IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 97-30154
ALLISON DEAS,
Plaintiff-Appellant,
Cross-Appellee,
versus
RIVER WEST, L.P.; ET AL.,
Defendants,
ALTERNATIVE ADDICTION TREATMENT CONCEPTS,
INC.; STROTHER P. LINDSEY-DIXON
Defendants-Appellees,
RIVER WEST, L.P.,
Defendant-Appellee-
Cross-Appellant.
Appeals from the United States District Court for the
Middle District of Louisiana
September 3, 1998
Before POLITZ, Chief Judge, GARWOOD and BARKSDALE, Circuit Judges.
GARWOOD, Circuit Judge:
Plaintiff-appellant Allison Deas (Deas) appeals the grant of
summary judgment in favor of defendants-appellees, contending that
the court below erred in concluding that she was not disabled under
the Americans with Disabilities Act (ADA). 42 U.S.C. § 12101 et
seq. We affirm.
Facts and Proceedings Below
Responding to a classified advertisement announcing job
opportunities associated with the planned opening of a pilot
substance abuse program by Alternative Addiction Treatment Concepts
(AATC),1 Deas applied for employment as an "Addiction Technician."
During the application process, Deas filled out a health history
questionnaire on which she disclosed that she had suffered from
"epilepsy (fits, seizures)" in the past.2 She was subsequently
1
This case involves two separate business entities, both of
which were named as defendants by Deas in her suit. Alternative
Addiction Treatment Concepts, Inc. (AATC), a Louisiana corporation,
gained permission of the Louisiana Department of Health and
Hospitals to institute a pilot substance abuse program. River
West, L.P., a Delaware limited partnership, operates a hospital
facility (River West Medical Center) in Plaquemine, Louisiana.
AATC and River West entered into a contractual agreement providing
for the development of a substance abuse program to be housed at
the River West Medical Center. In the court below, Deas argued
that both AATC and River West were her "employers" for purposes of
liability under the ADA. The magistrate judge ruled that both
entities qualified as employers, and River West has cross-appealed
this ruling. Because we find that Deas was not "disabled" within
the meaning of the ADA, the cross-appeal is moot, and we do not
address the employment issues argued in the court below. For
simplicity sake, we assume arguendo that both AATC and River West
qualified as Deas’ employers under the ADA, and we refer to these
employers collectively simply as AATC.
2
Initially Deas alleged that the questionnaire violated the
ADA’s prohibition on preemployment medical inquiries. See 42
U.S.C. § 12112(d). This issue, however, has not been briefed on
appeal and is not before this Court.
2
interviewed by Dr. Strother P. Lindsey-Dixon (Dr. Dixon), medical
director of the substance abuse program, and approved for hire by
Dr. Dixon on July 13, 1993.
Deas commenced employment on July 29, 1993.3 On August 9,
1993, during a staff lecture being conducted by Dr. Dixon, Deas
appeared to suffer a petit mal or "absence" seizure during which
she became verbally unresponsive and seemed to lose awareness of
her surroundings for a brief time.4 The seizure lasted only a few
seconds, after which Dr. Dixon asked Deas if she was "all right."
Deas responded that she was, and Dr. Dixon resumed the lecture with
Deas in attendance.
A few hours later, Dr. Dixon was approached by another AATC
employee, Lane Douglas (Douglas), who told her that he had seen
Deas have a seizure earlier in the day. According to Dr. Dixon,
Douglas told her that he had been conversing with Deas when she
suddenly appeared to lose all awareness of her surroundings and was
verbally uncommunicative for several minutes. Upon recovering,
3
Because the substance abuse program was not yet open, Deas’
job initially consisted solely of participating in the employee
orientation program.
4
In her deposition, Dr. Dixon described the episode as follows:
"I was lecturing and I saw [Deas’] head turn around very
automated and it stayed, and her face was blank. And I
called her name, and she did not move. . . . I continued
to lecture and I continued to watch her; and after
several seconds her head came back around, but she had a
blank look on her face. And I called her name, and I
asked her was she all right. And she said she was."
3
Deas apparently seemed to be unaware that she had just suffered a
seizure. When Douglas asked her about it, Deas responded that she
had been diagnosed as having a seizure disorder, but did not
acknowledge that she had just experienced one.
After learning that Deas had suffered two seizures in a single
day, Dr. Dixon concluded that Deas’ seizures were not well
controlled and became concerned that Deas would not be able to
safely and adequately fulfill her duties as an addiction
technician. Soon thereafter, Dr. Dixon determined that Deas could
not perform the functions of an addiction technician and
accordingly made the decision to discharge her. On August 13,
1993, Dr. Dixon and Peggy Miller, River West’s human resources
director, met with Deas to inform her that she was being discharged
from employment due to her seizures. According to Deas, she was
told in her exit interview that she was being fired because of her
seizures and that Miller and Dr. Dixon stated that they had "both
looked for another job somewhere in the hospital that could
accommodate her, but that they were unable to find one, and that
therefore [she] was fired from the hospital altogether."
Deas commenced suit in Louisiana state court alleging, inter
alia, that her discharge violated the ADA. Defendants subsequently
removed the case to the United States District Court for the Middle
District of Louisiana, where, upon consent of the parties, the case
was assigned to a magistrate judge under 28 U.S.C. § 636(c).
4
Ruling on cross-motions for summary judgment, the magistrate judge
granted summary judgment for defendants on the basis that Deas was
not disabled under the ADA.5 Deas brings this appeal.
Discussion
We review a grant of summary judgment applying the same
standard as the court below. Dutcher v. Ingalls Shipbuilding, 53
F.3d 723, 725 (5th Cir. 1995). Summary judgment is proper when no
issue of material fact exists and the moving party is entitled to
judgment as a matter of law. Questions of fact are viewed in the
light most favorable to the nonmovant and questions of law are
reviewed de novo. Id.
Deas has never contended, here or below, that she is
"actually" disabled. Rather, the essence of her claim, both in
this Court and in the court below, is that her seizures do not
substantially limit any major life activity, but that she was
nevertheless regarded as disabled and discharged by Dr. Dixon on
the basis of this misperception. Accordingly, Deas contends that
5
The magistrate judge also ruled that both River West and AATC
were Deas’ "employers" under the ADA. As noted above, River West
has filed a cross-appeal challenging this conclusion. Because we
hold that Deas is not disabled within the meaning of the ADA, the
issue is moot and we do not address it.
5
she qualifies for the protections of the ADA under the "regarded
as" prong of the statute’s definition of "disability."6
Under the ADA, an individual may qualify as "disabled" if he
or she is "regarded as" having an impairment that substantially
limits one or more major life activities. Bridges v. City of
Bossier, 92 F.3d 329, 332 (5th Cir. 1996). In its implementing
regulations, the Equal Opportunity Employment Commission (EEOC)
defines three general situations or contexts in which a plaintiff
qualifies for the ADA’s protection under the "regarded as" prong.7
See Dutcher, 53 F.3d at 728 & n.19. We have summarized the EEOC
guidance on this issue as follows:
"One is regarded as having a substantially limiting
impairment if the individual (1) has an impairment which
is not substantially limiting but which the employer
perceives as constituting a substantially limiting
impairment; (2) has an impairment which is substantially
limiting only because of the attitudes of others toward
6
The ADA defines "disability" in the alternative, providing
that
"[t]he term ‘disability’ means, with respect to an
individual--
(A) a physical or mental impairment that
substantially limits one or more of the major life
activities of such individual;
(B) a record of such an impairment; or
(C) being regarded as having such an impairment." 42
U.S.C. § 12102(2).
For lack of more eloquent terminology, we refer to subsection (C)
as the "regarded as" prong of the definition, and we refer to a
claim of disability pursuant to subsection (A) as an assertion of
"actual" disability.
7
See 29 C.F.R. § 1630.2(l)(1)-(3).
6
such an impairment; or (3) has no impairment at all but
is regarded by the employer as having a substantially
limiting impairment." Bridges, 92 F.3d at 332.
As it is uncontested that Deas’ seizures constitute an
"impairment,"8 this case involves the first of the three scenarios
outlined above (i.e., where an individual has an impairment that is
erroneously perceived by the employer as a substantially limiting
impairment). Because it is also uncontested that Dr. Dixon was the
individual responsible for deciding to terminate Deas and that she
did so "because of" the seizures, the question on this appeal boils
down to whether Deas produced sufficient evidence for a reasonable
trier of fact to find that Dr. Dixon perceived her seizures as
constituting a substantially limiting impairment.9 In other words,
8
The ADA does not define the term "impairment," but the EEOC
regulations provide that "physical or mental impairment" means:
“(1) Any physiological disorder, or condition, cosmetic
disfigurement, or anatomical loss affecting one or more
of the following body systems: neurological,
musculoskeletal, special sense organs, respiratory
(including speech organs), cardiovascular, reproductive,
digestive, genito-urinary, hemic and lymphatic, skin, and
endocrine; or
(2) Any mental or psychological disorder, such as mental
retardation, organic brain syndrome, emotional or mental
illness, and specific learning disabilities.” 29 C.F.R.
§ 1630.2(h)(1) & (2).
9
Under the "regarded as" prong, the disability status of the
plaintiff turns not on the plaintiff’s physical condition, but
rather on how the plaintiff was perceived and treated by those
individuals alleged to have taken discriminatory action. In the
case at bar, the discriminatory act alleged on appeal is Deas’
discharge from employment. The summary judgment evidence indicates
that Dr. Dixon, acting in her capacity as the medical director of
the substance abuse unit, made the decision to discharge Deas.
7
to have made a prima facie showing of disability, Deas must have
produced sufficient evidence for a reasonable trier of fact to
conclude that Dr. Dixon perceived her as having an "impairment" and
that this impairment, if it existed as perceived by Dr. Dixon,
would have substantially limited one or more of Deas’ major life
activities.10
Considered in the light most favorable to Deas, the summary
judgment record clearly contains sufficient evidence to establish
that Dr. Dixon regarded Deas as having an impairment.11 The more
Thus, the opinions or perceptions of other individuals involved are
of little legal significance to Deas’ claim. Dr. Dixon is the
relevant decisionmaker in the case at bar, and our analysis focuses
on how she perceived, and acted toward, Deas. See Runnebaum v.
NationsBank of Maryland, 123 F.3d 156, 172 (4th Cir. 1997)
(analysis of "regarded as" claim "focuses on the reactions and
perceptions of the relevant decisionmakers working with [the
plaintiff]").
10
See, e.g., Deane v. Pocono Med. Ctr., 142 F.3d 138, 143 (3d
Cir. 1998) (en banc) (analysis of a "regarded as" claim requires
the court to determine whether defendant regarded plaintiff as
having an impairment and whether the impairment, as perceived by
the defendant, would have substantially limited one or more of
plaintiff’s major life activities); cf. Francis v. City of Meriden,
129 F.3d 281, 285 (2d Cir. 1997) ("[P]laintiff must allege that the
employer believed, however erroneously, that the plaintiff suffered
from an ‘impairment’ that, if it truly existed, would be covered
under the [ADA] and that the employer discriminated against the
plaintiff on that basis.").
11
The term "impairment" has consistently been defined to include
physiological disorders affecting neurological body functions,
specifically including epilepsy. Moreover, the EEOC’s
"Interpretive Guidance to Title I of the Americans with
Disabilities Act," (hereinafter "Interpretive Guidance"), which is
included as an appendix to the ADA implementing regulations, treats
epilepsy as an impairment per se. 29 C.F.R. Pt. 1630.2(h), App.
(1997).
8
difficult question is whether Deas produced summary judgment
evidence sufficient for a reasonable trier of fact to find that Dr.
Dixon regarded Deas’ seizures as substantially limiting a major
life activity. Deas advances three separate arguments in this
respect. We review each in turn.
I. Seizures as a Disability Per Se
In her first argument on appeal, Deas urges this Court to hold
that "seizures" constitute a disability per se and, consequently,
that because she was regarded as suffering from seizures she was
automatically perceived as suffering from a substantially limiting
impairment.12 Although she cites several cases as supporting her
Although the summary judgment record does not reflect that Dr.
Dixon thought Deas suffered from epilepsy, Dr. Dixon’s belief that
Deas’ seizures were not isolated incidents and her decision to
discharge Deas without further inquiry into Deas’ medical condition
strongly indicate that Dr. Dixon perceived Deas’ seizures as
constituting a neurological disorder sufficient to qualify as an
impairment.
12
We note that there is some logical incongruity in Deas’
argument. If seizures constitute a disability per se, then Deas
would qualify as "disabled" under the first prong of the ADA
definition and there is no need to resort to the "regarded as"
prong. We also note that Deas’ deposition testimony plainly
reflects that she does not consider her seizures to be
substantially limiting. She testified that they do not interfere
with her life in any way, except for limiting her in a few
recreational activities. In light of Deas’ testimony that her
seizures do not pose any significant limitation whatsoever, and in
the absence of any medical evidence to the contrary, we find the
argument that seizures are invariably and inherently disabling is
both contradicted by Deas’ sworn testimony in this case and
unsupported by any evidence in the record before us. In addition,
Deas has provided no evidence of any severe societal prejudice
against individuals who suffer from "seizures."
9
position, Deas relies primarily on Martinson v. Kinney Shoe Corp.,
104 F.3d 683 (4th Cir. 1997), asserting that in that case the
"Fourth Circuit held that seizures are a disability per se under
the ADA." Deas finds support for her position in a passage from
the opinion which reads: "To fire for seizures is to fire for
disability. Seizures are ‘a mental or physical impairment that
substantially limits one or more of [Martinson’s] major life
activities,’ i.e., a disability." Martinson, 104 F.3d at 686.
Although this language would appear to support Deas’ position,
when considered in context it becomes clear that Deas has misread
the court’s holding in Martinson. As is specifically noted in that
opinion, the issue of the plaintiff’s disability status was not
before the court because the district court had assumed, for
purposes of its ruling, that the plaintiff was disabled, and the
defendant-appellee did not challenge this conclusion on appeal.13
As it was not a contested issue, the court on appeal did not
address whether the plaintiff was disabled or whether seizures were
a disability per se. The quoted language appears in a section of
the opinion rejecting the district court’s distinction between
discharging an employee based on disability and discharging an
employee due to the "physical manifestations" of that disability.
13
As stated by the court, "[f]or purposes of summary judgment,
the district court concluded that Martinson had a disability and
thus the first prong of [his prima facie case] had been satisfied,
a conclusion that [defendant-appellee] Kinney does not contest at
this stage." Martinson, 104 F.3d at 686.
10
Thus, Martinson neither discusses nor supports the proposition that
seizures constitute a disability per se.14
The other cases relied on by Deas are equally unavailing. As
the magistrate judge aptly concluded: "the cases cited by [Deas]
are unpersuasive because they contain little or no analysis, assume
for purposes of the ruling that epilepsy or seizures are disabling
impairments, or merely rely upon cases that [similarly] have not
analyzed the issue." In sum, none of the cases cited by Deas
provides a persuasive rationale for recognizing either "seizures"
or epilepsy as a disability per se.
Additionally, Deas makes no attempt to address the numerous
decisions of this and other courts declining to recognize various
impairments as disabilities per se and emphasizing the importance
14
Deas appears to have simply misread the holding of Martinson.
An explanatory footnote which accompanies the language relied on by
Deas states that: "Both a disease and its physical manifestations
can constitute disabilities." Martinson, 104 F.3d at 686 n.2.
This clarification was needed because the district court there had
distinguished between the "general disability" of epilepsy and its
"specific attributes" (i.e., seizures). The district court had
reasoned that because the plaintiff had been fired due to the
symptoms of the disability, rather than the disability itself, the
plaintiff had failed to prove discrimination based on disability.
Id. at 686. The Fourth Circuit corrected this error, clarifying
that there is usually no legal distinction between discharging a
disabled employee because of a disability and discharging an
employee based on the characteristic or defining symptoms of that
disability. Thus in Martinson, discharging the plaintiff based on
his seizures was no different from discharging him due to his
epilepsy. As it was uncontested that the plaintiff’s epilepsy
constituted a disability, the court concluded that, with respect to
that plaintiff, "[t]o fire for seizures is to fire for a
disability." Id.
11
of, and rationale behind, making disability determinations on an
individualized basis. See Matczak v. Frankford Candy and Chocolate
Co., 136 F.3d 933, 938 (3d Cir. 1997) ("Some individuals suffer
from relatively mild forms of epilepsy which cause nothing more
than ‘minor isolated muscle jerks’--so we cannot and do not
conclude that all epileptics are substantially limited by the
impairment."). See also, e.g., Baert v. Euclid Beverage, Limited,
___ F.3d ___, 1998 WL 381442 at *4 (7th Cir. 1998) (insulin
dependent diabetes is not a per se disability under the ADA); Burch
v. Coca-Cola Co., 119 F.3d 305, 316 (5th Cir. 1997), cert. denied,
118 S.Ct. 871 (1998) ("Unlike HIV infection, the EEOC has not
attempted to classify alcoholism as a per se disability, and we
decline to adopt such a questionable position."); Still v.
Freeport-McMoran, Inc., 120 F.3d 50, 52 (5th Cir. 1997) (holding
that blindness in one eye did not automatically constitute a
disability); Bridges v. City of Bossier, 92 F.3d 329, 336 n.11 (5th
Cir. 1996) (rejecting argument that hemophilia is a disability per
se); and Homeyer v. Stanley Tulchin Assocs., Inc., 91 F.3d 959, 962
(7th Cir. 1996) ("A disability determination, however, should not
be based on abstract lists or categories of impairments, as there
are varying degrees of impairments as well as varied individuals
who suffer from the impairments.").
We have consistently emphasized that an individualized, case-
by-case determination of disability best achieves the purposes of
12
the ADA. As the EEOC states in its Interpretive Guidance, "[t]he
determination of whether an individual has a disability is not
necessarily based on the name or diagnosis of the impairment the
person has, but rather on the effect of that impairment on the life
of the individual."15 Deas provides us with no reason to depart
from our general practice of determining disability status on a
case-by-case basis, and we consequently decline to do so.
We note two additional weaknesses in Deas’ argument. First,
she has not provided any expert testimony or other evidence to
support her position or its underlying premises.16 Second, she does
not offer any practical definition of the impairment that she would
have us declare a disability per se. "Seizures" is quite simply
15
29 C.F.R. Pt. 1630.2(j), App. (1997). We also note that the
Supreme Court recently held that asymptomatic HIV infection
inherently limits certain major life activities. Bragdon v.
Abbott, 118 S.Ct. 2196 (1998). The Court specifically declined to
rule on the question of whether HIV infection constitutes a per se
disability, instead conducting an individualized inquiry to
determine whether HIV infection would substantially limit one or
more of the plaintiff’s major life activities. Id. 2206-2207.
16
Although it is not fully articulated, we assume that Deas’
argument in favor of recognizing seizures as a disability per se is
based either on the premise that individuals who suffer from
"seizures" face significant societal prejudice and "attitudinal
barriers" to employment or on the premise that all "seizures" are
actually disabling. Deas has not directed our attention to
substantial evidence offered in support of either proposition, and
our review of the record does not reveal any such evidence.
13
too broad and too amorphous a term to be useful in describing a
class of impairments that is to receive per se treatment.17
17
"Seizures" (as Deas has chosen to identify her impairment)
vary widely both in their symptoms and their causes. The term is
defined somewhat vaguely by one medical reference source as "[a]
sudden episode of uncontrolled activity in the brain" or "transient
neurological abnormalities caused by abnormal electrical activity
in the brain." The American Medical Association Encyclopedia of
Medicine 890 & 412 (Charles B. Clayman ed., 1989). Symptoms vary
from "tingling or twitching of only a small area of the body" to
"hallucinations or intense feelings of fear or familiarity" to
severe convulsions and total unconsciousness. Id. at 890. Severe
seizures can be fatal. Id. at 413. A second reference work notes
that the "clinical manifestations of the [epileptic seizure] may
vary from complex abnormalities of behavior including generalized
or focal convulsions to momentary spells of impaired
consciousness." Stedman’s Medical Dictionary 584 (Marjory Spraycar
ed., 26th ed. 1995).
The causes of seizures are apparently as varied as their
symptoms, including, inter alia, "head injury, infection,
cerebrovascular accident (stroke), brain tumor, metabolic
disturbances, or alcohol (withdrawal or hereditary intolerance of
alcohol)." Clayman, supra at 890. "A tendency to recurrent
seizures or temporary alteration in one or more brain functions"
constitutes "epilepsy," which shares the same variability in
symptoms and causes. Id. at 412. The potential causes of epilepsy
include, inter alia, "head injury, birth trauma, brain infection
(such as meningitis or encephalitis), brain tumor, stroke, drug
intoxication, drug or alcohol withdrawal states, or metabolic
imbalances in the body." Id.
Due to this wide range of symptoms and causes, the term
"seizures" does not appear to describe a class of impairments that
share sufficiently similar characteristics such that they should be
treated as a single "impairment" or "disability" under the ADA.
The result of accepting Deas’ argument that "seizures" constitute
a disability per se would require courts to equate the impairment
of an individual who experiences occasional "tingling" in his
fingertips due to mild seizures with the impairment of an
individual who experiences frequent, prolonged, and potentially
life-threatening convulsions due to severe grand mal seizures. We
view this as a legally untenable position, and conclude that the
determination of whether seizures are disabling for purposes of the
ADA is best left to a case-by-case analysis.
14
In sum, Deas has failed, both on appeal and in the court
below, to provide any evidence or any reasoned argument or
persuasive precedent that would warrant this Court’s recognition of
"seizures" as a disability per se. Consequently, we hold that the
magistrate judge did not err in refusing to recognize Deas’
seizures as a disability per se and in ruling that Deas did not
establish, under this theory, that she was an "individual with a
disability" within the meaning of the ADA.
II. "Awareness" as a Major Life Activity
In her second argument on appeal, Deas contends that the
magistrate judge "erred in failing to recognize that the major life
activities of seeing, hearing, and speaking are by definition and
nature substantially limited in a person who has temporarily lost
awareness of his or her surroundings." She also urges this Court
to hold that "awareness" is a major life activity.18 This argument
is analogous to Deas’ assertion that seizures should be considered
a disability per se, and we reject it for similar reasons. We
decline to accept the broad proposition that every temporary loss
of "awareness," no matter how brief, necessarily constitutes a
18
The term "awareness" has a variety of meanings and is not
susceptible to any precise definition. Moreover, awareness
describes a state of consciousness, not a discrete life "activity."
Consequently, we decline to recognize awareness per se as a major
life activity.
15
substantial limitation of the major life activities of seeing,
hearing, and speaking.19
Deas also attempts to extend this general argument to the
specific context of her case, arguing in essence that because Dr.
Dixon perceived her to suffer from seizures, she must also have
regarded her as substantially limited in the major life activities
of seeing, hearing, and speaking. Accordingly, Deas asserts that
her "discharge was based solely on [Dr. Dixon’s] perception that in
the event of a seizure, Miss Deas would be unable to see, hear, or
speak to the patients or the other workers in the hospital," and
offers this as evidence that Dr. Dixon regarded her as
substantially limited in these major life activities. Deas offers
no additional evidence that Dr. Dixon perceived her as
substantially limited, but simply relies on the bald assertion,
based on the above reasoning, that Dr. Dixon "perceived her as
being substantially limited in the major life activities of seeing,
19
We note that Deas does not direct the attention of this Court
to a single decision supporting this proposition. Nor does she
make any reasoned argument in favor of her position. She simply
asserts that a temporary loss of "awareness," no matter how brief,
must be considered to substantially limit the major life activities
of seeing, hearing, and speaking. This argument is not supported
by either the ADA or the decisions of this Court. Although it is
uncontrovertible that a seizure which causes a temporary loss of
awareness briefly "limits" an individual’s ability to see, hear,
and speak, it is far from clear that all such seizures have the
effect of substantially limiting these major life activities. As
described above, the symptoms of seizures vary widely. We do not
doubt that in many cases epilepsy or a general seizure disorder
will substantially limit one or more major life activities. We
simply decline to accept the premise that all seizures will have
this effect.
16
hearing, and speaking." This assertion is entirely conclusory and
does not constitute evidence from which a reasonable trier of fact
could conclude that Dr. Dixon regarded Deas as "substantially
limited" in her ability to see, hear, and speak.
Moreover, it is axiomatic that "[a] physical impairment,
standing alone, is not necessarily a disability as contemplated by
the ADA." Dutcher, 53 F.3d at 726. To rise to the level of a
disability, an impairment must substantially limit one or more
major life activities. Id. As has been repeatedly noted, "[t]he
statutory language, requiring a substantial limitation of a major
life activity, emphasizes that the impairment must be a significant
one." Forrisi v. Bowen, 794 F.2d 931, 933-34 (4th Cir. 1986).
Where, as in the case sub judice, the claim is that the plaintiff
was "regarded as" having a substantially limiting impairment, the
requirement that the perceived impairment be substantially limiting
remains, and the plaintiff bears the burden of making a prima facie
showing that the impairment, as the defendant perceived it, was
substantially limiting.
The EEOC regulations define "substantially limits" as being
either "[u]nable to perform a major life activity that the average
person . . . can perform" or "[s]ignificantly restricted as to the
condition, manner or duration under which an individual can perform
a particular major life activity as compared to the condition,
manner, or duration under which the average person in the general
17
population can perform that same major life activity." 29 C.F.R.
§ 1620.2(j)(1)(i) & (ii). Dr. Dixon clearly did not regard Deas as
completely "unable" to see, speak, and hear. Nor does the evidence
support the conclusion that Dr. Dixon perceived Deas as being
"significantly restricted as to the condition, manner, or duration"
under which she could see, speak, or hear.
The summary judgment record indicates only that Dr. Dixon
believed that Deas suffered from petit mal seizures, during which
she would lose some or all awareness of her surroundings for a
brief period of time. In her deposition testimony, Dr. Dixon
testified that she believed Deas was experiencing petit mal
seizures and described the symptoms of such seizures as follows:
"[In a] petit mal seizure, one does not necessarily lose
consciousness, but awareness; and they don’t have a
general jerking and spasmodic reaction throughout the
body, but they are not aware of their surroundings. And
they may move their head or face in a certain way for a
certain length of time and not be aware of their
environment for a few seconds."
At most, the summary judgment evidence indicates that Dr. Dixon
believed (correctly) that while experiencing a seizure, Deas was
limited in her ability to see, hear, and speak for "a few seconds."
Other than Dr. Dixon’s decision to discharge Deas, this deposition
testimony constitutes the only evidence in the record as to how
"substantially" Dr. Dixon perceived the seizures to limit Deas’
ability to see, hear, or speak. Being unable to see, hear, or
speak for a period of several seconds does not amount to a
18
"significant restriction" as to "the condition, manner, or
duration" under which Deas could see, hear, and speak in comparison
to an average member of the general population.20 In sum, viewing
the summary judgment evidence in the light most favorable to Deas,
we hold that no rational trier of fact could conclude that Dr.
Dixon actually perceived Deas to be substantially limited in her
ability to see, hear, or speak.
III. The Major Life Activity of Work
Deas’ final argument on appeal is that Dr. Dixon perceived her
as substantially limited in the major life activity of work. She
alleges that during her exit interview "she was told by both Dr.
20
For example, in Still v. Freeport-McMoran, Inc., 120 F.3d 50,
52 (5th Cir. 1997), we held that an individual who was permanently
blind in one eye was not substantially limited in the major life
activity of seeing because he could see well enough with the other
eye to engage in most typical activities. And in Robinson v.
Global Marine Drilling Co., 101 F.3d 35, 37 (5th Cir. 1996), we
held that an individual who suffered from asbestosis, which
impairment had reduced his lung capacity to 50% of normal and had
caused him to experience shortness of breath and difficulty
climbing stairs, was not substantially limited in the major life
activity of breathing. See also Dutcher v. Ingalls Shipbuilding,
53 F.3d 723, 726 & n.11 (5th Cir. 1995), and Rogers v.
International Marine Terminals, Inc., 87 F.3d 755, 759 (5th Cir.
1996) (holding evidence of "a 13% permanent, partial disability"
insufficient to establish disability for purposes of ADA).
Additionally, we note that Deas’ claim is similar to a
scenario used by the EEOC in describing how substantially limiting
an impairment must be before it constitutes a disability. In its
Compliance Manual the EEOC states that a "borderline" case of
cerebral palsy "that only slightly interferes with an individual’s
ability to read . . . and to speak" is not sufficient to constitute
a disability. Rogers, 87 F.3d at 759 (citing EEOC Compliance
Manual, § 902.4(c)(1)). Similarly, Deas’ seizures interfere only
slightly with the actual activities of seeing, hearing, and
speaking.
19
Dixon and [Peggy Miller] that there were no other jobs in the
hospital that could accommodate [her], and that therefore she was
fired from the hospital altogether." Deas argues that this "proves
the defendants perceived [her] to be substantially limited in her
ability to work in any clinic or hospital setting." (Emphasis
added.)21 Deas further asserts that this demonstrates that Dixon
and Miller believed her to be substantially limited as to both
medical and nonmedical occupations and positions, including those
of "administrators, secretaries, receptionists, clerks,
housekeepers, dieticians, librarians, kitchen workers, maintenance
workers, groundskeepers, janitors, and social service workers."
This assertion is without legal merit and lacks evidentiary
support.
With respect to the major life activity of working,
"substantially limits" is defined as "significantly restricted in
the ability to perform either a class of jobs or a broad range of
jobs in various classes as compared to the average person having
comparable training, skills, and abilities." 29 C.F.R. §
1630.2(j)(3)(i). "The inability to perform a single, particular
job does not constitute a substantial limitation in the major life
21
Dr. Dixon testified in her deposition that even an individual
suffering from petit mal seizures that are not under "good control"
could work safely in a variety of employment situations. She
specifically stated, for example, that Deas--whose seizures she did
not consider to be under "good control"--could safely work "in a
number of places" and that Deas "could be a good receptionist."
20
activity of working."22 Thus, Dr. Dixon’s belief that Deas was
incapable of fulfilling the essential functions of an "addiction
technician" in a hospital substance abuse treatment unit does not
establish that she regarded her as being substantially limited in
her ability to work in general.
Furthermore, Deas’ assertion that Dr. Dixon and Peggy Miller
regarded her as substantially limited in her ability to work is not
supported by the record. There is no evidence that either thought
that Deas could not work safely in either "a class of jobs or a
broad range of jobs in various classes." Because Dr. Dixon is the
one who decided to discharge Deas, Peggy Miller’s perception of
22
Id. See also Chandler v. City of Dallas, 2 F.3d 1385, 1393
(5th Cir. 1993) ("An employer’s belief that an employee is unable
to perform one task with an adequate safety margin does not
establish per se that the employer regards the employee as having
a substantial limitation on his ability to work in general."); and
Forrisi, 794 F.2d at 934 ("Several courts have previously addressed
this issue, deciding unanimously that an employer does not
necessarily regard an employee as handicapped simply by finding the
employee to be incapable of satisfying the singular demands of a
particular job.").
21
Deas is irrelevant to Deas’ argument.23 Consequently we limit our
discussion to the evidence of Dr. Dixon’s perceptions.
In her deposition testimony, Dr. Dixon stated that she could
name "a number of places" where she thought Deas could work. Dr.
Dixon further made clear that the reason she believed that Deas
could not safely work in a substance abuse clinic was that the
patients being treated for substance abuse "would be of [a] higher
risk" than typical patients. Dr. Dixon also indicated that she
only perceived the seizures as a problem because employment in a
substance abuse unit required a certain level of vigilance that an
individual suffering from seizures would be unable to provide. Dr.
Dixon analogized the requirements for working in a substance abuse
unit to other occupations that require uninterrupted awareness or
vigilance, stating, for example, that "if a person was an airplane
pilot, seizures are not acceptable." Thus, the summary judgment
23
There is a possibility that Deas is attempting to assert the
claim that Miller discriminated against her by refusing to reassign
her to a different position within the hospital. Deas, however,
cannot prevail on this claim because she has not made any showing
either that positions were available or that she applied for,
requested to be considered for, or even showed an interest in other
positions at the hospital. Deas bears the initial burden of
producing evidence on these issues. See Foreman v. Babcock &
Wilcox Co., 117 F.3d 800, 810 (5th Cir. 1997). Absent any evidence
that such positions were available and absent any allegation that
Deas requested to be considered for such a position, Deas has not
even stated a claim of discrimination in hiring practices let alone
produced sufficient evidence to survive a motion for summary
judgment. Thus, even if the record contained evidence that Miller
perceived Deas as disabled (which, incidentally, it does not),
Deas’ claim would still fail, and Miller’s perceptions are
therefore irrelevant to the disposition of this case.
22
evidence does not support the assertion that Dr. Dixon regarded
Deas as unable to work safely in a broad range of jobs. In sum,
there is simply no indication in the record that Dr. Dixon regarded
Deas as substantially limited as to anything more than a few,
highly specialized jobs that required relatively high levels of
vigilance or uninterrupted awareness.24
Accordingly, because Deas has produced no evidence from which
a rational trier of fact could conclude that Dr. Dixon perceived
her as substantially limited in her ability to work generally, we
hold that the magistrate judge did not err in granting summary
judgment in favor of the defendants-appellees on this issue.
Conclusion
In conclusion we note that the record is devoid of any
indication that Dr. Dixon overestimated the severity of Deas’
impairment, overreacted to her seizures, or made the decision to
terminate Deas based on a misperception as to Deas’ capabilities.
The ADA prohibits discrimination on the basis of disability "to
24
The magistrate judge concluded that "There is no evidence that
the defendants believed [Deas] could not, or should not, obtain
work in this field [i.e., general psychology] because of her
seizures. Viewing the summary judgment evidence in the light most
favorable to the plaintiff shows that at most the defendants
perceived the plaintiff was unable to work in a single job--as an
addiction technician in a substance abuse unit or a hospital." It
appears, however, that, when viewed in a light most favorable to
Deas, the summary judgment evidence is sufficient that a reasonable
trier of fact could conclude that Dr. Dixon regarded Deas as unable
to perform more than just the single job of "addiction technician,"
but there is no support whatsoever for a finding that Dr. Dixon
perceived Deas to be incapable of working in a broad range of jobs.
23
ensure that [such] individuals are not denied jobs or other
benefits because of the prejudiced attitudes or the ignorance of
others."25 There is no evidence that Dr. Dixon’s decision to
terminate Deas was based on anything but concern for the safety of
Deas and of the patients that would be treated in the substance
abuse unit. Deas has offered no evidence that Dr. Dixon’s decision
was in any way unreasonable or motivated by a malign or legally
prohibited motive. Accordingly, we hold that the magistrate judge
did not err in granting summary judgment in favor of the
defendants-appellees. The judgment of the magistrate judge is
therefore
AFFIRMED.
25
School Bd. of Nassau County v. Arline, 107 S.Ct. 1123, 1129
(1987). See also 29 C.F.R. Pt. 1630.2(l) App. (adopting the
reasoning and rationale of Arline as applying to the ADA).
24