F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
JUN 24 1999
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
HARRY D. FLOYD,
Plaintiff-Appellant,
v. No. 98-5153
(D.C. No. 97-CV-321-M)
KENNETH S. APFEL, Commissioner (N.D. Okla.)
of Social Security Administration,
Defendant-Appellee.
ORDER AND JUDGMENT *
Before ANDERSON and KELLY , Circuit Judges, and BROWN , ** Senior
District Judge.
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
**
Honorable Wesley E. Brown, Senior District Judge, United States District
Court for the District of Kansas, sitting by designation.
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument.
Plaintiff Harry D. Floyd appeals from an order of the district court
affirming the Commissioner’s determination that he is not entitled to Social
Security benefits. We affirm.
We review the Commissioner’s decision to determine whether his factual
findings were supported by substantial evidence in light of the entire record and
to determine whether he applied the correct legal standards. See Castellano v.
Secretary of Health & Human Servs., 26 F.3d 1027, 1028 (10th Cir. 1994).
“Substantial evidence is such relevant evidence as a reasonable mind might accept
as adequate to support a conclusion.” Id. (quotations omitted). In the course of
our review, we may “neither reweigh the evidence nor substitute our judgment for
that of the agency.” Casias v. Secretary of Health & Human Servs., 933 F.2d 799,
800 (10th Cir. 1991).
Mr. Floyd alleged disability as of March 1994 due to back problems
resulting from lumbar sprain and spina bifida, a congenital condition; heart
problems; mental impairments; rib pain; and carpal tunnel syndrome. The
administrative law judge (ALJ) determined that Mr. Floyd was not disabled at
step five of the five-step sequential process, see Williams v. Bowen, 844 F.2d
748, 750-52 (10th Cir. 1988), as he could perform sedentary work.
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On appeal, Mr. Floyd contends the ALJ’s hypothetical to the vocational
expert was too limited and he failed to discuss the evidence he considered in
reaching the conclusions noted on the psychiatric review technique form. He also
argues that the ALJ, at step three, failed to discuss the evidence he considered in
determining that Mr. Floyd was not disabled as to his mental impairment. 1
In his
reply brief, Mr. Floyd specifically states that he has abandoned any issues
involving his “pain and limited mobility” as his argument on appeal specifically
concerns his mental impairments. Reply Br. at 3.
The record shows that Mr. Floyd’s treating physician has twice opined that
Mr. Floyd is totally disabled. See App. Vol. II at 309, 388. However, this
opinion was based in part on Mr. Floyd’s physical condition and in part on his
depression. Mr. Floyd does not contest the ALJ’s determination that his pain and
restricted mobility limited him to sedentary work. The ALJ properly rejected
Dr. Collins’ opinion that Mr. Floyd was totally disabled. Dr. Collins’ opinion is
not “well–supported by medically acceptable clinical . . . diagnostic techniques
and is . . . inconsistent with the other substantial evidence in” the record. 20
C.F.R. § 404.1527(d)(2); see also Castellano, 26 F.3d at 1029. Thus, it was not
entitled to controlling weight.
1
This argument was not raised to the district court and will not be discussed
here. See Crow v. Shalala, 40 F.3d 323, 324 (10th Cir. 1994).
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Dr. Collins’ medical notes show that he thought Mr. Floyd’s depression was
improving. Further, Mr. Floyd was seen at a mental health clinic where no one
was of the opinion that Mr. Floyd was unable to work. Indeed, referral to
vocational rehabilitation was recommended should Mr. Floyd wish to explore new
career opportunities. See App. Vol. II at 327. A specialist’s opinion is entitled to
more weight than that of a nonspecialist. See 20 C.F.R. § 404.1527(d)(5).
We see no reversible error in the ALJ’s completion of the psychiatric
review technique form . In his opinion, the ALJ discussed the evidence in the
record concerning Mr. Floyd’s mental impairment. This discussion related
directly to the mental health clinic’s evaluation and treatment record thus
complying with our directives in Washington v. Shalala , 37 F.3d 1437, 1442 (10th
Cir. 1994).
Due to the fact that we have held that the ALJ’s determination of the
severity of Mr. Floyd’s mental impairment is supported by the record, the
hypothetical presented to the vocational expert met the applicable standard. See
Evans v. Chater , 55 F.3d 530, 532 (10th Cir. 1995) (ALJ’s hypothetical questions
to vocational expert “must include all (and only) those impairments borne out by
the evidentiary record”).
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As the ALJ properly rejected Dr. Collins’ opinion, the judgment of the
United States District Court for the Northern District of Oklahoma is
AFFIRMED.
Entered for the Court
Stephen H. Anderson
Circuit Judge
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