F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
MAR 10 1999
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
JACK HAWKINS, individually and as
President of the Denver Area Labor
Federation and PETE VRIESENGA,
individually and as President of
Denver Musicians Association,
Plaintiffs - Appellants,
v. No. 98-1003
CITY AND COUNTY OF DENVER;
GARY LANE, Director of the Denver
Theaters and Arenas, BROOK
NICHOLS, Assistant Building
Manager of the Denver Theaters and
Arenas; and DAVID MICHAUD, as
Chief of the Denver Police
Department,
Defendants - Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
(D. Ct. No. 97-S-2474)
Neil D. O’Toole (John A. Sbarbaro, with him on the brief), Law Office of Neil
O’Toole, P.C., Denver, Colorado, appearing for Plaintiffs-Appellants.
Stanley M. Sharoff, Assistant City Attorney (Daniel E. Muse, City Attorney, with
him on the brief), Denver, Colorado, appearing for Defendants-Appellees.
Before TACHA, BARRETT, and HENRY, Circuit Judges.
TACHA, Circuit Judge.
Plaintiff-Appellants represent a group of union musicians who wish to
picket and distribute leaflets expressing their grievance against the Colorado
Ballet in the “Galleria” area of the Denver Performing Arts Complex (“DPAC”).
The City and County of Denver (“Denver”), which owns and operates the DPAC,
halted plaintiffs’ demonstrations in the Galleria. In response, plaintiffs filed a
civil rights complaint pursuant to 42 U.S.C. § 1983 in the United States District
Court for the District of Colorado, claiming that Denver violated their First
Amendment rights by denying them access to the Galleria. They sought a
preliminary and permanent injunction against defendants allowing them to
proceed unabated with their picketing and leafletting. The district court denied
plaintiffs’ request for injunctive relief and dismissed the case. We exercise
jurisdiction pursuant to 28 U.S.C. § 1291 and affirm.
I. Description of the Galleria
The events in this case involve an area of the DPAC known as the Galleria.
The Galleria is an open air, glass-covered pedestrian walkway approximately 600
feet long, with a width ranging between 32 and 40 feet. As illustrated by the
maps following this opinion, the Galleria, which was formerly a public street, is
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bounded on one side by two large theaters, the Temple Hoyne Buell Theatre and
the Auditorium Theatre, and on the other side by the DPAC parking garage and
the Garner Galleria Theatre. Fourteenth Street, a public right of way, lies at one
end of the Galleria. Several additional performing arts complexes and a sculpture
park, which separates the DPAC from Speer Boulevard, lie at the other.
The Galleria serves as the exclusive means of ingress to and egress from
DPAC events taking place in the adjacent performing arts complexes, which have
a combined seating capacity of approximately 9,300. 1 Many DPAC patrons enter
the Galleria from the DPAC garage, but the garage has a limited parking capacity
of around 1,600 spaces. Therefore, on busy occasions, as many as 40 to 50
percent of the total patrons enter the Galleria from the 14th Street entrance. The
Galleria also acts as a place for theater patrons to congregate before performances
and during intermissions, in effect serving as an extended lobby for the various
performing arts venues. During these periods, and when patrons are arriving or
departing from DPAC events, the Galleria can become extremely congested,
particularly when multiple events are scheduled. Ticket sales also occur at box
offices in the Galleria, with lines often stretching across the walkway. Finally,
the Galleria serves as the main evacuation route for the performing arts
1
Denver touts the DPAC as offering “more performing spaces in a single complex
than any other of its kind in the nation.” Compl., Ex. A.
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complexes in the event of an emergency, such as a fire.
Although the DPAC’s primary function is to showcase artistic
performances, several commercial establishments lease space within the confines
of the facility. These consist of two cafes and a business called Scene-to-Screen,
which, among other things, sells retail merchandise and souvenirs relating to
productions appearing at the DPAC. The record shows that at least one of these
establishments opens only in conjunction with performances because it is not
profitable in the absence of DPAC patron traffic. Denver allows leaseholders to
promote their businesses within the Galleria through the use of small signs.
Denver also makes brochures listing events at other venues it owns and a
publication that promotes events at the DPAC available in the Galleria.
Occasionally, Denver leases promotional space within the Galleria. For example,
a car dealership once paid to place a truck in the Galleria for a period of time
during and after a performance festival.
II. Background
Having described the stage for this dispute, we will now recount the facts
giving rise to this appeal. On September 25, 1997, the Artistic Director and Chief
Executive Officer of the Colorado Ballet informed plaintiff Pete Vriesenga,
President of the Denver Musicians Association, that it would replace the live
orchestra with an audio tape recording during its performance of “Romeo and
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Juliet.” The Colorado Ballet was, at that time, a tenant of the DPAC’s Temple
Hoyne Buell Theatre. On October 10, 1997, plaintiffs, acting on behalf of the
terminated union musicians, informed Denver officials that they intended to
picket and leaflet at the October 11 opening of “Romeo and Juliet.” That same
day, plaintiff Vriesenga received a memo from Denver stating that it prohibited
picketing and leafletting within the DPAC 2 but noting that it permitted such
activity on the public right of ways surrounding the facility. On October 11,
1997, plaintiffs, as well as members of the Denver Area Musicians Association,
assembled in the Galleria as planned and began picketing and leafletting during
the opening of the ballet. The leaflet plaintiffs distributed called attention to the
union musicians’ dispute with the Colorado Ballet and attempted to gain
sympathy for their cause by suggesting that the Ballet had overcharged patrons for
their tickets. 3 During the demonstration, a Denver official informed plaintiffs that
2
Although Denver’s written policy appears to permit handbilling in the DPAC with the
“express consent” of Denver officials, the record establishes that it has been the long-term policy
of Denver to ban all picketing and handbilling within the DPAC.
3
The pertinent text of the leaflet states:
Romeo & Juliet [--] Full price for half the show! The CEO/Artistic Director of the
Colorado Ballet has decided to fire the entire orchestra and replace them with taped (jukebox)
music. The only problem is, he did not tell you this before you paid full price for your ticket.
You are entitled to a refund, or at least, a raincheck for a performance that has a complete
product for which you have paid. Contact Martin Fredmann, CEO of the Colorado Ballet at 837-
8888 to voice your opinion. Colorado Ballet commits unfair labor practice against members of
AFM Local 20-623. We have no dispute with any other employer[.]
Appellant’s App. at 143.
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they could not picket and leaflet within the Galleria and demanded they leave.
The official also told plaintiffs that if they refused to leave, he would summon the
police. By the end of the night, police had arrived and warned plaintiffs that if
they continued to picket and leaflet within the Galleria, they would be arrested.
On October 12, 1997, plaintiffs returned to the Galleria, but police removed
them shortly thereafter. Plaintiff subsequently limited their picketing and
handbilling to the entrances adjoining the Galleria and the DPAC garage. The
next day, Denver’s attorney sent plaintiffs a letter reiterating Denver’s policy not
to allow picketing or leafletting within the Galleria. At each of the remaining
performances of “Romeo and Juliet,” plaintiffs protested, but not within the
Galleria. Eventually, police removed plaintiffs from all DPAC facilities and
instructed them to confine their activities to the public sidewalks and 14th Street
entrance. 4
On November 4, 1997, plaintiffs notified Denver officials that they
intended to continue their picketing and leafletting during the Colorado Ballet’s
performance of “The Nutcracker,” scheduled to run between November 29 and
December 28, 1997. Having received no response from Denver, plaintiffs filed a
§ 1983 complaint on November 24, 1997, requesting a preliminary and permanent
4
Although plaintiffs have been excluded entirely from the DPAC, they only present
arguments on appeal with respect to the Galleria, and not other portions of the DPAC, such as the
garage. Thus, we shall only address whether Denver has violated plaintiffs’ rights by refusing
them access to the Galleria.
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injunction “directing the City and County of Denver and the defendants from
interfering with or restricting the plaintiffs’ right to picket or handbill at the
DPAC ‘Galleria’ area and all other public places in and surrounding the DPAC.”
Compl. at 11. Pursuant to Federal Rule of Civil Procedure 65(a)(2), the district
court conducted a consolidated hearing with a trial on the merits on December 3,
1997. At the conclusion of the consolidated hearing, the district court, in an oral
ruling, determined that the Galleria was not a public forum and that Denver’s
restrictions were reasonable. The court denied plaintiffs’ request for an
injunction and dismissed plaintiffs’ § 1983 claim on the merits. This appeal
followed.
III. Discussion
In a First Amendment case, we perform an independent examination of the
record to ensure protection of free speech rights. See Revo v. Disciplinary Bd. of
the Supreme Court for the State of N.M., 106 F.3d 929, 932 (10th Cir. 1997), cert.
denied, -- U.S. --, 117 S. Ct. 2515 (1997); Brown v. Palmer, 915 F.2d 1435, 1441
(10th Cir. 1990), aff’d on reh’g en banc, 944 F.2d 732, 733 n.1 (10th Cir. 1991).
We also review the district court’s findings of constitutional fact and conclusions
of law de novo. See Revo, 106 F.3d at 932.
A.
Plaintiffs argue that Denver’s refusal to allow them to picket and leaflet
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within the Galleria constitutes a violation of their First Amendment rights. We
note as an initial matter that the district court did not characterize the nature of
plaintiffs’ First Amendment claim as a facial or “as applied” challenge to
Denver’s DPAC speech policy. However, an examination of plaintiffs’ complaint
demonstrates that plaintiffs’ claim is more appropriately characterized as an “as
applied” challenge. Plaintiffs do not seek declaratory relief or assert that
Denver’s DPAC speech policy is unconstitutional when applied to others or
because of overbreadth. Rather, it is clear from the face of plaintiffs’ complaint
that they “seek to vindicate their own rights,” not those of all persons who may
wish to use the Galleria as a protest site. Jacobs v. The Fla. Bar, 50 F.3d 901,
906 (11th Cir. 1995); see also Falanga v. State Bar of Ga., 150 F.3d 1333, 1335
n.4 (11th Cir. 1998); Jordahl v. Democratic Party of Va., 122 F.3d 192, 198-99
(4th Cir. 1997).
The First Amendment, as applied to state and local governments through
the Fourteenth Amendment, provides that state actors “shall make no law . . .
abridging the freedom of speech.” U.S. Const. amend. I. The First Amendment
applies not only to legislative enactments, but also to less formal governmental
acts, such as city policies. See, e.g., Church on the Rock v. City of Albuquerque,
84 F.3d 1273, 1277-78 (10th Cir. 1996) (applying First Amendment analysis to
city policy prohibiting the use of senior centers for religious purposes). It is well
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established that the picketing and leafletting at issue in this case are soundly
within the scope of protected speech under the First Amendment. See, e.g.,
Schenck v. Pro-Choice Network of W.N.Y., -- U.S. --, 117 S. Ct. 855, 867 (1997);
International Soc’y for Krishna Consciousness, Inc. v. Lee, 505 U.S. 672, 677
(1992). However, the government “need not permit all forms of speech on
property it owns and controls.” Lee, 505 U.S. at 678; see also United States
Postal Service v. Council of Greenburgh Civic Ass’ns, 453 U.S. 114, 129-30
(1981). The extent of the government’s ability to restrict protected speech on
public property depends upon the nature of the forum and whether the speech
restriction is content-based or content-neutral. See Lee, 505 U.S. at 678-79.
The Supreme Court has identified three distinct categories of government
property: (1) traditional public fora; (2) designated public fora; and (3) nonpublic
fora. See, e.g., Arkansas Educ. Tele. Comm’n v. Forbes, -- U.S. --, 118 S. Ct.
1633, 1641 (1998); Perry Educ. Ass’n v. Perry Local Educators’ Ass’n, 460 U.S.
37, 45-46 (1983). Traditional public fora are places that “by long tradition or by
government fiat have been devoted to assembly and debate.” Perry, 460 U.S. at
45. Quintessential traditional public fora are streets, sidewalks, and parks, for
they “have immemorially been held in trust for the use of the public and, time out
of mind, have been used for the purposes of assembly, communicating thoughts
between citizens, and discussing public questions.” Id. (quoting Hague v. CIO,
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307 U.S. 496, 515 (1939)); see also, e.g., Snyder v. Murray City Corp., 159 F.3d
1227, 1244 (10th Cir. 1998) (en banc), petition for cert. filed, 67 U.S.L.W. 3496
(U.S. Jan. 25, 1999) (No. 98-1193). The government’s ability to restrict speech in
a traditional public forum is quite limited and, as noted earlier, depends upon
whether the speech restriction is content-based or content-neutral. The
government must show that a content-based restriction is “necessary to serve a
compelling state interest and that it is narrowly drawn to achieve that end.”
Perry, 460 U.S. at 45; accord Forbes, 118 S. Ct. at 1641. On the other hand, we
will uphold content-neutral time, place, and manner restrictions on speech
provided they are “narrowly tailored to serve a significant government interest,
and leave open ample alternative channels of communication.” Perry, 460 U.S. at
45.
Designated public fora make up the second category of government
property. The designated public forum, whether of a limited or unlimited
character, is one a state creates “by intentionally opening a non-traditional forum
for public discourse.” Cornelius v. NAACP Legal Defense & Educ. Fund, Inc.,
473 U.S. 788, 802 (1985) (emphasis added); accord Lee, 505 U.S. at 678. In
determining whether the government intended to create a designated public
forum, we examine both its policy and practice. See Forbes, 118 S. Ct. at 1641;
Cornelius, 473 U.S. at 802. Examples of designated public fora include: state
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university meeting facilities expressly made available for use by students, see
Widmar v. Vincent, 454 U.S. 263, 267-69 (1981); school board meetings open to
the public by state statute, see City of Madison, Jt. Sch. Dist. No. 8 v. Wisconsin
Employment Relations Comm’n, 429 U.S. 167, 174-75 (1976); advertising space
in state-owned subway and commuter rail stations, see Christ’s Bride Ministries,
Inc. v. Southeastern Penn. Transp. Auth., 148 F.3d 242, 252 (3d Cir. 1998); a city
owned and operated senior center sponsoring lectures, see Church on the Rock v.
City of Albuquerque, 84 F.3d 1273, 1278 (10th Cir. 1996); and public libraries,
see Kreimer v. Bureau of Police for the Town of Morristown, 958 F.2d 1242,
1261 (3d Cir. 1992). “Although a State is not required to indefinitely retain the
open character of the facility, as long as does so it is bound by the same standards
as apply in a traditional public forum.” Perry Educ. Ass’n v. Perry Local
Educators’ Ass’n, 460 U.S. 37, 46 (1983); accord Lee, 505 U.S. at 678.
The final category, nonpublic fora, consists of any remaining government
property that “is not by tradition or designation a forum for public
communication.” Perry, 460 U.S. at 46; accord Lee, 505 U.S. at 678; Church on
the Rock, 84 F.3d at 1278. In a nonpublic forum, the government has much
greater latitude to restrict protected speech. The law draws no distinction
between content-neutral and content-based restrictions in a nonpublic forum.
Provided the restriction is reasonable in light of the purpose served by the forum
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and is “not an effort to suppress expression merely because public officials
oppose the speaker’s view,” it does not violate the First Amendment. Forbes, 118
S. Ct. at 1641; see also, e.g., Lee, 505 U.S. at 679; Cornelius, 473 U.S. at 806.
For a court to uphold a speech restriction as reasonable, “it need not be the most
reasonable or the only reasonable limitation.” Lee, 505 U.S. at 683 (quoting
United States v. Kokinda, 497 U.S. 720, 730 (1990) (plurality opinion)).
Furthermore, “[i]n contrast to a public forum, a finding of strict incompatibility
between the nature of the speech or the identity of the speaker and the functioning
of the nonpublic forum is not mandated.” Cornelius, 473 U.S. at 808.
B.
Based upon our review of the record, we conclude that the DPAC’s Galleria
is a nonpublic forum. The Galleria does not qualify as a traditional public forum,
for it is not a park, nor is it analogous to a public right of way or thoroughfare.
The Galleria does not form part of Denver’s automotive, bicycle or pedestrian
transportation grid, for it is closed to vehicles, and pedestrians do not generally
use it as a throughway to another destination. Rather, the Galleria’s function is
simply to permit ingress to and egress from the DPAC’s various complexes. Cf.
Chicago Acorn v. Metropolitan Pier & Exposition Auth., 150 F.3d 695, 702 (7th
Cir. 1998) (finding sidewalks on Navy Pier were not traditional public fora
because they “are not through routes; they lead only to the pier facilities
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themselves”). Although Denver admits that the Galleria is generally open to the
public, “[p]ublicly owned or operated property does not become a ‘public forum’
simply because members of the public are permitted to come and go at will.” Lee,
505 U.S. 686 (O’Connor, J., concurring) (quoting United States v. Grace, 461
U.S. 171, 177 (1983)). Moreover, the fact that the Galleria was constructed on
what used to be a public street does not render it a traditional public forum. The
government may, by changing the physical nature of its property, alter it to such
an extent that it no longer retains its public forum status. See ACLU of Nevada
v. City of Las Vegas, 13 F. Supp. 2d. 1064, 1074-75 (D. Nev. 1998) (citing Hale
v. Department of Energy, 806 F.2d 910, 915-16 (9th Cir. 1986)). As stated by
Justice Kennedy in his Lee concurrence:
In some sense the government always retains authority to close a
public forum, by selling the property, changing its physical character,
or changing its principal use. Otherwise the State would be
prohibited from closing a park, or eliminating a street or sidewalk,
which no one has understood the public forum doctrine to require. . .
. [The government] must alter the objective physical character or
uses of the property, and bear the attendant costs, to change the
property’s forum status.
Lee, 505 U.S. at 699-700 (Kennedy, J., concurring). In constructing the Galleria,
Denver has altered the physical characteristics and function of the former public
street sufficiently to remove its status as a traditional public forum.
The Galleria also does not fit the description of a designated public forum,
for Denver has neither in policy nor practice thrown open the Galleria for public
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expressive activity. Denver’s written DPAC speech policy clearly states that
demonstrations and leafletting are not permitted within the DPAC “without the
express consent of the Facility Manager of Denver.” Appellee’s App. at 6. This
policy hardly opens the Galleria up for public assembly and debate, especially in
light of the fact that, in practice, Denver officials have enforced this policy as an
absolute ban on leafletting and picketing in the Galleria. DPAC officials have
removed protestors from the Galleria on several occasions. For example, the
record indicates that on one such occasion an anti-abortion group attempted to
demonstrate within the Galleria, but DPAC officials asked them to restrict their
activities to the public sidewalks surrounding the DPAC. On another occasion,
DPAC officials denied political party representatives permission to place posters
and demonstration materials within the Galleria. Denver has even prohibited an
individual from handing out free roses to DPAC patrons in the Galleria. This
consistent practice of not allowing picketing or leafletting in the Galleria shows
the Galleria has “never been dedicated . . . to expression in the form sought to be
exercised here.” Lee, 505 U.S. at 682.
Plaintiffs make much of the fact that Denver allows some speech in the
Galleria. For example, plaintiffs point to advertising and promotional leaflets in
the Galleria. The record indicates, however, that the speech plaintiffs refer to is
limited to advertising by DPAC tenants and publications promoting events taking
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place in city owned and operated facilities. This does not create a designated
public forum for plaintiffs’ proposed activities. Neither does the fact that Denver
allows patrons to discuss matters of public interest in the Galleria. Even if
Denver allowed patrons to wear political buttons or shirts with slogans, this
would not be sufficient to establish a designated public forum. The First
Amendment does not require the government to impose a “zone of silence” on its
property to maintain its character as a nonpublic forum. As the Supreme Court
stated in Cornelius, “[t]he government does not create a public forum by inaction
or by permitting limited discourse, but only by intentionally opening a
nontraditional forum for public discourse.” Cornelius v. NAACP Legal Defense
& Educ. Fund, Inc., 473 U.S. 788, 802 (1985) (emphasis added); accord Brown v.
Palmer, 915 F.2d 1435, 1443 (10th Cir. 1990), aff’d on reh’g en banc, 944 F.2d
732 (10th Cir. 1991). We find that the limited speech involved in this case does
not demonstrate an intent on the part of the city to establish the Galleria as a
designated public forum. Instead, it is merely related to and consistent with the
normal business operation of the DPAC.
Because the Galleria does not constitute a public forum by tradition or
designation, it is a nonpublic forum. Consequently, we need not address whether
Denver’s DPAC speech policy banning picketing and leafletting is content-based
or content-neutral. All we must consider is whether the policy, as applied to the
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plaintiffs in this case, is viewpoint-neutral and reasonable in light of the forum’s
purpose. See, e.g., Arkansas Educ. Tele. Comm’n v. Forbes, -- U.S. --, 118 S. Ct.
1633, 1641 (1998).
C.
Denver did not apply the policy in this case to the plaintiffs on the basis of
their viewpoint. Rather, the record shows that Denver consistently enforces its
DPAC speech policy as a flat ban on all leafletting, demonstrations, and similar
activities. 5 Plaintiffs also suggest that their inability to criticize the ballet in their
chosen manner is viewpoint-based because patrons receive positive commentary
about the ballet in the promotional type materials available in the Galleria.
However, denying the plaintiffs the opportunity to rebut all messages does not
amount to unlawful viewpoint discrimination. “Government speech would be
unduly chilled if any individual or group with views contrary to those of the
government were entitled to access to non-public governmental fora for rebuttal.”
Brown, 915 F.2d at 1445. Thus, we find Denver’s DPAC speech policy to be
viewpoint-neutral.
This brings us to the reasonableness of Denver’s refusal to allow plaintiffs
to picket and leaflet within the Galleria. The Supreme Court’s analysis in
5
Although plaintiffs point to testimony by DPAC officials indicating that, under
Denver’s written DPAC speech policy, they could have theoretically refused to permit access to
the Galleria on the basis of plaintiff’s viewpoint, they provide no evidence that they did so here.
Instead, the evidence shows consistent application of a ban.
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International Society for Krishna Consciousness, Inc. v. Lee, 505 U.S. 672
(1992), guides us in this inquiry. In Lee, members of a non-profit religious
organization wished to solicit donations and distribute written materials within
several airport terminals owned and operated by the Port Authority of New York
and New Jersey. A Port Authority regulation which forbade the repetitive
solicitation of money or distribution of literature prevented them from engaging
in such activities. The religious organization filed a § 1983 claim against the
Superintendent of the Port Authority, asserting a First Amendment facial
challenge to the Port Authority’s regulation. The Supreme Court held that the
airport was a nonpublic forum and that the Port Authority’s ban on solicitation
was reasonable. See id. at 680-85. However, the Court also found the ban on
leafletting unreasonable given the multipurpose nature of the airports and the
evidence in the record. See id. at 692 (O’Connor, J., concurring). In actuality,
this constitutes only Justice O’Connor’s view, who provided the swing vote in the
highly-fractured Lee decision, but as the narrowest majority holding, we are
bound by it. See Lee v. International Soc’y for Krishna Consciousness, Inc., 505
U.S. 830, 831 (1992) (announcing, per curiam, the judgment of the Court on the
question of leafletting); Chicago Acorn v. Metropolitan Pier & Exposition Auth.,
150 F.3d 695, 702 (7th Cir. 1998).
In her concurring opinion, Justice O’Connor elaborated on the
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reasonableness standard, stating that: “The reasonableness of the Government’s
restriction [on speech in a nonpublic forum] must be assessed in light of the
purpose of the forum and all the surrounding circumstances.” Lee, 505 U.S. at
687 (O’Connor, J., concurring) (alterations in original) (quoting Cornelius v.
NAACP Legal Defense & Educ. Fund, Inc., 473 U.S. 788, 809 (1985)). Justice
O’Connor then examined the characteristics of the airports, noting that in contrast
to typical single-purpose facilities, the airports were “huge complex[es] open to
travelers and nontravelers alike” that contain a multitude of commercial
establishments, including: “restaurants, cafeterias, snack bars, coffee shops,
cocktail lounges, post offices, banks, telegraph offices, clothing shops, drug
stores, food stores, nurseries, barber shops, currency exchanges, art exhibits,
commercial advertising displays, bookstores, newsstands, dental offices, and
private clubs.” Id. at 688 (O’Connor, J., concurring). After analyzing the nature
of the expressive activity at issue, Justice O’Connor concluded that unlike
solicitation, which poses problems of congestion and fraud, “it is difficult to point
to any problems intrinsic to the act of leafletting that would make it naturally
incompatible with a large, multipurpose forum such as those at issue here.” Id. at
690 (O’Connor, J., concurring).
Justice O’Connor’s opinion in Lee has created some confusion as to the
level of scrutiny applied under the reasonableness test. Chief Judge Posner very
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recently noted that “[w]hat is particularly interesting about Justice O’Connor’s
swing opinion is that it blurs the line between the public and non-public forum,
suggesting a sliding scale approach--a standard versus a rule of categories--in
which the benefits and costs of free speech are balanced in particular settings.”
Chicago Acorn, 150 F.3d at 703. Thus, Justice O’Connor’s opinion in Lee
describes the reasonableness test as a factually-intensive, individualized inquiry.
Such an approach leaves unclear whether the right to leaflet found in Lee would
extend to the Galleria. To make this determination we must, like the Court in
Lee, examine the particular nature of public expression in this case and the extent
to which it interferes with the designated purposes of the Galleria, given the
Galleria’s physical attributes. See Lee, 505 U.S. at 689 (O’Connor, J.,
concurring).
To be sure, the physical characteristics of the Galleria distinguish it from
the airports in Lee. While it is true that the Galleria contains or is adjacent to a
few commercial establishments, they do not compare in number or variety to
those found within airports. The record indicates that three commercial
establishments within the DPAC are incidental to its primary purpose of
showcasing artistic performances. They provide food and souvenirs to DPAC
patrons. In fact, one opens only proximate to times of performances. This differs
significantly from the “wide range of activities” promoted at the airport in Lee,
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id. at 688 (O’Connor, J., concurring), which Justice O’Connor characterized as “a
shopping mall as well as an airport,” see id. at 689 (O’Connor, J., concurring); cf.
Chicago Acorn, 150 F.3d at 703-04 (finding indoor shopping mall area was
similar to airport in Lee). Another physical difference between the Galleria and
an airport is its size. Unlike airports, which Justice O’Connor describes as “huge
complex[es],” Lee, 505 U.S. at 688 (O’Connor, J., concurring), the Galleria is a
comparatively narrow corridor, having a width between 32 and 40 feet. Cf.
Chicago Acorn, 150 F.3d at 698, 704 (applying Lee holding to the Navy Pier,
which is approximately 400 feet wide and 3000 feet long).
In essence, the Galleria has more limited purposes than a large,
multipurpose environment like an international airport or a mall. The Galleria
serves as the exclusive means of ingress to and egress from the adjacent
performing arts complexes, and it also functions as an extended lobby area where
patrons can congregate before performances and during intermission.
Additionally, the Galleria is the main evacuation route for the performing arts
complexes in the event of an emergency. It is with an eye towards these limited
purposes that we gauge whether the speech restriction in this case is reasonable.
Because we are faced with an “as applied” rather than a facial challenge,
we must examine the city’s interest in preserving the forum for its designated uses
in light of the actual or proposed use the plaintiffs intended to make of the forum.
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The record indicates that plaintiffs planned to demonstrate in the Galleria for
approximately one hour before the performance of “Romeo and Juliet” and about
ten minutes after. They intended to stage similar demonstrations at performances
of “The Nutcracker.” We therefore consider Denver’s application of the speech
restriction only during times just before and after performances and express no
opinion as to the restriction’s application at other times.
Plaintiffs sought to dispatch approximately twenty-five individuals, dressed
in formal attire, throughout the Galleria to distribute leaflets to DPAC patrons as
they passed by. 6 Although Denver admits that plaintiffs did not cause any
congestion problems or major disruption on the particular occasion that they
demonstrated within the Galleria, that is not dispositive. “[T]he Government need
not wait until havoc is wreaked to restrict access to a nonpublic forum.”
Cornelius v. NAACP Legal Defense & Educ. Fund, Inc., 473 U.S. 788, 810
(1985). We must therefore consider whether plaintiffs’ proposed use could have
conceivably run afoul of the city’s interest in preserving the forum for its
intended use.
Given the Galleria’s physical attributes and purposes as well as the
circumstances under which plaintiffs sought to protest, we conclude that the city’s
6
Because plaintiffs clearly wanted to leaflet as well as picket, we must consider these
activities in combination in this “as applied” challenge. Thus, we express no opinion regarding
plaintiffs’ First Amendment rights had they wished solely to picket in the Galleria.
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decision to deny plaintiffs access was reasonable and consistent with Denver’s
legitimate interest in “preserv[ing] the property . . . for the use to which it was
lawfully dedicated.” Perry Educ. Ass’n v. Perry Local Educators’ Ass’n, 460 U.S.
37, 50-51 (1983) (internal quotation marks and citations omitted). It is important
that the times when plaintiffs wished to picket and leaflet in the Galleria are
precisely when the Galleria reaches peak traffic flow. During these times, the
Galleria can become extremely crowded, making it difficult for DPAC patrons to
move about freely. Protests, including leafletting, present a legitimate risk of
congestion during peak hours in a forum as spatially confined as the Galleria.
While leafletting is a mechanical process that is less obtrusive than in-person
solicitation, this does not mean that it does not carry its own problems. In a
forum the size of the Galleria, when a steady flow of pedestrian traffic is
occurring, one cannot ignore the possibility that twenty-five or more individuals
remaining stationary or walking against the flow of traffic could cause some
obstruction. Some DPAC patrons may also prefer to avoid the leafletters entirely,
thereby changing their direction, further disrupting the flow of pedestrian traffic.
Moreover, as Chief Justice Rehnquist noted in his dissenting opinion in Lee, some
DPAC patrons “may choose not simply to accept the material but also to stop and
engage the leafletter in debate, obstructing those who follow.” 505 U.S. at 831
(Rehnquist, C.J., dissenting). But see Jews for Jesus, Inc. v. Massachusetts Bay
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Transp. Auth., 984 F.2d 1319, 1324-25 (1st Cir. 1993) (striking down a ban on
leafletting in subway system and stating that “[t]he Supreme Court [in Lee] has
dismissed the danger to traffic congestion as a justification to ban leafletting”).
This risk of congestion presents real safety concerns, especially considering the
Galleria serves as the emergency exit for the entire complex.
Furthermore, allowing groups, including the plaintiffs, to leaflet and
express themselves before and after performances invites a host of additional
expressive activity at odds with the DPAC’s limited purpose as an entertainment
venue. We agree with defendants that such activity could seriously disrupt the
ability of the Galleria to serve its designated functions. Denver’s interest in
preserving the Galleria for such purposes, in turn, provides its patrons with a safe
and comfortable environment for DPAC events. The leafletting ban reasonably
serves that interest, for we find nothing unreasonable in Denver’s decision to
keep the Galleria area clear of leafletters and protestors during its peak times. 7
7
Although we are not required to make such a finding, our conclusion regarding the
reasonableness of Denver’s DPAC speech restrictions as applied to the plaintiffs is bolstered by
the fact that ample alternative channels for communication remain available to plaintiffs.
Plaintiffs were free to demonstrate on the public sidewalks surrounding the DPAC. Up to 40 or
50 percent of DPAC patrons enter the DPAC via these sidewalks. Furthermore, plaintiffs could
have used signs readable by passing motorists as they entered the DPAC garage. Thus, plaintiffs
could have, by alternative means, reached a large portion of the DPAC patrons. The fact that
using the Galleria was the most efficient means of disseminating their message did not entitle
them to access. See Cornelius, 473 U.S. at 809 (“The First Amendment does not demand
unrestricted access to a nonpublic forum merely because use of that forum may be the most
efficient means of delivering the speaker’s message.”).
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Cf. United States v. Kokinda, 497 U.S. 720, 731-33 (1990) (finding solicitation
ban on sidewalk designated as route from parking lot to post office is reasonable
because solicitation disrupts post office business); Cornelius, 473 U.S. at 808-10
(finding reasonable the exclusion of legal defense and political advocacy group
from organized federal employee charity drive designed to provide direct health
and welfare services to individuals because government sought to provide direct,
rather than indirect, assistance and government sought to avoid workplace
disruption and reduced campaign participation that could result from inclusion of
groups viewed as political); Chicago Acorn, 150 F.3d at 703 (striking down total
ban on leafletting on the Navy Pier, but finding that “plaintiffs should not be
permitted to hand out leaflets in places where pedestrian traffic would be
obstructed”). We reiterate that a speech restriction in a nonpublic forum “need
not be the most reasonable or the only reasonable limitation,” Lee, 505 U.S. at
683 (quoting Kokinda, 497 U.S. at 730 (plurality opinion)), in order to pass
constitutional muster. Plaintiffs are therefore not entitled to the injunctive relief
sought in their complaint.
We add that insofar as plaintiffs appeal the district court’s decision not to
grant a preliminary injunction, that decision is reviewed only for an abuse of
discretion. See Chemical Weapons Working Group, Inc. v. United States Dep’t of
the Army, 111 F.3d 1485, 1489 (10th Cir. 1997). “An abuse of discretion occurs
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only when the trial court bases its decision on an erroneous conclusion of law or
where there is no rational basis in the evidence for the ruling.” Id. (quoting In re
Coordinated Pretrial Proceedings in Petro. Prod. Anti-trust Litig., 669 F.2d 620,
623 (10th Cir. 1982)). After reviewing the merits of plaintiffs’ claim and finding
no First Amendment violation, we also conclude that the trial court did not abuse
its discretion in denying plaintiffs’ request for a preliminary injunction.
IV. Conclusion
For the reasons discussed above, plaintiffs have failed to show that
defendants violated their First Amendment rights. Accordingly, we AFFIRM the
decision of the district court.
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Attachment not available electronically.