Campbell v. Apfel

Court: Court of Appeals for the Tenth Circuit
Date filed: 1998-07-14
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                                                                         F I L E D
                                                                   United States Court of Appeals
                                                                           Tenth Circuit
                      UNITED STATES COURT OF APPEALS
                                                                          JUL 14 1998
                             FOR THE TENTH CIRCUIT
                                                                      PATRICK FISHER
                                                                               Clerk

    DEWAYNE C. CAMPBELL,

                Plaintiff-Appellant,

    v.                                                   No. 98-7005
                                                    (D.C. No. 97-CV-45-S)
    KENNETH S. APFEL, Commissioner                       (E.D. Okla.)
    of Social Security Administration,

                Defendant-Appellee.



                             ORDER AND JUDGMENT *



Before KELLY, BARRETT, and HENRY, Circuit Judges.



         After examining the briefs and appellate record, this panel has determined

unanimously to grant the parties’ request for a decision on the briefs without oral

argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1.9. The case is therefore

ordered submitted without oral argument.




*
      This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
      Plaintiff-appellant Dewayne C. Campbell appeals the district court’s

affirmance of the decision by the Commissioner of Social Security denying

plaintiff’s applications for disability insurance benefits and supplemental security

income. Because the Commissioner’s decision is supported by substantial

evidence and no legal errors occurred, we affirm.

      Plaintiff applied for social security benefits in January 1993, alleging an

inability to work due to heat intolerance, a skin disorder, hypertension, and

mental impairments. After a hearing, an administrative law judge (ALJ)

determined that although plaintiff could not perform his previous medium to

heavy work, he could perform sedentary work with certain environmental

restrictions, and thus was not disabled. In January 1996, the district court

reversed this decision, finding the ALJ inadequately evaluated plaintiff’s mental

impairments and the frequency of his dermatological treatments.

      Upon remand, a different ALJ determined, after a hearing, that plaintiff is

not disabled because he can perform his former work as a convenience store

clerk. The Appeals Council denied review, making the ALJ’s decision the final

decision of the Commissioner of Social Security. The district court affirmed, and

this appeal followed.

      We review the Commissioner’s decision to determine whether his factual

findings are supported by substantial evidence and whether correct legal standards


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were applied. See Hawkins v. Chater, 113 F.3d 1162, 1164 (10th Cir. 1997).

Substantial evidence is “such relevant evidence as a reasonable mind might accept

as adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 389, 401

(1971) (quotations omitted). We may “neither reweigh the evidence nor substitute

our judgment for that of the agency.” Casias v. Secretary of Health & Human

Servs., 933 F.2d 799, 800 (10th Cir. 1991).

      Plaintiff argues the first ALJ’s finding that he was limited to sedentary

employment collaterally estopped the second ALJ from finding he could perform

his former work. The principles of res judicata and collateral estoppel do not

apply, however, because the first judgment was not final. Instead, the first ALJ’s

decision was reversed on appeal, with no indication by the district court that it

intended to affirm separately a finding that plaintiff is limited to sedentary work.

Further, the second ALJ’s decision was based on more complete evidence of

plaintiff’s condition, including a detailed functional evaluation by his treating

physician in 1996. The cases cited by plaintiff examine a very different situation,

addressing the preclusive effect of a final judgment on a subsequent application

for benefits. See Dennard v. Secretary of Health & Human Servs., 907 F.2d 598,

598, 600 (6th Cir. 1990); Lively v. Secretary of Health & Human Servs., 820 F.2d

1391, 1392 (4th Cir. 1987); Gavin v. Heckler, 811 F.2d 1195, 1197, 1199-1200

(8th Cir. 1987).


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      Plaintiff argues the ALJ erred in failing to treat his need to wear protective

clothing as a limit on his ability to work, alleging the ALJ merely considered the

detrimental effect of such measures on employability as resulting from a hiring

practice. This argument is not supported by the record, however.

      Plaintiff’s doctor reported that plaintiff should avoid exposure to sunlight

for eight to twelve hours following his PUVA treatments. See Appellant’s App.

at 270. Although the report suggested this might by accomplished by wearing

protective clothing, goggles or sunglasses, and sun screen, there is no indication

that such measures were necessary inside a building such as a convenience store.

Further, the ALJ’s hypothetical questions to the vocational expert included a

restriction on exposure to direct sunlight and eliminated the regular daytime work

hours between 8:00 or 9:00 a.m. and 5:00 p.m. See id. at 335-37. The ALJ,

therefore, took into account plaintiff’s need to avoid sunlight as a medical

requirement affecting his ability to work. Because the vocational expert testified

that a significant number of jobs existed even with these restrictions, substantial

evidence supports the finding that plaintiff is not disabled.




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     The judgment of the United States District Court for the Eastern District of

Oklahoma is AFFIRMED.



                                                  Entered for the Court



                                                  James E. Barrett
                                                  Senior Circuit Judge




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