F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
APR 27 1998
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
LARRY ROBERSON,
Plaintiff-Appellant,
v. No. 97-7093
(D.C. No. 96-CV-84-B)
KENNETH S. APFEL, Commissioner, (E.D. Okla.)
Social Security Administration, *
Defendant-Appellee.
ORDER AND JUDGMENT **
Before TACHA, LOGAN, and LUCERO, Circuit Judges.
Claimant Larry Roberson appeals the district court’s order affirming the
Commissioner’s decision to deny his application for supplemental security income
and social security disability benefits. 1 He alleges that he became disabled in
*
Pursuant to Fed. R. App. P. 43(c), Kenneth S. Apfel is substituted for
John J. Callahan, former Acting Commissioner of Social Security, as the
defendant in this action.
**
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
1
After examining the briefs and appellate record, this panel has determined
(continued...)
January 1991 due to back and shoulder pain and numbness in his hands. He
returned to work full-time in June 1994. Following an administrative hearing and
adverse decision, the case was remanded for another hearing and decision.
Thereafter, the Commissioner determined that claimant could perform sedentary
work available in significant numbers in the local and national economies and
thus was not disabled within the meaning of the Social Security Act. We affirm.
On appeal, claimant contends (1) the administrative law judge (ALJ)
improperly evaluated his pain by failing to apply the correct standards to evaluate
his credibility, (2) the ALJ failed to accord appropriate weight to the treating
physicians’ opinions, (3) the ALJ should have obtained an updated medical
evaluation, and (4) the ALJ improperly based his determination on a lack of
evidence, thereby keeping the burden of proof on claimant at step five, contrary to
law.
We review the Commissioner’s decision to determine whether it is
supported by substantial evidence and whether correct legal standards were
applied. See Hawkins v. Chater, 113 F.3d 1162, 1164 (10th Cir. 1997).
“Substantial evidence is ‘such relevant evidence as a reasonable mind might
1
(...continued)
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1.9. The case is therefore
ordered submitted without oral argument.
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accept as adequate to support a conclusion.’” Soliz v. Chater, 82 F.3d 373, 375
(10th Cir. 1996) (quoting Richardson v. Perales, 402 U.S. 389, 401 (1971)
(further quotation omitted)). We may neither reweigh the evidence nor substitute
our judgment for that of the Commissioner. See Casias v. Secretary of Health &
Human Servs., 933 F.2d 799, 800 (10th Cir. 1991).
The ALJ found that claimant’s allegations of disabling pain were not fully
credible. Claimant alleges that the ALJ disbelieved his pain allegations based
solely on a lack of objective medical evidence to support them, and failed to link
his credibility findings to the evidence. We disagree with that proposition. The
ALJ was entitled to consider that claimant had not sought medical treatment since
before May 1992. See Kepler v. Chater, 68 F.3d 387, 391 (10th Cir. 1995)
(factors to be considered by ALJ in assessing credibility include extensiveness of
attempts (medical or nonmedical) to obtain relief and frequency of medical
contacts). The ALJ explained his reasons for discounting claimant’s pain
allegations, including the objective medical evidence, lack of medication for
severe pain, infrequency of medical treatment, claimant’s prior work record, his
daily activities, and his demeanor at the hearing. Because we conclude that the
ALJ properly linked his credibility findings to the record, see id., we find no
reason to deviate from the general rule to accord deference to the ALJ’s
credibility determinations, see James v. Chater, 96 F.3d 1341, 1342 (10th Cir.
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1996) (witness credibility is province of Commissioner whose judgment is
entitled to considerable deference).
Claimant also argues that the ALJ failed to accord more weight to the
opinions of claimant’s treating physicians than to those of one of the consulting
physicians, Dr. McGovern. Although the record contains evidence that claimant
had sustained injuries to his back and shoulder, none of the physicians opined that
his condition was permanently disabling. The opinions of the treating physicians
did not conflict with Dr. McGovern’s opinion. Therefore, the ALJ was not
required to explain his reasons for rejecting a treating physician’s opinion. See
Miller v. Chater, 99 F.3d 972, 976 (10th Cir. 1996) (ALJ must give legitimate
reasons to reject treating physician’s opinion). Moreover, Dr. McGovern’s May
1992 report was the only medical evidence submitted after November 1991,
except for a brief reference to “a moderate amount of low back pain” on April 2,
1992, R. vol. II, at 156. In the absence of a treating physician’s report for that
time frame, the ALJ was not required to discount Dr. McGovern’s report. See
Reid v. Chater, 71 F.3d 372, 374 (10th Cir. 1995).
Claimant next asserts that the ALJ erred in failing to order a consultative
medical examination for an update of his condition since the time of the first
administrative hearing. “[T]he ALJ should order a consultative exam when
evidence in the record establishes the reasonable possibility of the existence of a
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disability and the result of the consultative exam could reasonably be expected to
be of material assistance in resolving the issue of disability.” Hawkins, 113 F.3d
at 1169. However, the record contains no evidence to suggest that another
consultative examination would have produced material information. Claimant
was represented at the administrative hearing by counsel on whom the ALJ was
entitled to rely “to identify the issue or issues requiring further development,” id.
at 1167, but claimant’s counsel did not identify any such issue at the hearing.
Accordingly, the ALJ was not required to order another consultative examination.
Finally, we address claimant’s contention that the ALJ failed to shift the
burden of proof to the Commissioner at step five of the five-step evaluation
process, see Williams v. Bowen, 844 F.2d 748, 750-52 (10th Cir. 1988)
(discussing five steps, holding that burden at step five is on Commissioner).
Claimant asserts that the ALJ determined claimant’s residual functional capacity
(RFC) before shifting the burden of proof. Because of this approach, he argues,
the step-five burden remained on him. We disagree. In evaluating whether
claimant could perform his past work the ALJ was required to ascertain his RFC.
The ALJ correctly stated that the burden shifts if claimant shows he cannot
perform his past work. The plain wording of the ALJ’s decision makes it clear
that he correctly placed the step-five burden on the Commissioner. Substantial
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evidence supports the Commissioner’s determination that claimant is not disabled
within the meaning of the Social Security Act.
AFFIRMED.
ENTERED FOR THE COURT
Carlos F. Lucero
Circuit Judge
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