F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
APR 19 1999
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
TIMOTHY JOHN GREENE,
Plaintiff - Appellant,
v. No. 98-8048
PATRICK C. BARRETT, in his
official capacity as Sheriff of Laramie
County, Wyoming, and in his
individual capacity,
Defendant - Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF WYOMING
(D. Ct. No. 97-CV-004-J)
Mitchell E. Osborn, Grant & Osborn, Cheyenne, Wyoming, appearing for
Plaintiff-Appellant.
Terry L. Armitage, Cheyenne, Wyoming, appearing for Defendant-Appellee.
Before PORFILIO, McKAY, and TACHA, Circuit Judges.
TACHA, Circuit Judge.
Plaintiff-Appellant Timothy John Greene, a deputy sheriff of Laramie
County, Wyoming, brought this civil rights action under 42 U.S.C. § 1983,
claiming that defendant reduced his rank without due process of law. The district
court granted summary judgment in favor of defendant on the ground that he was
entitled to qualified immunity. We exercise jurisdiction pursuant to 28 U.S.C. §
1291 and affirm.
Immediately prior to the events giving rise to this action, Mr. Greene held
the position of Administrative Lieutenant with the Laramie County Sheriff’s
Department. On January 3, 1995, just days after Mr. Barrett took office as
sheriff, Mr. Greene received a letter from defendant stating that he was being
“reassigned,” without a right of review, to a new position with a reduced rank of
sergeant. Mr. Barrett did not, however, discharge plaintiff from employment, and
Mr. Greene continues to work for the Laramie County Sheriff’s Department.
Mr. Barrett asserts that the employment action taken with respect to Mr.
Greene was part of a reorganization prompted by a consulting firm study
completed shortly before he took office. Laramie County retained the consulting
firm, Personnel Concepts, Inc., to review its efficiency and to recommend
revisions to the county’s governmental structure and staffing. The sheriff’s
department had four lieutenant positions, each involving different responsibilities.
Personnel Concepts recommended elimination of two lieutenant positions,
including plaintiff’s. Prior to implementing the recommendation, Mr. Barrett
sought legal advice from the Laramie County Attorney’s Office and the Wyoming
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Attorney General’s Office regarding the legality of the reorganization plan.
Mr. Greene, on the other hand, presents a far different impression of the
events in the case. Before Mr. Barrett was elected sheriff, he held a position
subordinate to Mr. Greene. Mr. Greene claims that during the years preceding
defendant’s election, relations between them became strained. This rift was
exacerbated when Mr. Greene chose to support an opposing candidate in the 1994
sheriff election. Mr. Greene also asserts that Mr. Barrett openly promised to take
adverse action against him if elected. Thus, according to plaintiff, the
“reorganization” constituted a subterfuge for defendant’s primary objective of
retaliating against him and forcing him out of the sheriff’s department.
On January 3, 1997, Mr. Greene brought a § 1983 action against the
defendant, claiming that defendant reduced his rank in violation of the Fourteenth
Amendment. Mr. Barrett moved for summary judgment, arguing that he was
entitled to qualified immunity. The district court granted defendant’s motion.
This appeal followed.
Standard of Review
We review the district court’s grant of summary judgment de novo,
applying the same legal standard used by the district court. See Byers v. City of
Albuquerque 150 F.3d 1271, 1274 (10th Cir. 1998). Summary judgment is
appropriate “if the pleadings, depositions, answers to interrogatories, and
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admissions on file, together with the affidavits, if any, show that there is no
genuine issue as to any material fact and that the moving party is entitled to a
judgment as a matter of law.” Fed. R. Civ. P. 56(c). When applying this
standard, we view the evidence and draw reasonable inferences therefrom in the
light most favorable to the nonmoving party. See Byers, 150 F.3d at 174.
If there is no genuine issue of material fact in dispute, we determine whether the
district court correctly applied the substantive law. See Kaul v. Stephan, 83 F.3d
1208, 1212 (10th Cir. 1996).
I.
The Fourteenth Amendment protects individuals from deprivations of “life,
liberty, or property, without due process of law.” U.S. Const. amend. XIV. Mr.
Greene contends that defendant deprived him of a property interest without
sufficient process. 1 This court engages in a two-step inquiry to determine if a
plaintiff has been denied procedural due process. First, we determine whether the
individual had a protected interest under the Due Process Clause. See, e.g.,
Watson v. University of Utah Med. Ctr., 75 F.3d 569, 577 (10th Cir. 1996). If so,
we examine whether he or she received an appropriate level of process. See id.
1
The Due Process Clause has two components: procedural due process and
substantive due process. See Archuleta v. Colorado Dep’t of Insts., Div. of Youth
Servs., 936 F.2d 483, 490 (10th Cir. 1991). Plaintiff makes only a procedural due
process claim.
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Plaintiff argues that under Wyo. Stat. Ann. § 18-3-611, he had a protected
property interest in continued employment at his rank of lieutenant. We agree.
“Property interests . . . are not created by the Constitution. Rather they are
created and their dimensions are defined by existing rules and understandings that
stem from an independent source such as state law . . . that secure certain benefits
and that support claims of entitlement to those benefits.” Board of Regents of
State Colleges v. Roth, 408 U.S. 564, 577 (1972); accord Cleveland Bd. of Educ.
v. Loudermill, 470 U.S. 532, 538 (1985); Driggins v. City of Oklahoma City, 954
F.2d 1511, 1513 (10th Cir. 1992). In order to create a property interest, the state
statute or regulation must give the recipient “a legitimate claim of entitlement to
[the benefit],” in this case, the benefit of continued employment at a particular
rank. Roth, 408 U.S. at 577. Detailed procedures in a state statute or regulation
are not, by themselves, sufficient to create a property interest. See Hennigh v.
City of Shawnee, 155 F.3d 1249, 1254 (10th Cir. 1998); Stiesberg v. California,
80 F.3d 353, 357 (9th Cir. 1996). However, we recently held that a state statute
or regulation can create a protected property interest in a particular employment
status or rank if it “places substantive restrictions on the discretion to demote an
employee, such as providing that discipline may only be imposed for cause.”
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Hennigh, 155 F.3d at 1254; 2 cf. Anglemyer v. Hamilton County Hosp., 58 F.3d
533, 539 (10th Cir. 1995) (stating that a statutory provision or contract qualifying
an employer’s discretion to reassign or transfer the employee may create a
property interest in employee’s position); Melton v. City of Oklahoma City, 879
F.2d 706, 719 (10th Cir. 1989) (finding a property interest in police officer’s
retired status because state statute and the city’s operation manual provided
benefits to retired officers). In Hennigh, we found that a collective bargaining
agreement entered into pursuant to state law gave the plaintiff, a police lieutenant,
a property right in his rank with the police department. See 155 F.3d at 1255.
We face an analogous situation here.
Under Wyoming law, “[a] deputy sheriff shall not be discharged, reduced in
rank or suspended without pay except for cause and after notice and opportunity
for a hearing.” Wyo. Stat. Ann. § 18-3-611(b) (emphasis added). 3 Thus, § 18-3-
2
This conclusion is in accord with that of other circuits. See, e.g., Kelly v.
Borough of Sayreville, 107 F.3d 1073, 1077 (3d Cir. 1997) (finding that New
Jersey law preventing reduction in rank except for just cause undoubtedly created
a property interest in police officer’s position); Williams v. Kentucky, 24 F.3d
1526, 1537-38 (6th Cir. 1994) (finding a Kentucky statute that prevented
demotion except for cause created a property interest in higher-ranking job);
Sowers v. City of Fort Wayne, 737 F.2d 622, 624 (7th Cir. 1984) (holding that
state statute and local ordinance created a property interest which “entitle a fire
fighter not only to continued employment, but to hold his rank unless and until the
Board [of Public Safety], after a hearing, finds cause other than politics for his
demotion”).
3
We note that § 18-3-611 only applies to sheriff’s departments that have at
least twenty sworn, nonprobationary, full-time deputy sheriffs. See id. § 18-3-
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611(b) imposes a substantive limitation on a sheriff’s discretion to reduce the
rank of a deputy sheriff. Moreover, this limitation is unaffected in this case by
the three exceptions to the otherwise unqualified language of § 18-3-611(b).
First, § 18-3-611(c) states that “a deputy sheriff accused of a matter for which the
sheriff may discharge him may be suspended with pay for a reasonable length of
time necessary to investigate and take final action on the matter.” This first
exception does not apply because this case does not involve a disciplinary matter.
Section 18-3-611(d), which states that “[a] sheriff may in his discretion reduce in
rank a member of the executive staff but shall not terminate him without cause,”
is also inapplicable. Plaintiff contends that he is not a member of the executive
staff as defined by § 18-3-611(a), and the defendant does not dispute this fact.
The final exception, contained in § 18-3-611(e), applies to office reorganizations
and states: “This section does not prohibit or restrict discharges from
employment, in order of lowest ranking deputies first, for the purposes of
reorganization of the sheriff’s office or for the reason of lack of funds.” Id. § 18-
3-611(e) (emphasis added). While § 18-3-611(e) clearly applies to office
reorganizations such as the one at issue here, the provision speaks only to
discharges, not reductions in rank. Thus, we find this final exception also
611(a). No party raised the issue of whether this threshold requirement was met
at the time plaintiff was reassigned. Indeed, all the parties and the court below
assumed the applicability of the statute. Therefore, we do the same.
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inapplicable.
Because defendant’s action in reducing plaintiff’s rank comes squarely
under § 18-3-611(b) and does not fit one of the statute’s qualifications, plaintiff
has shown that he had a legitimate expectation of continued employment at his
rank of lieutenant. Consequently, we find that Wyoming law creates a property
interest in the plaintiff’s rank.
Having found that Mr. Greene had a property interest in his rank under the
Due Process Clause, we turn our attention to whether defendant afforded plaintiff
a sufficient amount of process prior to reducing plaintiff’s rank. We easily
conclude this inquiry here because plaintiff was deprived of his property interest
without cause 4 and absent any process. The record indicates that plaintiff
received no hearing before his reduction in rank. Indeed, Mr. Barrett notified Mr.
Greene that he would have no right of review of the decision even after the
reassignment had taken effect. Whatever level of process was required in this
situation under the Due Process Clause, plaintiff clearly did not receive it.
Therefore, Mr. Greene has established that he was deprived of his property
interest in his rank without due process of law in violation of the Fourteenth
4
“Cause” for the purpose of § 18-3-611 is defined as “a cause or
justification which bears a reasonable relationship to the deputy sheriff’s ability
and fitness to perform and discharge the duties of his or her position.” Lucero v.
Mathews, 901 P.2d 1115, 1123 (Wyo. 1995).
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Amendment. 5
II.
Defendant contends that even if plaintiff’s procedural due process rights
were violated, his defense of qualified immunity nonetheless entitles him to
summary judgment. The qualified immunity doctrine “shields government
officials performing discretionary functions from individual liability under 42
U.S.C. § 1983 unless their conduct violates ‘clearly established statutory or
constitutional rights of which a reasonable person would have known.’” Baptiste
v. J.C. Penney Co., Inc., 147 F.3d 1252, 1255 (10th Cir. 1998) (quoting Harlow v.
Fitzgerald, 457 U.S. 800, 818 (1982)). As recently stated by this court, the law
grants government officials qualified immunity in such circumstances because
5
To the extent that Mr. Greene also asserts on appeal that defendant
infringed upon his liberty interest in his good name and reputation by wrongfully
reducing his rank and making defamatory statements about him, his argument
fails. “Damage to one’s reputation alone . . . is not enough to implicate due
process protections.” Jensen v. Redevelopment Agency of Sandy City, 998 F.2d
1550, 1558 (10th Cir. 1993) (citing Paul v. Davis, 424 U.S. 693, 701 (1976)).
Among other requirements, the alleged stigmatization must harm some other
interest, such as established business relationships or existing employment
opportunities. See Workman v. Jordan, 32 F.3d 475, 481 (10th Cir. 1994);
Jensen, 998 F.2d at 1558-59. Mr. Greene provided no evidence supporting his
claim that he has lost his ability to work in his chosen field. To the contrary, the
parties concede that plaintiff not only continues to work for the Laramie County
Sheriff’s Department, he currently occupies a higher rank than he did prior to Mr.
Barrett becoming sheriff. In sum, Mr. Greene fails to allege facts sufficient to
establish that he has been deprived of a liberty interest in violation of the Due
Process Clause.
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“it is impossible to know whether the claim is well-founded until the
case has been tried,” and “to submit all officials, the innocent as well
as the guilty, to the burden of a trial and to the inevitable danger of
its outcome, would dampen the ardor of all but the most resolute, or
the most irresponsible, in the unflinching discharge of their duties.”
Horstkoetter v. Department of Pub. Safety, 159 F.3d 1265, 1277 (10th Cir. 1998)
(quoting Gregoire v. Biddle, 177 F.2d 579, 581 (2d Cir. 1949)); see also Hunter v.
Bryant, 502 U.S. 224, 229 (1991) (per curiam) (noting that the qualified immunity
doctrine “gives ample room for mistaken judgments by protecting all but the
plainly incompetent or those who knowingly violate the law” (internal quotation
marks and citations omitted)). In essence, the doctrine of qualified immunity
“strik[es] a balance between compensating those who have been injured by
official conduct and protecting government’s ability to perform its traditional
functions.” Lawmaster v. Ward, 125 F.3d 1341, 1347 (10th Cir. 1997).
When a defendant pleads qualified immunity, the plaintiff has the heavy
burden of establishing: (1) that the defendant’s actions violated a federal
constitutional or statutory right; and (2) that the right violated was clearly
established at the time of the defendant’s actions. See Horstkoetter, 159 F.3d at
1277-78 (10th Cir. 1998). As discussed above, plaintiff has satisfied the first part
of his burden by establishing that defendant’s actions violated the Fourteenth
Amendment. We therefore need only consider whether Mr. Greene’s due process
property right was clearly established at the time of defendant’s actions.
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For a right to be clearly established, “[t]he contours of the right must be
sufficiently clear that a reasonable official would understand that what he is doing
violates that right.” Anderson v. Creighton, 483 U.S. 635, 640 (1987); accord
Horstkoetter, 159 F.3d at 1278. Although the very action in question need not
have been previously declared unlawful, “in the light of pre-existing law the
unlawfulness must be apparent.” Anderson, 483 U.S. at 640. This is generally
accomplished when there is controlling authority on point or when the clearly
established weight of authority from other courts supports plaintiff’s
interpretation of the law. See Medina v. City & County of Denver, 960 F.2d
1493, 1498 (10th Cir. 1992).
To prove that his asserted property right was clearly established, plaintiff
relies entirely on the language of Wyo. Stat. Ann. § 18-3-611 and a Wyoming
Supreme Court opinion decided after plaintiff’s reassignment, Lucero v. Mathews,
901 P.2d 1115 (Wyo. 1995). In Lucero, the court found that a deputy terminated
without cause “had a statutorily and constitutionally protected property interest in
continued public employment and that a reasonable sheriff should have known
and understood this.” Id. at 1120. Even if we were to rely on Lucero, we find
that it does not adequately address the crux of the problem in this case. Despite
the fact that the plaintiff in Lucero was demoted before he was terminated, the
court addressed exclusively the discharge from employment issue. See id. at
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1117, 1119-20. Also, the plaintiff was discharged for allegedly mishandling
cases, not as a result of a departmental reorganization. See id. at 1117. Lucero
thus dealt only with the protections of § 18-3-611(b) and did not address § 18-3-
611(e), which sets forth the proper handling of discharges made pursuant to a
sheriff’s office reorganization.
In the case before us, the employment decision, a reduction in rank, was
allegedly made pursuant to a reorganization. This raises the question of whether
the reorganization exception of § 18-3-611(e) applies in the case of rank
reductions, a question that, as discussed above, the Wyoming Supreme Court did
not address in Lucero. We therefore turn our attention to the language of § 18-3-
611. While § 18-3-611(e) expressly addresses reorganization discharges, it is
silent with respect to how sheriffs should institute reductions in rank. We find
the statute ambiguous in this regard.
In light of this ambiguity, § 18-3-611 can be interpreted in at least three
ways. First, as plaintiff asserts, § 18-3-611(e) could apply not only to discharges,
but also to reductions in rank. Plaintiff contends this requires a sheriff to
implement rank reductions made pursuant to an office reorganization by seniority.
Second, as defendant asserts, § 18-3-611(e) may apply to rank reductions made
pursuant to an office reorganization, but it dictates that such decisions be made in
order of “lowest ranking deputies first,” id., rather than by seniority. According
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to defendant, Greene had the same rank as the other three lieutenants and
therefore had no superior right to his position vis-a-vis the others. Finally, § 18-
3-611(e)’s silence on rank reductions could represent the legislature’s decision
not to grant an exception from the protections of § 18-3-611(b) for these
decisions. Under this interpretation, all reductions in rank must be made for
cause and after an opportunity for a hearing, whether disciplinary or made as part
of an office reorganization. Although we have concluded that the unqualified
language of § 18-3-611(b) makes the third interpretation the most persuasive, it
was not clear that this was the only acceptable interpretation at the time plaintiff
was reassigned. The fact that Mr. Greene himself urges a different interpretation
of the law than we adopt above only underscores this conclusion. Consequently,
neither the language of § 18-3-611 nor Lucero clearly established a property
interest in a deputy sheriff’s rank in the case of a reorganization. In addition, our
own research uncovered no clearly established weight of authority from other
courts pertaining to this question. We therefore hold that plaintiff has failed to
show that the asserted property right was clearly established at the time defendant
reduced his rank. Accordingly, the defendant is entitled to qualified immunity
from plaintiff’s § 1983 claim.
Conclusion
For the reasons discussed above, we AFFIRM the order of the district court
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granting summary judgment in favor of defendant.
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