oklahoma, alleging that the deputies assisted
a private individual in taking possession of plaintiffs’ horses in violation of their Fourth
and Fourteenth Amendment rights. The district court denied defendants’ motion for
summary judgment, finding that disputed issues of fact precluded defendants from
obtaining summary judgment on their qualified immunity claim. The court also denied
the sheriff and the board’s motion for summary judgment because factual issues
remained. Defendants1 appeal. Applying the Supreme Court cases of Johnson v. Jones,
515 U.S. 304 (1995), and Behrens v. Pelletier, 116 S. Ct. 834 (1996), we hold that we
lack jurisdiction to review the district court’s ruling that disputed material facts preclude
summary judgment for defendant deputies on plaintiffs’ § 1983 claim. Because we
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
1
Except for county attorney Larry Stuart, who was granted summary judgment.
2
cannot consider the deputies’ appeal of the denial of qualified immunity, we also lack
pendent jurisdiction to hear the appeals by the sheriff and Osage County Board of County
Commissioners.
I
This case arose out of a dispute between Tina Kastning (Tina) and plaintiff Sam
McClane. Tina loaned McClane, a horse trader and trainer, $8,000 to buy horses. Tina
and McClane did not have a written agreement or repayment schedule. Tina asserts that
when McClane had difficulty paying back the loan, he told her they were now partners in
the horses. McClane denies any partnership agreement and characterizes the transaction
as a loan. In any event, when McClane continued to delay repayment, Tina became
concerned she would never be repaid. McClane was then boarding horses (which he now
says belonged to plaintiff Big Elk) in leased stalls at the fairgrounds in Osage County.
Tina first padlocked McClane’s rented stalls to ensure he did not move the nine to eleven
horses in those stalls. Later, Tina decided she wanted to take possession of the horses.
She contacted her attorney, who called the district attorney, Larry Stuart. Stuart advised
that it was a civil matter but apparently said that if Tina took possession of the horses he
would not prosecute her.
Three separate incidents followed in which defendant deputies and others assisted
Tina both with ensuring that plaintiffs did not move the horses and in helping her take
possession of them. First, Tina called defendant deputy sheriff Donna Kastning (Donna),
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her sister-in-law, and asked her to come and “stand by” while she took the horses. After
Tina and others had moved two of the horses, plaintiff Big Elk arrived and told Donna
that she and McClane owned the horses. Donna demanded that Big Elk identify herself.
Donna called a judge and told Tina to postpone taking more horses until she went to
court.
In the second incident, McClane had loaded some of the horses on a trailer but
Tina and her husband had blocked the trailer with their vehicles. When Donna and other
deputies arrived they refused McClane’s request to have Tina move her car, and
essentially told McClane to just leave the horses at the fairground for now.
The third incident occurred the next day, while plaintiffs were not present. Tina
enlisted defendant deputy Dan Hivley to help her move the horses; Donna was present.
They loaded the horses and, after apparently calling the dispatcher, took the horses to
Hivley’s property for boarding.
Tina had not yet procured a court order supporting her right to take possession of
the horses, although she apparently told some of the deputies that the district attorney had
said she had permission to move the horses. The record also indicates that when Big Elk
called in a complaint, the dispatcher called Tina to advise her of the call and that “no
information [was] given.” II App. 514. There is also evidence that the sheriff knew of
the deputies’ assistance to Tina and did not object. Policy allowed a deputy to stand by
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during a repossession, but if the owner was present and asked them to leave, the
repossession would be stopped.
On appeal the deputies argue that they were entitled to qualified immunity because
their actions did not violate clearly established law which a reasonable person should
have known.
II
Orders denying qualified immunity before trial are immediately appealable if they
resolve abstract issues of law. See Behrens v. Pelletier, 116 S. Ct. 834, 842 (1996);
Johnson v. Jones, 515 U.S. 304, 312-14 (1995). “A determination that the law allegedly
violated by the defendant was clearly established at the time of the challenged actions is
an abstract issue of law that is immediately appealable. A determination that under either
party’s version of the facts the defendant violated clearly established law is also
immediately appealable.” Foote v. Spiegel, 118 F.3d 1416, 1422 (10th Cir. 1997) (citing
Behrens, 116 S. Ct. at 842) (other citations omitted). Government officials, however,
“cannot appeal pretrial denial of qualified immunity to the extent the district court’s order
decides nothing more than whether the evidence could support a finding that particular
conduct occurred.” Id. (citing Behrens, 116 S. Ct. at 842). “An order denying qualified
immunity on summary judgment is not appealable if it merely determines the facts
asserted by the plaintiff are sufficiently supported by evidence in the record to survive
summary judgment.” Foote, 118 F.3d at 1422 (citing Johnson, 515 U.S. at 312-14).
5
The district court found that the record contained factual questions as to whether
the deputy defendants’ actions violated clearly established due process rights under the
Fourth and Fourteenth Amendments that should reasonably have been known to
defendants.
A
We have jurisdiction to review the defendants’ assertion that the district court
mistakenly identified clearly established law only if the district court denied summary
judgment for a purely legal reason. In ruling that the law was clearly established on the
date of the incidents, the district court relied upon Soldal v. Cook County, Illinois, 506
U.S. 56 (1992).
In Soldal, mobile home park owners had begun proceedings to evict plaintiff’s
trailer from the mobile home park but forcibly evicted the trailer before obtaining a court
order. At the park manager’s request deputies came during the eviction and told the
trailer owner that the deputy was there to see that the trailer owner did not interfere.
Plaintiff sued under 42 U.S.C. § 1983 for Fourth and Fourteenth Amendment violations.
The court of appeals held that there was no seizure under the Fourth Amendment because
it was not made in the course of “public law enforcement” and did not invade plaintiff’s
privacy. In reversing, the Supreme Court noted that a seizure is a “meaningful
interference with an individual’s possessory interests in []property.” Id. at 61. It held that
the Fourth Amendment protects property rights, and stated that Fourth Amendment
6
seizure need not be the outcome of a search; a seizure may occur even when there is no
invasion of privacy.
Defendants attempted to distinguish this case from Soldal because here the
incidents occurred on a public fairground, and thus did not involve trespass. In Soldal,
however, the officers were not trespassing on private property; they came at the invitation
of the landowner. Soldal clearly held that if police officers actually assisted in an illegal
seizure then they would be violating plaintiff’s constitutional rights.
B
The district court found that plaintiffs presented enough evidence to create a
factual question as to whether defendants’ conduct violated clearly established law as set
out in Soldal. “[I]f what is at issue in the sufficiency determination is nothing more than
whether the evidence could support a finding that particular conduct occurred, the
question decided is not truly ‘separable’ from the plaintiff’s claim and hence there is no
‘final decision’ under Cohen [v. Beneficial Industrial Loan Corp., 337 U.S. 541 (1949),]
and Mitchell [v. Forsyth, 472 U.S. 511 (1985)].” Behrens v. Pelletier, 116 S. Ct. at 842.
This case presents a problem discussed in Behrens and Johnson: when a district
court does not fully identify the particular conduct that it deemed adequately supported,
“a court of appeals may have to undertake a cumbersome review of the record to
determine what facts the district court, in light most favorable to the nonmoving party,
7
likely assumed. That is the task now facing the Court of Appeals.” Id. at 842 (quoting
Johnson, 115 S. Ct. at 319).
We thus must determine what facts the district court most likely assumed in
finding that “[t]here are allegations, with sufficient factual support in the record, that the
sheriff, as the Osage County policy maker, and the named deputies either joined in or
condoned the seizure of the subject horses.” III R. 915; Buonocore v. Harris, 65 F.3d
347, 357 (4th Cir. 1995) (court dismissed for lack of jurisdiction even though defendants
contended their behavior did not violate clearly established right because defendants
relied upon their own statement of facts: “defendants cannot demonstrate that
[plaintiff’s] allegations do not state a violation of a clearly established right simply by
substituting their own version of the facts”).
Our review of the record indicates that the district court likely based its ruling on
testimony that defendant deputies participated in (1) standing by while Tina took
possession of two of plaintiffs’ horses; (2) preventing plaintiffs from moving their
property in a lawful manner; and (3) actually moving some of plaintiffs’ horses to deputy
Hivley’s property. The court also likely based its denial of summary judgment on a
finding that there was conflicting evidence as to whether the deputies conspired to allow
Tina to gain possession of the horses.
8
We are without jurisdiction to review the court’s finding that summary judgment
was inappropriate because plaintiffs raised genuine issues of disputed facts. See Sevier v.
City of Lawrence, 60 F.3d 695, 700-01 (10th Cir. 1995).
III
Defendants county commission and sheriff2 asked us to assert appellate
jurisdiction over their appeals under the doctrine of pendent appellant jurisdiction.
Because we do not have jurisdiction of the deputies’ appeal from the denial of qualified
immunity we must dismiss that appeal. Therefore no appeal remains to support the
pendent jurisdiction claim by the county or sheriff. See Sevier, 60 F.3d at 701. We
dismiss for lack of jurisdiction the appeals by the deputy sheriffs, the sheriff, and the
board of county commissioners.
DISMISSED.
Entered for the Court
James K. Logan
Circuit Judge
2
We note that the sheriff is sued in his official capacity. Thus the suit against him
is a suit against the county. Taylor v. Meacham, 82 F.3d 1556, 1564 (10th Cir.), cert.
denied, 117 S. Ct. 186 (1996). The county is not entitled to assert qualified immunity.
Owen v. City of Independence, 445 U.S. 622, 650-53 (1980) (government entities may
not assert qualified immunity).
9