Revised September 9, 1998
UNITED STATES COURT OF APPEALS
FIFTH CIRCUIT
____________
No. 96-60865
____________
J & B ENTERTAINMENT, INC,
Plaintiff - Appellant,
versus
CITY OF JACKSON, MISSISSIPPI,
Defendant - Appellee.
Appeal from the United States District Court
for the Southern District of Mississippi
August 21, 1998
Before WIENER, EMILIO M. GARZA, and BENAVIDES, Circuit Judges.
EMILIO M. GARZA, Circuit Judge:
The City of Jackson (“the City” or “Jackson”) enacted an
ordinance banning public nudity, with certain exceptions (“the
Ordinance”). J & B Entertainment, Inc. (“J&B”),1 the operator of
a club featuring live female nude dancing, brought suit challenging
1
Prior to oral argument, we granted J&B’s motion to
substitute itself in place of the former appellant, JML Club
Management, Inc., which initially brought this suit. For the sake
of clarity, we refer to the appellant as J&B throughout the
opinion, even where JML took the actions in question.
the constitutionality of the Ordinance and seeking declaratory and
injunctive relief. J&B filed a motion for summary judgment, which
the district court denied, instead granting summary judgment in
favor of the City. J&B appealed and, on the skeletal record now
before us, we vacate the district court’s grant of summary judgment
in favor of the City on factual grounds and remand with
instructions. We affirm the district court’s denial of J&B’s
summary judgment motion as a matter of law.
I
In February 1995, J&B opened Legends Cabaret, a club featuring
live female nude dancing. Jackson enacted the Ordinance the
following month. The Ordinance prohibits persons physically present
in public places from knowingly or intentionally: (1) engaging in
sexual intercourse; (2) appearing in a state of nudity; or (3)
fondling the genitals of himself, herself, or another person.2
“Nudity” is defined as “the showing of the human genitals, anus, or
the female nipple.” Persons “engaged in expressing a matter of
serious literary, artistic, scientific or political value,” are
excepted from the Ordinance’s reach (“the exception”). Supervisors,
managers, owners, and employers of a person who appears in a state
of nudity may be guilty of a misdemeanor. Preambulatory clauses to
the Ordinance provide that the City enacted the Ordinance because
of its interests in protecting order and morality and in combating
2
The text of the Ordinance is set out in Appendix A.
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secondary effects associated with public nudity. The record before
us, however, does not indicate whether the City considered any
studies on secondary effects prior to enacting the Ordinance.
After J&B brought an action challenging the constitutionality
of the Ordinance, the district court directed both parties to
submit motions for summary judgment. Although J&B submitted a
motion for summary judgment, the City did not.3 Although no
evidence in the record specified what specific secondary effects
may have motivated the City to enact the Ordinance, the district
court then issued an order denying J&B’s summary judgment motion
and granting summary judgment in favor of the City.4 As applied to
J&B, the court found the Ordinance constitutional under the Supreme
Court’s decision in Barnes v. Glen Theatre, Inc., 501 U.S. 560,
111 S. Ct. 2456, 115 L. Ed. 2d 504 (1991), and rejected J&B’s as
applied and facial vagueness and overbreadth arguments. The
district court also rejected J&B’s challenges to the Ordinance
3
The district court’s opinion suggests that, although the City did not
file a summary judgment motion, it may have filed a response to J&B’s summary
judgment motion. The district court docket sheet does not list, and the record
on appeal does not contain, this response. If it exists, we have not been
apprised of its contents. Because there is no record of the filing of the City’s
response, we will assume that the City did not respond to J&B’s summary judgment
motion.
4
The district court quoted our opinion in Supreme Beef Processors,
Inc. v. Yaquinto, 864 F.2d 388, 393 (5th Cir. 1989), for the proposition that
“when ‘one party moves for summary judgment the district court, in an appropriate
case, may grant summary judgment against the movant, even though the opposite
party has not actually filed a motion for summary judgment.’” (quoting Landry v.
G.B.A., 762 F.2d 462, 464 (5th Cir. 1985)). J&B has not challenged this
conclusion, and we need not comment upon it further. See Exxon Corp. v. St.
Paul Fire & Marine Ins. Co., 129 F.3d 781, 786 (5th Cir. 1997).
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under state law. J&B’s timely appeal followed.
II
We review the grant of summary judgment de novo, taking the
facts in the light most favorable to the nonmovant below. See New
York Life Ins. Co. v. Travelers Ins. Co., 92 F.3d 336, 338 (5th
Cir. 1996). District court determinations of state law are also
reviewed de novo. See Salve Regina College v. Russell, 499 U.S.
225, 239, 111 S. Ct. 1217, 1221, 113 L. Ed. 2d 190 (1991). Summary
judgment is appropriate where the record discloses “that there is
no genuine issue of material fact and that the moving party is
entitled to a judgment as a matter of law.” FED. R. CIV. P. 56(c).
III
We turn our attention first to the challenges that J&B brings
against the Ordinance on overbreadth and vagueness grounds, both as
applied and facially. “The overbreadth and vagueness doctrines are
related yet distinct.” American Booksellers v. Webb, 919 F.2d
1493, 1505 (11th Cir. 1990). The vagueness doctrine protects
individuals from laws lacking sufficient clarity of purpose or
precision in drafting. See Erznoznik v. City of Jacksonville, 422
U.S. 205, 217-18, 95 S. Ct. 2268, 2276-77, 45 L. Ed. 2d 125 (1975).
“Overbroad legislation need not be vague, indeed it may be too
clear; its constitutional infirmity is that it sweeps protected
activity within its proscription.” M.S. News Co. v. Casado, 721
F.2d 1281, 1287 (10th Cir. 1983).
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A
J&B posits that the Ordinance is facially overbroad because it
infringes upon protected First Amendment conduct. In the district
court, J&B conceded that the City removed much, though not all, of
the possible overbreadth through the exception’s exemption of
persons “engaged in expressing a matter of serious literary,
artistic, scientific or political value.”
Persons to whom a statute may be constitutionally applied
normally lack standing to argue that a statute is unconstitutional
if applied to persons or situations not before the court. See
Broadrick v. Oklahoma, 413 U.S. 601, 610, 93 S. Ct. 2908, 2915, 37
L. Ed. 2d 830 (1973). Standing requirements in the First Amendment
context, however, are relaxed “because of a judicial prediction or
assumption that the statute’s very existence may cause others not
before the court to refrain from constitutionally protected speech
or expression.” Id. at 612, 93 S. Ct. at 2916; see also Board of
Airport Comm’rs v. Jews for Jesus, Inc., 482 U.S. 569, 574, 107 S.
Ct. 2568, 2572, 96 L. Ed. 2d 500 (1987). Standing to bring a
facial overbreadth claim, however, is extremely limited:
[T]he plain import of our cases is, at the very least,
that facial overbreadth adjudication is an exception to
our traditional rules of practice and that its function,
a limited one at the outset, attenuates as the otherwise
unprotected behavior that it forbids the State to
sanction moves from “pure speech” toward conduct and that
conduct))even if expressive))falls within the scope of
otherwise valid criminal laws that reflect legitimate
state interests in maintaining comprehensive controls
over harmful, constitutionally unprotected conduct . . .
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where conduct and not merely speech is involved, we
believe that the overbreadth of a statute must not only
be real, but substantial as well, judged in relation to
the statute’s plainly legitimate sweep.
Broadrick, 413 U.S. at 615, 93 S. Ct. at 2917-18.
After carefully considering the arguments that J&B advances,
we find that the Ordinance’s alleged overbreadth, when compared to
its plainly legitimate sweep, is neither real nor substantial. J&B
hypothesizes that the Ordinance may be overbroad because it
infringes upon many forms of expression protected by the First
Amendment: “the New Stage Theatre in Jackson perform[ing] a
production of Hair,” “nude infant babies in public,” “a woman
breast feed[ing] in the park,” “a nude political debate in the
streets of Jackson,” and “John Grisham read[ing] one of his books
in the nude.” Nude infants and women breast feeding in a park are
not protected by the First Amendment because they are not engaged
in expressing any idea.5 Cf. Barnes, 501 U.S. at 571, 111 S. Ct.
at 2463 (explaining that the First Amendment does not protect nude
sunbathers); City of Dallas v. Stanglin, 490 U.S. 19, 25, 109 S.
Ct. 1591, 1595, 104 L. Ed. 2d 18 (1989) (“It is possible to find
some kernel of expression in almost every activity a person
undertakes))for example, walking down the street or meeting one’s
friends at a shopping mall))but such a kernel is not sufficient to
bring the activity within the protection of the First Amendment.”);
5
We express no opinion as to whether nude infants or public breast
feeding may be protected by other constitutional or statutory provisions.
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Hang On, Inc. v. City of Arlington, 65 F.3d 1248, 1253 (5th Cir.
1995)(rejecting overbreadth argument because topless bar patrons do
not have a protected First Amendment right to touch nude dancers).
If John Grisham reads one of his novels in the nude or the New
Stage Theatre stages a production of “Hair,” courts can evaluate
whether these activities fall within the scope of the exception.
See Broadrick, 413 U.S. at 615-616, 93 S. Ct. at 2918 (“[W]hatever
overbreadth may exist should be cured through case-by-case analysis
of the fact situations to which its sanctions, assertedly, may not
be applied.”); Miller v. California, 413 U.S. 15, 25, 93 S. Ct.
2607, 2615, 37 L. Ed. 2d 419 (1973) (“[T]he First Amendment values
applicable to the States through the Fourteenth Amendment are
adequately protected by the ultimate power of appellate courts to
conduct an independent review of constitutional claims when
necessary.”). Therefore, although hypothetical examples in which
the Ordinance may be overbroad can be imagined, these examples, in
comparison to its legitimate sweep, are not substantial. See
Broadrick, 413 U.S. at 615, 93 S. Ct. at 2918.
Other considerations strengthen our conclusion that the
Ordinance is not substantially overbroad. The Supreme Court has
rejected a facial overbreadth challenge to an Ohio statute
criminalizing the possession of child pornography containing an
exception similar to that found in the Ordinance because the
exception in that statute removed any substantial overbreadth. See
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Osborne v. Ohio, 495 U.S. 103, 112 n.9, 110 S. Ct. 1691, 1698 n.9,
109 L. Ed. 2d 98 (1990). Moreover, “[a]pplication of the
overbreadth doctrine . . . is, manifestly, strong medicine. It has
been employed only by the Court sparingly and only as a last
resort.” Broadrick, 413 U.S. at 613, 93 S. Ct. at 2916. Because
the Ordinance is not substantially overbroad, any remaining
ambiguities can be clarified in future cases. See Young v. American
Mini Theatres, Inc., 427 U.S. 50, 61, 96 S. Ct. 2440, 2448, 49 L.
Ed. 2d 310 (1976); Broadrick, 413 U. S. at 613, 93 S. Ct. at 2916
(“Facial overbreadth has not been invoked when a limiting
construction has been or could be placed on the challenged
statute.”). Accordingly, we reject J&B’s overbreadth challenge.
B
J&B next contends that the Ordinance is void for vagueness,
both as applied and facially. “[A]n enactment is void for vagueness
if its prohibitions are not clearly defined.”6 Grayned v. City of
6
The Supreme Court has set forth several reasons for the prohibition
of vagueness:
[B]ecause we assume that man is free to steer between lawful and
unlawful conduct, we insist that laws give the person of ordinary
intelligence a reasonable opportunity to know what is prohibited, so
that he may act accordingly. Vague laws may trap the innocent by
not providing fair warning. Second, if arbitrary and discriminatory
enforcement is to be prevented, laws must provide explicit standards
for those who apply them. A vague law impermissibly delegates basic
policy matters to policemen, judges, and juries for resolution on an
ad hoc and subjective basis, with the attendant dangers of arbitrary
and discriminatory application. Third, but related, where a vague
statute “abut[s] upon sensitive areas of basic First Amendment
freedoms,” it “operates to inhibit the exercise of [those]
freedoms.” Uncertain meanings inevitably lead citizens to “‘steer
far wider of the unlawful zone’ . . . than if the boundaries of the
forbidden areas were clearly marked.”
-8-
Rockford, 408 U.S. 104, 109, 92 S. Ct. 2294, 2298, 33 L. Ed. 2d 222
(1972). In determining whether a statute is vague, we view the law
from the standpoint of a person of ordinary intelligence. See id.
1
As applied to J&B, we conclude that the Ordinance and its
exception are not vague. J&B and its employees can clearly
understand that totally nude dancing violates the Ordinance. J&B
has not argued that the terms “nipple,” “anus,” or “genitals” are
vague or that it and its employees cannot understand their meaning.
See Dodger’s Bar & Grill v. Johnson County Bd. of County Comm’rs,
32 F.3d 1436, 1444-45 (10th Cir. 1994) (rejecting argument that
ordinance prohibiting fondling of genitals, acts simulating sexual
intercourse, or the displaying of human genitals, buttocks, anus,
or part of the female breast was vague); Kev, Inc. v. Kitsap
County, 793 F.2d 1053, 1057 (9th Cir. 1986) (rejecting void-for-
vagueness argument for statute that prohibited caressing or
fondling of dancers by patrons of nude dancing bar). J&B conceded
below that the entertainment performed by its dancers lacks any
serious literary, artistic, political, scientific or social value.
Cf. Walker v. City of Kansas City, 911 F.2d 80, 87 (8th Cir. 1990)
(rejecting contention that nude dancers have any serious literary,
artistic, political, or scientific value). Thus, we reject J&B’s
as applied vagueness challenge. See Broadrick, 413 U.S. at 608, 93
Grayned, 408 U.S. at 108-09, 92 S. Ct. at 2298-2299 (internal citations omitted).
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S. Ct. at 2914 (“[E]ven if the outermost boundaries of [the
statute] may be imprecise, any such uncertainty has little
relevance here, where appellants’ conduct falls squarely within the
‘hard core’ of the statute’s proscriptions and appellants concede
as much.”).
2
Because the Ordinance as applied to J&B is not vague, J&B may
proceed on its facial vagueness challenge only if the Ordinance’s
effect on legitimate expression is “real and substantial and the
language of the ordinance is not readily subject to a narrowing
construction by the state courts.” Basiardanes v. City of
Galveston, 682 F.2d 1203, 1210 (5th Cir. 1982) (emphasis added).
“Real and substantial” for a facial vagueness test has the same
meaning as for a facial overbreadth challenge. See Young, 427 U.S.
at 60, 96 S. Ct. at 2447.
J&B argues that a person of ordinary intelligence could not
understand the words of the exception))“serious literary, artistic,
scientific or political value”))or whether her conduct fell within
the terms of the exception. Jackson, however, did not pull these
words from thin air. They are drawn from the third prong of the
obscenity test enunciated in Miller, 413 U.S. at 24, 93 S. Ct. at
2615, appear as one prong of the Mississippi statute defining
obscenity, see MISS. CODE ANN. § 97-29-103(1)(b), and are the subject
of a plethora of opinions handed down by state and federal courts
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throughout this nation in the quarter century since Miller was
decided. See Barnes, 501 U.S. at 585 n.2, 111 S. Ct. at 2470 n.2
(Souter, J., concurring); Triplett Grille, Inc. v. City of Akron,
40 F.3d 129, 136 (6th Cir. 1994). Though J&B may argue that these
words are inherently vague, the Supreme Court itself has not done
better, and “[c]ondemned to the use of words, we can never expect
mathematical certainty from our language.” Grayned, 408 U.S. at
110, 92 S. Ct. at 2300. Moreover, the Ordinance contains a
knowledge requirement, further limiting the potential for
individuals to be ensnared inadvertently in its grasp. See Village
of Hoffman Estates v. Flipside, Hoffman Estates, Inc., 455 U.S.
489, 499, 102 S. Ct. 1186, 1193, 71 L. Ed. 2d 362 (1983) (“[A]
scienter requirement may mitigate a law’s vagueness, especially
with respect to the adequacy of notice to the complainant that his
conduct is proscribed.”). Thus, the terms of the exception do not
contain real and substantial vagueness.
J&B also argues that the Ordinance is facially vague because
it does not specify who should determine whether an activity has
“serious literary, artistic, scientific or political value” or how
they should make that determination. We reject this argument
because, as noted above, these words appear as one prong of the
Miller obscenity test and MISS. CODE ANN. § 97-29-103(1)(b). The
experience gained by private persons, attorneys, police,
prosecutors, and courts in interpreting Miller and § 97-29-
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103(1)(b) may aid them in their interpretation of the Ordinance and
in deciding who should make the necessary determinations. Further
guidance, to the extent any is needed, can be supplied by appellate
courts. See Miller, 413 U.S. at 25, 93 S. Ct. at 2615 (“[T]he
First Amendment values applicable to the States through the
Fourteenth Amendment are adequately protected by the ultimate power
of appellate courts to conduct an independent review of
constitutional claims when necessary.”).
J&B additionally argues that the Ordinance is void for
vagueness because it “impermissibly delegates basic policy matters
to policemen, judges, and juries.” See Grayned, 408 U.S. at 108-
09, 92 S. Ct. at 2299; Kolender v. Lawson, 461 U.S. 352, 358-60,
103 S. Ct. 1855, 1858-59, 75 L. Ed. 2d 903 (1983). We again note
that J&B has not argued that the terms “nipple,” “anus,” or
“genitals” are vague or that a person of reasonable intelligence
cannot understand the meaning of these terms. See Dodger’s Bar &
Grill, 32 F.3d at 1444-45; Kev, 793 F.2d at 1057. In the absence
of any such argument, we find that the Ordinance sets forth a core
of prohibited conduct with sufficient definiteness to guide those
who must interpret it. See Kolender, 461 U.S. at 358, 103 S. Ct. at
1858 (finding a law to be void for vagueness because it specified
no core of prohibited conduct and permitted “‘a standardless sweep
allow[ing] policemen, prosecutors, and juries to pursue their
personal predilections’”) (quoting Smith v. Goguen, 415 U.S. 566,
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574, 94 S. Ct. 1242, 1247-48, 39 L. Ed. 2d 605 (1974)).
Finally, J&B argues that the Ordinance is facially vague
because the exception contains only one of the Miller obscenity
test’s three prongs. This argument is reminiscent of the Supreme
Court’s reasoning in Reno v. ACLU, __ U.S. __, 117 S. Ct. 2329,
2345, 138 L. Ed. 2d 874 (1997), in which the Court found certain
terms in the Communications Decency Act of 1996 to be vague because
the Act defined them by reference only to one of Miller’s three
prongs. The offending terms in the Act were “indecent” and
material that “in context, depicts or describes, in terms patently
offensive as measured by contemporary community standards, sexual
or excretory activities or organs.” Id. at __, 117 S. Ct. at 2324.
In rejecting the government’s argument that these terms were no
more vague than Miller’s definition of obscenity, the Court
described the “lack[ing] of serious literary, artistic, political,
or scientific value” prong as “particularly important” and
“critically limit[ing] the uncertain scope of the obscenity
definition.” Id. at __, 117 S. Ct. at 2345. In contrast to the
Communications Decency Act, the Ordinance includes this
“particularly important” prong as its exception. Moreover, as the
district court correctly noted, nudity and obscenity are not
synonymous. See Schad v. Borough of Mt. Ephraim, 452 U.S. 61, 66,
101 S. Ct. 2176, 2181, 68 L. Ed. 2d 671 (1981); Erznoznik, 422 U.S.
at 213, 95 S. Ct. at 2275. If the City were required to include all
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three prongs of Miller, it would be regulating obscene nudity, and
its ability to regulate nonobscene nudity would be eviscerated.
Because Barnes plainly gives governments the power to regulate
nonobscene nudity, as we discuss below, we reject J&B’s argument.
In conclusion, we reiterate that because the Ordinance is not
vague as applied to J&B, we have reviewed J&B’s facial vagueness
challenge only to determine whether the Ordinance contains real and
substantial vagueness. We express no opinion as to whether less
than substantial vagueness exists in the Ordinance; that is a task
for future courts. See Young, 427 U.S. at 61, 96 S. Ct. at 2448;
Basiardanes, 682 F.2d at 1210.
IV
A
We now turn to the question of whether the Ordinance is
consistent with the First Amendment to the U.S. Constitution.
While it is now beyond question that nonobscene nude dancing is
protected by the First Amendment, even if “only marginally so,”
see, e.g., Barnes, 501 U.S. at 565-66, 111 S. Ct. at 2460 (“Nude
dancing of the kind sought to be performed here is expressive
conduct within the outer perimeters of the First Amendment, though
we view it as only marginally so.”); Schad, 452 U.S. at 66, 101 S.
Ct. at 2181, it is also clear that the government can regulate such
activity. “[E]ven though we recognize that the First Amendment
will not tolerate the total suppression of erotic materials that
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have some arguably artistic value, it is manifest that society’s
interest in protecting this type of expression is of a wholly
different, and lesser, magnitude than the interest in untrammeled
political debate.” Young, 427 U.S. at 70, 96 S. Ct. at 2452.
In Barnes, a three-judge plurality of the Supreme Court held
that an enactment banning public nudity, as applied to nude
dancing, can be upheld as a content-neutral time, place, and manner
regulation if it comports with the intermediate scrutiny test
enunciated in United States v. O’Brien, 391 U.S. 367, 376-77, 88 S.
Ct. 1673, 1678-79, 20 L. Ed. 2d 672 (1968). See Barnes, 501 U.S. at
567, 111 S. Ct. at 2461. In O’Brien, the Court set out the four-
part test as follows:
[A] government regulation is sufficiently justified [1]
if it is within the constitutional power of the
government; [2] if it furthers an important or
substantial governmental interest; [3] if the
governmental interest is unrelated to the suppression of
free expression; and [4] if the incidental restriction on
alleged First Amendment freedoms is no greater than is
essential to the furtherance of that interest.
O’Brien, 391 U.S. at 376-77, 88 S. Ct. at 1679. Using this test,
the three-judge plurality upheld Indiana’s prohibition on public
nudity, as applied to nude dancing. See Barnes, 501 U.S. at 570,
111 S. Ct. at 2462-63. In a separate concurrence, Justice Souter
agreed with the plurality that the O’Brien test should be used to
determine whether a statute banning public nudity is a valid time,
place, and manner regulation, but differed with regard to O’Brien’s
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second prong))namely, the societal interest necessary to permit
governmental regulation. See Barnes, 501 U.S. at 582, 111 S. Ct.
at 2468-69 (Souter, J., concurring); see also International
Eateries of Am., Inc. v. Broward County, 941 F.2d 1157, 1160 (11th
Cir. 1991) (discussing differences between the plurality opinion
and Justice Souter’s concurrence). While the plurality found
morality to be a sufficient governmental interest to permit
regulation, see Barnes, 501 U.S. at 568-69, 111 S. Ct. at 2461-62,
Justice Souter found that combating secondary effects was
sufficient, but that morality was not. Id. at 582, 111 S. Ct. at
2468-69 (Souter, J., concurring). Justice Scalia concurred in the
judgment, but adopted a different analysis, explaining that “the
challenged regulation must be upheld, not because it survives some
lower level of First Amendment scrutiny, but because, as a general
law regulating conduct and not specifically directed at expression,
it is not subject to First-Amendment scrutiny at all.” Id. at 572,
111 S. Ct. at 2463 (Scalia, J., concurring).
Because no single opinion in Barnes commanded a majority, as
an initial matter, we must decide which opinion sets forth the
relevant standard under the First Amendment. J&B argues that
precisely because no opinion commanded a majority, we cannot rely
on Barnes, and must instead evaluate the Ordinance under the test
set out in City of Renton v. Playtime Theatres, Inc., 475 U.S. 41,
106 S. Ct. 929, 89 L. Ed. 2d 29 (1986). “When a fragmented Court
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decides a case and no single rationale explaining the result enjoys
the assent of five Justices, ‘the holding of the Court may be
viewed as that position taken by those Members who concurred in the
judgments on the narrowest grounds.’” Marks v. United States, 430
U.S. 188, 193, 97 S. Ct. 990, 993, 51 L. Ed. 2d 260 (1977) (quoting
Gregg v. Georgia, 428 U.S. 153, 169 n.15, 96 S. Ct. 2909, 2923
n.15, 49 L. Ed. 2d 859 (1976)). Courts have generally adopted
Justice Souter’s concurrence as the narrowest opinion in Barnes.
See, e.g., Triplett Grille, 40 F.3d at 134; International Eateries,
941 F.2d at 1160-61 (adopting Justice Souter’s concurrence as the
narrowest opinion because it was the closest to the secondary
effects analysis of Renton). “While ‘there is some awkwardness in
attributing precedential value to an opinion of one Supreme Court
justice to which no other justice adhered, it is the usual practice
when that is the determinative opinion.’” Triplett Grille, 40 F.3d
at 134 (quoting Blum v. Witco Chem. Corp., 888 F.2d 975, 981 (3rd
Cir. 1989)). We agree with the Sixth and Eleventh Circuits that
Justice Souter’s concurrence is the narrowest opinion in Barnes,
and accordingly will follow Justice Souter’s concurrence in
deciding this appeal.
Before we turn to the merits of J&B’s challenge to the
Ordinance as applied to nude dancing, we note that, because we
review the Ordinance under an intermediate scrutiny standard of
review, the government bears the burden of justifying (i.e., both
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the burden of production and persuasion) the challenged statute.
See Renton, 475 U.S. at 48, 106 S. Ct. at 929; see also Turner
Broadcasting Sys., Inc. v. FCC, 512 U.S. 622, 664-65, 114 S. Ct.
2445, 2470, 129 L. Ed. 2d 497 (1994) (reaffirming that under the
intermediate scrutiny standard of review, the government bears the
burden of justifying the challenged enactment); Phillips v. Borough
of Keyport, 107 F.3d 164, 173 (3rd Cir. 1997) (en banc).
B
1
The first prong of O’Brien requires that the government have
the constitutional power to enact the regulation in question. J&B
contended below that the Ordinance failed this prong because the
City allegedly lacked the power to enact the Ordinance under state
law. The district court found that the City had the constitutional
power to enact this Ordinance under its police powers, and that, in
any event, state law authorized the City to enact the Ordinance.
Although on appeal J&B renews the argument it made below, we find
that the district court correctly concluded that Jackson has the
constitutional power to enact the Ordinance. See Barnes, 501 U.S.
at 583, 111 S. Ct. at 2469 (“[I]t is clear that the prevention of
such evils falls within the constitutional power of the State,
which satisfies the first O’Brien criterion.”).
2
Our attention is next directed toward O’Brien’s second
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criterion))namely, whether the Ordinance “furthers an important or
substantial governmental interest.” O’Brien, 391 U.S. at 376-77,
88 S. Ct. at 1678-79. The district court concluded that under
Justice Souter’s concurrence in Barnes, secondary effects linked to
adult entertainment are a sufficient governmental interest to
justify a ban on public nudity, as applied to nude dancing.
Relying on dicta from Lakeland Lounge of Jackson, Inc. v. City of
Jackson, 973 F.2d 1255, 1258 n.1 (5th Cir. 1992), and Justice
Souter’s concurrence in Barnes, the court also determined that a
government need not provide any evidence that a desire to combat
secondary effects actually motivated it to enact an ordinance or
that the challenged ordinance may further its interests. J&B
disputes these conclusions, arguing that a government must still
consider evidence of secondary effects, must do so prior to
enacting an ordinance, and must determine how the ordinance may
further its interests. As explained below, we agree with J&B that
the government must produce evidence that the challenged ordinance
may advance its interest in combating adverse secondary effects
attendant to nude dancing. In doing so, however, the government is
not limited to using evidence developed prior to enactment.
a
A local government’s interest in preserving the quality and
character of neighborhoods and urban centers can, if properly set
forth, support restrictions on both public nudity and adult
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entertainment. See Renton, 475 U.S. at 50, 106 S. Ct. at 930
(stating that the government’s “‘interest in attempting to preserve
the quality of urban life is one that must be accorded high
respect’”) (quoting Young, 427 U.S. at 71, 96 S. Ct. at 2453). In
setting forth this interest, a local government may place great
weight upon the experiences of, and studies conducted by, other
local governments, as well as opinions of courts from other
jurisdictions. See Renton, 475 U.S. at 51, 106 S. Ct. at 931.
Crucially, in Renton, the Court explained that
[t]he First Amendment does not require a city, before
enacting such an ordinance, to conduct new studies or
produce evidence independent of that already generated by
other cities, so long as whatever evidence the city
relies upon is reasonably believed to be relevant to the
problem that the city addresses.
Id. at 51-52; 106 S. Ct. at 931. Thus, Renton teaches us that the
government must produce some evidence of adverse secondary effects
produced by public nudity, as applied to nude dancing, or adult
entertainment in order to justify a challenged enactment using the
secondary effects doctrine. Id. Justice Souter’s concurrence in
Barnes establishes that, in justifying a ban on public nudity, as
applied to nude dancing, the government can meet this burden either
by developing evidence of secondary effects prior to enactment or
by adducing such evidence at trial. See Barnes, 501 U.S. at 582,
111 S. Ct. at 2469 (Souter, J., concurring) (“Our appropriate focus
is not an empirical enquiry into the actual intent of the enacting
-20-
legislature, but rather the existence or not of a current
governmental interest in the service of which the challenged
application of the statute may be constitutional.”); Phillips, 107
F.3d at 178; International Eateries, 941 F.2d at 1161 (“[I]n order
to uphold a statute regulating nude dancing, it is still necessary
after Barnes that the statute meet the secondary effects test of
Renton.”). Renton also instructs us that a government must present
sufficient evidence to demonstrate “a link between the regulation
and the asserted governmental interest,” under a “reasonable
belief” standard in order to satisfy this prong of O’Brien. See
Renton, 475 U.S. at 51-52, 106 S. Ct. at 931; see also SDJ, Inc. v.
City of Houston, 837 F.2d 1268, 1274 (5th Cir. 1988).
Thus, the district court in this case misinterpreted Justice
Souter’s concurrence in Barnes because, although his concurrence
allows a local government to justify a challenged ordinance based
on evidence developed either prior to enactment or adduced at
trial, it does not eliminate the government’s burden of introducing
sufficient evidence to justify the challenged ordinance. See
Barnes, 501 U.S. at 582, 111 S. Ct. at 2469 (Souter, J.,
concurring); International Eateries, 941 F.2d at 1161. Our opinion
in Lakeland Lounge, 973 F.2d at 1258-59, is not to the contrary.7
7
In addition to Lakeland Lounge, the district court relied on various
state and district court opinions from around the country and the Sixth Circuit’s
opinion in Triplett Grille, 40 F.3d at 135. Although dicta from Triplett Grille
suggests that Barnes may have obviated the government’s need to provide evidence
that secondary effects associated with adult entertainment motivated it to ban
-21-
We upheld the challenged ordinance there because the government
adduced sufficient evidence at trial to establish that prior to
enacting the ordinance, it had reviewed sufficient evidence to
develop a reasonable belief that enacting the zoning ordinance
would ameliorate secondary effects associated with adult
entertainment. Id. at 1258-59. As such, Lakeland Lounge is
consonant with our case law upholding ordinances regulating adult
entertainment where the government has introduced sufficient
evidence to justify the ordinance on the basis of preenactment
legislative findings or evidence adduced at trial. See Hang On, 65
F.3d at 1256; MD II Entertainment, Inc. v. City of Dallas, 28 F.3d
492, 496 (5th Cir. 1994); SDJ, 837 F.2d at 1274 (“[U]nlike our
review under a standard of rationality, we will not hypothesize
such an objective or accept a naked assertion. Rather, we intrude
into the regulatory decision process to the extent that we insist
upon objective evidence of purpose))a study or findings. Insisting
upon findings reduces the risk that a purported effort to regulate
effect is a mask for regulation of content.”). Accordingly, the
district court erred in concluding that when the government
attempts to justify a ban on public nudity as fulfilling a
public nudity, as applied to nude dancing, the Sixth Circuit proceeded to examine
the evidence in the record to determine whether the government had properly
justified the ordinance, see id. at 135, as we do here. Indeed, the Sixth
Circuit in Triplett Grille struck down the ordinance in question there because
it concluded that the government had failed to introduce sufficient evidence to
justify a complete ban on all nudity, including where the nudity occurred as part
of serious artistic, literary, political or scientific expression. See id. at
136. Thus, Triplett Grille does not support the district court’s conclusion.
-22-
substantial government interest based on the secondary effects
doctrine, as applied to nude dancing, it does not need to introduce
any evidence.8 “To insist on less is to reduce the First Amendment
to a charade.” Phillips, 107 F.3d at 178.
b
Although it erroneously concluded that a government does not
need to introduce evidence to justify an ordinance regulating
public nudity challenged on First Amendment grounds, the district
court also found sufficient evidence in the record to determine
that the City enacted the Ordinance based on secondary effects
associated with public nudity, as applied to nude dancing. The
district court based its conclusion upon two pieces of evidence.
First, the court noted that a preambulatory clause to the Ordinance
provides that “the City of Jackson has a legitimate interest in
8
J&B also argues that because the City first chose to adopt a zoning
ordinance, it could not adopt other measures designed to resolve related problems
without first finding that the zoning ordinance was inadequate to ameliorate the
secondary effects previously identified. Acceptance of J&B’s argument would
require Jackson to produce its own studies in order to support this Ordinance or
find a study produced by another government in an almost identical position.
Barnes forecloses this argument:
In light of Renton’s recognition that legislation seeking to combat
the secondary effects of adult entertainment need not await
localized proof of those effects, the State of Indiana could
reasonably conclude that forbidding nude entertainment . . .
furthers its interest in preventing prostitution, sexual assault,
and associated crimes. Given our recognition that “society’s
interest in protecting this type of expression is of a wholly
different, and lesser, magnitude than the interest in untrammeled
political debate,” . . . I do not believe that a State is required
affirmatively to undertake to litigate this issue repeatedly in
every case.
501 U.S. at 584-85, 111 S. Ct. at 2470 (Souter, J. concurring) (internal
citations omitted).
-23-
combating secondary effects associated with public places where
persons who are physically present appear nude amongst strangers.”
Second, the court noted that the City enacted an adult
entertainment zoning ordinance in 1991 (“1991 zoning ordinance”),
and that the composition of the City Council that enacted the 1991
zoning ordinance was the same as the City Council that enacted the
Ordinance in question here.
In SDJ, we explained how a government can justify a challenged
ordinance as fulfilling a substantial interest based on the
secondary effects doctrine:
[A] city may establish its “substantial interest” in the
regulation by compiling a record with evidence that it
may be “reasonably believed to be relevant to the problem
that the city addresses.” We do not ask whether the
regulator subjectively believed or was motivated by other
concerns, but whether an objective lawmaker could have so
concluded, supported by an actual basis for the
conclusion. Legitimate purpose may be shown by reasonable
inferences from specific testimony of individuals, local
studies, or the experiences of other cities.
SDJ, 837 F.2d at 1274 (internal citations omitted). As noted above,
the City must demonstrate “a link between the regulation and the
asserted governmental interest,” under a “reasonable belief”
standard. See Renton, 475 U.S. at 51-52, 106 S. Ct. at 931.
Because the First Amendment protects nonobscene nude dancing, see
Barnes, 501 U.S. at 565-66, 111 S. Ct. at 2463, we again note that
on summary judgment and at trial, the government bears the burden
of justifying the challenged enactment by introducing sufficient
evidence. Renton, 475 U.S. at 48, 106 S. Ct. at 929; see also
-24-
Turner Broadcasting, 512 U.S. at 664-65, 114 S. Ct. at 2470;
Phillips, 107 F.3d at 173.
Our task of reviewing the district court’s finding that
sufficient evidence exists in the record to determine that the City
has met its burden under this prong of O’Brien is complicated by
its conclusion that a government does not need to provide any
evidence to justify a challenged enactment. As a result of this
conclusion, the court determined that the City had satisfied this
prong based on an extremely sparse record. Excluding procedural
motions, the record consists only of several unamended and amended
complaints and answers by J&B and the City, respectively, J&B’s
summary judgment motion, and the order granting summary judgment.
The record contains neither any deposition testimony nor any
affidavit from any City council member or city employee that might
clarify the City’s motives for enacting the Ordinance. The City
also did not file a summary judgment motion with attached exhibits
that might illuminate its motives.9 In fact, other than its
answers to J&B’s complaint, the only nonprocedural written document
in the record submitted by the City, either to this Court or the
district court, is its 15-page appellate brief that is similarly
unenlightening. Finally, the City has not presented the record of
evidentiary hearings, if any, conducted by the district court.
The first piece of evidence that the district court relied
9
See supra note 3.
-25-
upon to conclude that the City enacted the Ordinance to combat
secondary effects linked to public nudity is the Ordinance’s
preambulatory clause stating that “the City of Jackson has a
legitimate interest in combating secondary effects associated with
public places where persons who are physically present appear nude
amongst strangers.” In Lakeland Lounge, we explained that the mere
incantation of the words “secondary effects” may not save a statute
“formulated without specific attention to specific secondary
effects.” Lakeland Lounge, 973 F.2d at 1259. No explanation of what
specific secondary effects motivated Jackson to enact the Ordinance
appears in its text, and the City Council failed to make any
specific legislative findings prior to enactment. See id.; see also
Phillips, 107 F.3d at 173 (“There is no articulation by the state
of what it perceives its relevant interests to be and how it thinks
they will be served. This is particularly troublesome in a case,
like this, where the legislative findings speak in terms of
‘serious objectionable operational characteristics,’ ‘deleterious
effects,’ and ‘the deterioration of the community’ without
identifying in any way those ‘characteristics,’ those ‘effects,’ or
that ‘deterioration.’”). Moreover, because the district court
granted summary judgment before the record was fully developed, the
City did not present evidence in court to demonstrate “a current
governmental interest” that might validate the Ordinance. Barnes,
501 U.S. at 582, 111 S. Ct. at 2469 (Souter, J., concurring)
-26-
(upholding ordinance in absence of preenactment evidence where
government presented sufficient evidence at trial to justify the
ordinance); Renton, 475 U.S. at 51-52, 106 S. Ct. at 931 (upholding
ordinance regulating adult entertainment where government justified
ordinance by placing sufficient studies into evidence to establish
that the studies could reasonably be believed to be relevant to the
problems the government faced). Further, no evidence exists to
indicate how the City believed that the Ordinance might further its
interests. See DLS, 107 F.3d at 410 (upholding ordinance
regulating nude dancing where government introduced sufficient
evidence to enable the court to determine that the government had
a reasonable basis for determining that the ordinance might further
its interests). Thus, this preambulatory clause may be one piece
of evidence in support of the Ordinance, if properly explained. On
the skeletal record before us, however, and in the absence of any
evidence suggesting that the City enacted the Ordinance with
“specific attention to specific secondary effects” or any
justification at trial and explanation as to how the Ordinance may
further the City’s interests, this clause is insufficient to
justify the Ordinance.
The second piece of evidence that the district court relied
upon to find that the City enacted the Ordinance to combat
secondary effects linked to public nudity was the City’s experience
in enacting the 1991 zoning ordinance. Prior to enacting the 1991
-27-
zoning ordinance, Jackson’s City Council received information
regarding studies on secondary effects associated with adult
entertainment in other cities. See Lakeland Lounge, 973 F.2d at
1258-59. Other than the inference that Jackson must have had the
same interests because the composition of the City Council that
enacted the Ordinance was the same as the City Council that enacted
the 1991 zoning ordinance, however, the City has offered no
reasoned explanation linking the two ordinances, for how they seek
to further similar interests, or for how it could reasonably
conclude that banning public nudity might further its interests.
Therefore, in light of Barnes, we find this single piece of
evidence to be insufficient to justify the Ordinance as fulfilling
a substantial governmental interest for the following reasons.
Barnes eschews an examination of the motives of legislators and
their knowledge in favor of a determination as to whether the
challenged ordinance may be valid in the service of a current
governmental interest and some evidence that the challenged
enactment may further that interest. See Barnes, 501 U.S. at 582,
111 S. Ct. at 2469 (Souter, J., concurring) (“At least as to the
regulation of expressive conduct, ‘[w]e decline to void [a statute]
essentially on the ground that it is unwise legislation which [the
legislator] had the undoubted power to enact and which could be
reenacted in its exact form if the same or another legislator made
a ‘wiser’ speech about it.’”) (alterations in original) (quoting
-28-
O’Brien, 391 U.S. at 384, 88 S. Ct. at 1683). Thus, the district
court’s focus on the City Council members’ knowledge directs our
attention precisely where it should not be. Moreover, under the
intermediate scrutiny standard of review, the government bears the
burden of providing sufficient evidence to justify a regulation,
not the district court. See Renton, 475 U.S. at 48, 96 S. Ct. at
929; see also Turner Broadcasting, 512 U.S. at 664-65, 114 S. Ct.
at 2470. The district court in this case completely obviated the
City’s burden by attempting to justify the Ordinance for the City
before the City had a chance to do so when it prematurely granted
summary judgment, and we thus have no way of knowing how the City
might justify the Ordinance.
Prudence also suggests that making the entire determination of
whether a challenged ordinance is constitutional hinge upon the
prior experiences of legislators, absent reasoned explanation, is
unwise. While the district court’s conclusion that the prior
experiences of legislators can justify a challenged ordinance
without reasoned explanation linking the earlier enactment to the
challenged ordinance may be easily applied in this case, we may
quickly become bogged down in a morass of line-drawing in future
cases. First, what if some but not all of the legislators have
previously received information on secondary effects. How many are
enough? Half? Two-thirds? How long can pass between the review
of the materials and the challenged ordinance? What if the
-29-
applicable law has changed in the interim? As Justice Souter’s
concurrence in Barnes suggests, there are no easy answers to these
questions. Prudence thus dictates that the past experiences of
legislators, while perhaps relevant in determining whether
sufficient evidence exists to uphold an ordinance, are not
factually sufficient to uphold an ordinance in and of themselves.
Our conclusion is in accord with the Third Circuit’s recent en
banc opinion in Phillips, 107 F.3d at 178. After the Borough
enacted a zoning statute regulating adult entertainment, Phillips,
who desired to open an adult video and bookstore, brought suit
challenging the constitutionality of the zoning statute on grounds
that the Borough had failed to make preenactment legislative
findings. The district court partially granted the Borough’s
motion to dismiss, and later granted summary judgment in favor of
the Borough. Id. at 173. The Third Circuit vacated the orders and
remanded the case because the district court had granted the
motions to dismiss and for summary judgment before the Borough had
articulated what governmental interests it sought to advance and
how the ordinance might further those interests.10 Id.
10
As the Third Circuit aptly noted:
It may well be that the defendants here, by pointing to
studies from other towns and to other evidence of legislative facts,
will be able to carry their burden of showing that the ordinance is
reasonably designed to address the reasonably foreseeable secondary
effect problems. Nevertheless, our First Amendment jurisprudence
requires that the Borough identify the justifying secondary effects
with some particularity, that they offer some record support for the
existence of those effects and for the Ordinance’s amelioration
thereof, and that the plaintiffs be afforded some opportunity to
-30-
In conclusion, as a result of the district court’s premature
grant of summary judgment, the record now before us is simply too
bare to support its conclusion that the City enacted the Ordinance
based on a desire to combat secondary effects linked to public
nudity, as applied to nude dancing. We are not in a position to
review this conclusion or determine whether the City could have a
reasonable belief that the Ordinance might further its interests.
Because the burden of proof under the intermediate scrutiny
standard of review is on the City and insufficient evidence exists
to indicate that the City has met its burden under this prong on
the record now before us, we vacate the district court’s grant of
summary judgment in favor of the City.11
3
O’Brien’s third criterion requires that “the governmental
interest be unrelated to the suppression of free expression.”
O’Brien, 391 U.S. at 376-77, 88 S. Ct. at 1678-79. Both Renton and
offer evidence in support of the allegations of their complaint. To
insist on less is to reduce the First Amendment to a charade in this
area.
Phillips, 107 F.3d at 175.
11
We have vacated the district court’s grant of summary judgment on
factual grounds. Because the Ordinance will not be a reasonable time, place and
manner regulation if it fails even one prong of O’Brien, J&B has advanced various
other arguments as to why it is entitled to summary judgment as a matter of law
that, if successful, would obviate the need for a remand, and the district court
granted summary judgment to the City in the same order in which it denied J&B’s
motion for summary judgment, we will proceed to review J&B’s remaining arguments
as to why it is entitled to summary judgment as a matter of law. See Phillips,
107 F.3d at 171 (first vacating the district court’s order because the district
court granted summary judgment before the City justified the challenged ordinance
and then going on to consider Phillip’s arguments as to why he was entitled to
summary judgment as a matter of law).
-31-
the plurality and Justice Souter’s concurrence in Barnes held that
a regulation satisfies this criterion and is content neutral for
purposes of applying the O’Brien test if it can be “‘justified
without reference to the content of the regulated speech.’”
Barnes, 501 U.S. at 586, 111 S. Ct. at 2471 (emphasis in original)
(quoting Renton, 475 U.S. at 48, 106 S. Ct. 929). The majority in
Renton and Justice Souter in Barnes found that secondary effects
associated with adult theaters and public nudity, as applied to
nude dancing, respectively, can justify their restriction or ban.
See Barnes, 501 U.S. at 585-86, 111 S. Ct. at 2470-71; Renton, 475
U.S. at 47-48, 106 S. Ct. at 929. “Because the State’s interest in
banning nude dancing results from a simple correlation of such
dancing with other evils, rather than from a relationship between
the other evils and the expressive component of the dancing, the
interest is unrelated to the suppression of free expression.”
Barnes, 501 U.S. at 586, 111 S. Ct. at 2471 (Souter, J.,
concurring). If Barnes applies, therefore, the City has satisfied
the third prong of O’Brien.
Perhaps sensing that it has a tough row to hoe if Barnes
applies, J&B contends that Barnes-O’Brien analytical framework is
inapplicable because the framework only applies to content neutral
laws, and the Ordinance is not content neutral for two reasons.
J&B first argues that the Ordinance is not content neutral because
it is underinclusive. J&B contends that the Indiana statute in
-32-
question in Barnes banned all public nudity, while the Ordinance’s
exception exempts persons “engaged in expressing a matter of
serious literary, artistic, scientific or political value” from its
reach.12 As such, J&B avers that whether the Ordinance covers a
particular instance of nudity can be determined only by examining
the content of the nudity, which it claims is precisely what the
First Amendment prohibits and triggers the strict scrutiny standard
set out in Texas v. Johnson, 491 U.S. 397, 109 S. Ct. 2533, 105 L.
Ed. 2d 342 (1989). J&B alternatively contends that the Ordinance
is not content neutral because the City enacted the Ordinance for
an improper purpose))i.e., out of dislike for the erotic message
conveyed by nude dancing. The district court rejected these
arguments because it found the City’s predominate purpose in
enacting the Ordinance to be ameliorating secondary effects
associated with public nudity, rather than disagreeing with any
erotic message conveyed by nude dancing.
Several reasons compel us to reject J&B’s underinclusiveness
argument. First, although the Indiana statute in question in Barnes
facially banned all nudity, the Indiana Supreme Court appears to
have previously supplied a limiting construction in cases where
“some nudity [occurs] as a part of some larger form of expression
12
J&B also contends that the Ordinance is not content neutral because
it neither specifies who will determine whether someone is “engaged in expressing
a matter of serious literary, artistic, scientific or political value” nor
provides any guidelines on how to make that determination. We construe this as
an argument that the Ordinance is vague, which we addressed in Section III.B.
-33-
meriting protection, when the communication of ideas is involved.”
Indiana v. Baysinger, 397 N.E. 2d 580, 587 (Ind. 1979).
Notwithstanding this limiting construction (quite similar to the
exception in Jackson’s Ordinance), a plurality of the U.S. Supreme
Court and Justice Souter found the statute to be content neutral.
See Barnes, 501 U.S. at 564 n.1, 111 S. Ct. at 2459 (discussing
Baysinger). Moreover, concurring in Barnes, Justice Souter
questioned whether an across-the-board ban on public nudity could
survive an overbreadth challenge if it did not contain an exception
for serious artistic productions such as “Hair” or “Equus.” See
Barnes, 501 U.S. at 585 n.2, 111 S. Ct. at 2470 n.2 (“It is
difficult to see, for example, how the enforcement of Indiana’s
statute against nudity in a production of ‘Hair’ or ‘Equus’
somewhere other than an ‘adult’ theater would further the State’s
interest in avoiding harmful secondary effects.”); see also
Triplett Grille, 40 F.3d at 136 (striking down an ordinance banning
all public nudity as overbroad because it did not contain an
exception for serious artistic entertainment). Acceptance of J&B’s
argument would place Jackson and other governments between Scylla
and Charybdis: if a government attempted to ban all nudity, its
enactment would become susceptible to an overbreadth challenge,
while if it included an exception for some nudity, it would open
itself up to a content neutrality challenge. See Miller v. Civil
City of South Bend, 904 F.2d 1081, 1121 (7th Cir. 1990) (en banc)
-34-
(Easterbrook, J., dissenting) (“A decision saying that a statute
does not apply to protected expression recognizes the supremacy of
the Constitution over state law; to acknowledge a limit the
Constitution imposes on legislation is not to abandon the
generality of the law.”), reversed sub nom. Barnes v. Glen Theatre,
Inc., 501 U.S. 560, 111 S. Ct. 2456, 115 L. Ed. 2d 504 (1991).
Further, Barnes as well as other Supreme Court cases suggest that
where no adverse secondary effects linked to public nudity
exist))such as presumably would not occur at a performance of
“Hair” or “Salome”))the government can except the nudity from its
otherwise general prohibition without destroying the enactment’s
content neutrality. See Barnes, 501 U.S. at 585 n.2, 111 S. Ct. at
2470 n.2; Young, 427 U.S. at 82 n.6, 96 S. Ct. at 2458 n.6
(Stevens, J., concurring) (“[E]ven if this were a case involving a
special governmental response to the content of one type of movie,
it is possible that the result would be supported by a line of
cases recognizing that the government can tailor its reaction to
different types of speech according to the degree to which its
special and overriding interests are implicated.”); see also DLS,
107 F.3d at 411-12 (rejecting similar underinclusiveness argument).
J&B alternatively contends that the Ordinance is not content
neutral because the City enacted the Ordinance for an improper
purpose. Pointing to the timing of the Ordinance’s enactment))just
one month after J&B opened Legends Cabaret))J&B claims that despite
-35-
the Ordinance’s facial ban on all public nudity, the City enacted
the Ordinance as a result of its dislike for the erotic message
conveyed by nude dancing.13 If this argument were true, Jackson
would be targeting an activity “precisely because of its
communicative attributes,” Barnes, 501 S. Ct. at 577, 111 S. Ct. at
2466 (Scalia, J., concurring), thereby rendering the Ordinance
presumptively unconstitutional. See, e.g., United States v.
Eichman, 496 U.S. 310, 110 S. Ct. 2404, 110 L. Ed. 2d 287 (1990)
(burning flag); Texas v. Johnson, 491 U.S. 397, 109 S. Ct. 2533,
105 L. Ed. 2d 342 (1989) (same).
“Courts, however, normally do not look behind the legislative
findings and policy to attempt to discern the hidden (as
distinguished from the stated) purpose of the legislation.”
Ambassador Books & Video v. City of Little Rock, 20 F.3d 858, 863-
64 (8th Cir. 1994); see also D.G. Restaurant Corp. v. City of
Myrtle Beach, 953 F.2d 140, 146 (4th Cir. 1991) (rejecting argument
that legislators enacted a ban on public nudity because they
disagreed with the message conveyed by nude dancing where ban was
enacted shortly after nude dancing club announced plans to open).
Moreover, although one of the Ordinance’s preambulatory clauses
provides that the City enacted the Ordinance because of its
interest in protecting order and morality, another clause states
13
Neither the record nor the parties’ briefs indicates whether other
nude dancing clubs have previously operated in Jackson. If they have, this
argument would be frivolous and merit no discussion.
-36-
that the City enacted this regulation in response to secondary
effects associated with public nudity. Finally, J&B does not, and
indeed could not, argue that the Ordinance covers only nude
dancing. Although the Ordinance makes some exceptions, it targets
public nudity. While J&B may argue that the Ordinance places a
greater burden on it than on others, “[a] regulation that serves
purposes unrelated to the content of expression is deemed neutral,
even if it has an incidental effect on some speakers or messages
but not others.” Ward, 491 U.S. at 791, 109 S. Ct. at 2754.
Therefore, we reject J&B’s argument that the City enacted the
Ordinance for an improper reason.
J&B has failed to demonstrate that the Ordinance is not
content neutral. The Ordinance thus complies with O’Brien’s third
criterion.14
4
J&B additionally contends that the Ordinance fails O’Brien’s
fourth prong because the City provides no alternative avenues of
communication. The district court held that because Barnes gave
governments the power to ban nude dancing altogether, no
alternative avenues of communication need be provided.
14
Quoting the old saw that “beauty is in the eye of the beholder,” J&B
also argues that the Ordinance is not content neutral because the government is
incapable of distinguishing one form of “art” from another. This argument echoes
Judge Posner’s concurrence in City of South Bend, 904 F.2d at 1089-1104. While
this position may have much to commend it, the Supreme Court unambiguously
refused to adopt it when reversing City of South Bend in Barnes. Accordingly,
we need not comment further upon this argument.
-37-
The plurality opinion in Barnes upheld the ban on public
nudity under this prong because it found Indiana’s requirements to
be reasonable: “Indiana’s requirement that the dancers wear at
least pasties and G-strings is modest, and the bare minimum
necessary to achieve the State’s purpose.” Barnes, 501 U.S. at
572, 111 S. Ct. at 2463. Justice Souter expressed a similar view:
“Pasties and a G-string moderate the expression to some degree, to
be sure, but only to a degree. Dropping the final stitch is
prohibited, but the limitation is minor when measured against the
dancer’s remaining capacity and opportunity to express the erotic
message.” Id. at 587, 111 S. Ct. at 2471.
We too find the City’s restrictions to be reasonable.
Jackson’s Ordinance defines “nudity” as “the showing of the human
genitals, anus, or the female nipple.” J&B’s dancers presumably
could avoid violating the Ordinance by wearing pasties and a G-
string that covered their nipples, anuses, and genitalia. Thus,
J&B’s dancers may have ample avenues of communication open to
express their erotic message; they would be prevented only from
“dropping the final stitch.” Barnes, 501 U.S. at 587, 111 S. Ct. at
2471 (Souter, J., concurring). Although not being permitted to
drop that final stitch may decrease the number of patrons who
desire to see the dancing at Legends Cabaret, “[t]he inquiry for
First Amendment purposes is not concerned with economic impact;
rather, it looks only to the effect of this ordinance upon freedom
-38-
of expression.” Young, 427 U.S. at 78, 96 S. Ct. at 2456 (Powell,
J., concurring). Accordingly, we conclude that Jackson has
satisfied O’Brien’s fourth criterion.
V
J&B finally contends that the Ordinance is preempted by state
law. Mississippi has a “home rule” statute that grants cities the
power to enact ordinances related to the care, management, and
control of municipal affairs, as long as the ordinance is not
inconsistent with the state constitution or a state statute.15 See
MISS. CODE ANN. § 21-17-5. Section 21-17-5 also provides that the
powers given to municipalities are complete without the existence
of or reference to any specific state statute.16 Id. J&B
15
MISSISSIPPI CODE ANN. § 21-17-5 provides that
[t]he governing authorities of every municipality of this state
shall have the care, management and control of the municipal affairs
. . . In addition to those powers granted by specific provisions of
general law, . . . municipalities shall have the power to adopt any
. . . ordinances with respect to such municipal affairs . . . which
are not inconsistent with the Mississippi Constitution of 1890, the
Mississippi Code of 1972, or any other statute or law of the State
of Mississippi . . . [T]he powers granted to . . . municipalities in
this section are complete without the existence of or reference to
any specific authority granted in any other statute or law of the
State of Mississippi.
16
Prior to 1992, a city could “only exercise such powers as are
delegated by the Legislature . . . [and had] no power except that delegated to
it by the state . . . [and its] powers . . . [were] to be construed most strongly
against an asserted right not clearly given and [could not] be extended by mere
implication.” Hattiesburg Firefighters Local 184 v. City of Hattiesburg, 263 So.
2d 767, 769 (Miss. 1972). Relying on Hattiesburg Firefighters, several cases
struck down ordinances regulating obscenity on grounds that municipalities were
not authorized by state law to regulate obscenity. See Videophile, Inc. v. City
of Hattiesburg, 601 F.Supp. 552, 553-54 (S.D. Miss. 1985); Fernwood Books and
Video, Inc. v. City of Jackson, 601 F.Supp. 1093, 1095-96 (S.D. Miss. 1984). In
1992, Mississippi increased the power of municipalities by amending § 21-17-5 to
read: “in addition to those powers granted by specific provisions of general law,
. . . municipalities shall have the power to adopt any . . . ordinances with
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identifies several state statutes with which it claims the
Ordinance is inconsistent.
J&B first contends that Mississippi allows all nonlewd public
nudity because MISS. CODE ANN. § 97-29-31 prohibits wilful and lewd
nudity,17 and that the Ordinance is inconsistent with § 97-29-31
because it prohibits nonlewd public nudity. The Mississippi Supreme
Court has explained on several occasions that an ordinance is
“inconsistent” with a state statute only if the two are in direct
conflict, as determined by reference to the facts of the case at
hand. See Maynard v. City of Tupelo, 691 So. 2d 385, 388 (Miss.
1997); City of Jackson v. Lee, 252 So. 2d 897, 898 (Miss. 1971).
Ordinances that supplement or address a different subject matter
than a state statute are not inconsistent with the statute unless
the state has explicitly provided that localities cannot further
regulate a given area. See Lee, 252 So. 2d at 897. Silence on the
part of the state does not give rise to an inference that the state
has prohibited localities from enacting ordinances further
regulating an area. See Maynard, 691 So. 2d at 388. Thus, the
state’s ban of lewd public nudity))and silence on the subject of
respect to such municipal affairs . . . which are not inconsistent with”
Mississippi law. MISS. CODE ANN. § 21-17-5 (Supp. 1997). Thus, Mississippi
statutorily abrogated the holdings of Videophile and Fernwood Books, and contrary
to the arguments of J&B, we will not rely upon those cases.
17
Section 97-29-31 provides: “A person who wilfully and lewdly exposes
his person, or private parts thereof, in any public place, or in any place where
others are present, or procures another to so expose himself, is guilty of a
misdemeanor and, on conviction, shall be punished by a fine not exceeding five
hundred dollars ($500.00) or be imprisoned not exceeding six (6) months, or
both.”
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nonlewd public nudity))does not give rise to an inference that the
state has expressed an intent to allow nonlewd public nudity. See
id. This conclusion is strengthened by MISS. CODE ANN. § 19-5-103,
which permits boards of supervisors of counties containing or
adjacent to a city with a population of at least 200,000 to
regulate public displays of nudity. Although this statute is
inapplicable here,18 its existence further suggests that Mississippi
intended to allow additional regulation of public nudity by
localities. See also MISS. CODE ANN. § 21-19-15 (granting police
powers to municipalities but not to boards of supervisors).
Accordingly, we reject J&B’s argument that Mississippi intended to
permit nonlewd public nudity by banning lewd nudity.
J&B further argues that the Ordinance directly contradicts
§ 97-29-31 because the Ordinance, through the exception, allegedly
allows lewd nudity if the nudity occurs when a person is “engaged
in expressing a matter of serious literary, artistic, scientific or
political value.” Contrary to J&B’s argument, the Ordinance and
§ 97-29-31 may, in fact, overlap. Neither § 97-29-31 nor the two
reported cases applying this section define “lewdly.” See
Pendergrass v. Mississippi, 193 So. 2d 126, 128 (Miss. 1966)
(reversing the conviction of a nude sunbather under this section);
Stark v. Mississippi, 33 So. 175, 175 (Miss. 1903) (overturning
18
By its terms, this section is inapplicable for two reasons. First,
Jackson had a population of 196,637 in the 1990 federal census. U.S. DEP’T OF
COMMERCE, COUNTY AND CITY DATA BOOK 770 (1994). Second, the statute grants the power
to regulate public nudity to county boards of supervisors, not to city councils.
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conviction under this section where indictment omitted the term
“lewdly”). Other public indecency statutes in other states,
however, generally define “lewd” by reference to the Miller
definition of obscenity, the third prong of which is identical to
the Ordinance’s exception. See South Carolina v. Bouye, 484 S.E. 2d
461, 464 (S.C. 1997) (noting that dictionaries define “lewd” and
“obscene” synonymously, and holding that a statute prohibiting lewd
nudity covers only obscenity); Louisiana v. Crater, 388 So. 2d 802,
803 (La. 1980) (finding a state statute prohibiting lewd dancing
void for vagueness because it might reach more than obscene
dancing); City of Seattle v. Johnson, 791 P.2d 266, 269 (Wash. Ct.
App. 1990) (holding city’s lewd conduct ordinance facially
overbroad). Section 97-29-31, to be constitutional, may thus
include an exception in the case of a person “engaged in expressing
a matter of serious literary, artistic, scientific or political
value.” See Brockett v. Spokane Arcades, Inc., 472 U.S. 491, 498-
99, 105 S. Ct. 2794, 2798-99, 86 L. Ed. 2d 394 (1985) (partially
invalidating Washington’s public indecency statute because it
contained an overbroad definition of lewdness); Hill, 482 U.S. at
468-70, 107 S. Ct. at 2513-14. If so, § 97-29-31 and the Ordinance
may overlap, rather than being inconsistent. See, e.g., City of
Hattiesburg v. Region XII Comm’n on Mental Health and Retardation,
654 So. 2d 516, 518 (Miss. 1995) (rejecting state law preemption
argument where state statute and municipality ordinance
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overlapped); Pap’s A.M. v. City of Erie, 674 A. 2d 338, 347 (Pa.
Commw. Ct. 1996) (same).
J&B further contends that the Ordinance is inconsistent with
MISS. CODE ANN. § 97-29-103, which defines obscenity, because the
Ordinance contains only one prong of § 97-29-103’s three-part
obscenity test.19 Section 97-29-103's definition of obscenity
mirrors the three-pronged Miller obscenity test, while the
Ordinance only contains the “serious literary, artistic, scientific
or political value” prong. We reject J&B’s argument because, as
the Supreme Court has noted on several occasions, nudity and
obscenity are not synonymous, see Schad, 452 U.S. at 66, 101 S. Ct.
at 2181; Erznoznik, 422 U.S. at 213, 95 S. Ct. at 2275, and
therefore the state’s ban on the latter does not preempt the City’s
ban on the former. See Maynard, 691 So. 2d at 388. Moreover, as we
noted in our discussion of vagueness, supra, if the City were
required to include all three prongs of Miller and MISS. CODE ANN.
§ 97-29-103, it could regulate only obscene nudity, which would
19
MISS. CODE ANN. § 97-29-103 provides that
(1) Material or performance is obscene if:
(a) To the average person, applying contemporary community
standards, taken as a whole, it appeals to the prurient interest,
that is, a lustful, erotic, shameful, or morbid interest in nudity,
sex or excretion; and
(b) The material taken as a whole lacks serious literary,
artistic, political or scientific value; and
(c) The material depicts or describes in a patently offensive way,
sexual conduct specifically defined in subparagraphs (i) through (v)
below: . . .
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eviscerate its ability to regulate nonobscene nudity. Cf. SDJ, 837
F.2d at 1280 (rejecting topless bar’s argument that state law
preempted local ordinance because the state law addressed a
different, albeit related, area than did the local ordinance). To
the extent that MISS. CODE ANN. § 97-29-103 and the Ordinance
overlap, as noted above, no preemption results. See City of
Hattiesburg, 654 So. 2d at 518.
Finally, J&B argues that MISS. CODE ANN. § 19-5-103,20 which
defines “nudity” for purposes of determining the regulatory powers
of a county board of supervisors, constitutes the state’s official
definition of nudity for all purposes, and that because the
Ordinance’s definition of nudity is inconsistent with this statute,
the Ordinance is preempted. See Steverson v. City of Vicksburg,
900 F. Supp. 1, 11 n.9 (S.D. Miss. 1994) (suggesting in dicta that
this section may be the state’s definition of nudity). The plain
language of the statute, however, contradicts J&B’s argument: “For
purposes of this section the term “nudity” means . . .” In our
view, the state would not have begun this statute with the words,
“[f]or purposes of this section” if the state had wanted to create
an all-encompassing definition of nudity. Bearing in mind the
20
In relevant part, § 19-5-103 provides:
For the purposes of this section the term “nudity” means uncovered,
or less than opaquely covered, postpubertal human genitals, pubic
areas, the postpubertal human female breast below a point
immediately above the top of the areola, or the covered human male
genitals in a discernibly turgid state. For purposes of this
definition, a female breast is considered uncovered if the nipple
only or the nipple and areola only are uncovered.
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Mississippi Supreme Court’s guidance that silence on the part of
the state does not indicate an intent to preempt, see Maynard, 691
So. 2d at 388, we are hesitant to say that because Mississippi has
defined “nudity” for purposes of a county board of supervisors’
powers, this definition should apply to municipalities as well.
Since § 21-17-5 now gives municipalities control over the care,
management, and control of municipal affairs “without the existence
of or reference to” specific authority delegated by the state, and
§ 19-5-103 applies only to county boards of supervisors, we find
that § 19-5-103 and the Ordinance are not inconsistent. We thus
conclude that the Ordinance is not preempted by state law.
VI
For the foregoing reasons, the district court’s grant of
summary judgment in favor of the City is VACATED. J&B’s arguments
for summary judgment as a matter of law are DENIED. The case is
REMANDED for proceedings consistent with this opinion.
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APPENDIX A
ORDINANCE PROHIBITING NUDITY IN A PUBLIC PLACE
WHEREAS, the City of Jackson has a governmental interest in
protecting order and morality and the City recognizes the societal
disapproval of nudity in public places and amongst strangers; and
WHEREAS, the City of Jackson has a legitimate interest in
combating secondary effects associated with public places where
persons who are physically present appear nude amongst strangers;
WHEREAS, the Supreme Court of the United States in Barnes v.
Glen Theatre, Inc., has held that a governing authority may
prohibit nudity in public places;
NOW, THEREFORE, BE IT ORDAINED:
Public nudity
SECTION 1 (A): A person physically present in a public place
who is not engaged in expressing a matter of serious literary,
artistic, scientific or political value who knowingly or
intentionally:
(1) engages in sexual intercourse;
(2) appears in a state of nudity; or
(3) fondles the genitals of himself, herself, or another
person;
commits public nudity, a misdemeanor.
(b) ‘Nudity’ means the showing of the human genital, anus, or the
female nipple.
SECTION 2: Any supervisor, manager, property owner, business
owner, or employer who shall knowingly suffer or permit any person
to engage in public nudity on premises under their control shall be
guilty of a misdemeanor.
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