F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
OCT 29 1999
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff - Appellee, No. 98-2255
v. (D. New Mexico)
QUINCY DEANDRE KELLY, (D.C. No. CR-97-497-HB)
Defendant - Appellant.
ORDER AND JUDGMENT *
Before ANDERSON, KELLY, and BRISCOE, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Quincy Deandre Kelly pleaded guilty to one count of possessing marijuana
with intent to distribute in violation of 21 U.S.C. § 841(a)(1), and a jury
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
convicted him of a related charge of using or carrying a gun in connection with a
drug crime, in violation of 18 U.S.C. § 924. In this appeal from the sentence
imposed, Kelly contends that the district court miscalculated his offense level
reduction for acceptance of responsibility on the § 841(a)(1) offense. We affirm.
On July 23, 1997, Kelly was a passenger in a car driven by a friend. At a
border control point in New Mexico, agents discovered a duffel containing
marijuana in the car’s trunk, and Kelly admitted ownership of a firearm located in
a duffel behind the front seat. However, he claimed the firearm was unrelated to
the drug crime. Both the driver and Kelly were indicted on drug and related
firearm charges. Trial was initially set for October 15, 1997. Following a
government motion for a continuance in order to facilitate plea negotiations, the
trial was reset for December 9, 1997. Kelly’s codefendant entered a plea
agreement in late October. On November 5, Kelly entered a plea to the drug
trafficking charge only. Unlike his codefendant, Kelly’s plea did not result from
an agreement with the government.
On November 12, Kelly’s first jury trial on the gun charge began. When
the jury could not reach a verdict, the court declared a mistrial. Subsequently, on
December 9, a second jury trial commenced, and this time a guilty verdict was
returned. The subsequent Presentence Investigation Report (PSR) recommended a
two point offense level reduction for acceptance of responsibility related to
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Kelly’s guilty plea on his § 841 conviction. Without objection from either Kelly
or the government, 1 the district court accepted the PSR recommendation. The
court then sentenced Kelly to twenty-one months under the guidelines on the drug
conviction, and to a consecutive statutory term of five years on the § 924
conviction. Kelly now appeals, contending that the district court committed plain
error when it failed to accord him the full three point offense level reduction
related to his timely guilty plea on the § 841 charge.
Pursuant to USSG § 3E1.1(a), if the defendant clearly demonstrates
acceptance of responsibility for his offense, the district court shall “decrease the
offense level by 2 levels.” Id. Additionally, if the defendant qualifies for a
reduction under subsection (a), and the offense level before that reduction is
sixteen or greater, “and the defendant has assisted authorities in the investigation
or prosecution of his own misconduct by . . . timely notifying authorities of his
intention to enter a plea of guilty, thereby permitting the government to avoid
preparing for trial and permitting the court to allocate its resources efficiently,”
the court shall “decrease the offense level by 1 additional level.” USSG
§ 3E1.1(b).
1
In its responsive brief, the government challenges Kelly’s entitlement to
the two point reduction for acceptance of responsibility. Because the government
failed to make this argument before the district court, we do not consider it. See
Walker v. Mather (In re Walker), 959 F.2d 894, 896 (10th Cir. 1992).
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Kelly’s entitlement to an additional reduction for acceptance of
responsibility under subsection (b) involves resolutions of fact which we would
review under a clearly erroneous standard, had Kelly properly objected at
sentencing. See United States v. McCollom, 12 F.3d 968, 972 (10th Cir. 1993).
However, as noted, Kelly failed to object to the PSR and otherwise failed to raise
his entitlement to the additional reduction before the district court. Therefore, we
review the district court’s application of the sentencing guidelines for plain error
only. Fed. R. Crim. P. 52(b); see United States v. Jones, 80 F.3d 436, 438 (10th
Cir. 1996). Under the plain error standard, Kelly must show clear or obvious
error that affected his substantial rights and seriously affected the integrity of the
judicial proceedings. See Johnson v. United States, 520 U.S. 461, 467 (1997).
Although a court’s erroneous resolution of a legal question which results in the
misapplication of a guideline provision may constitute plain error, see United
States v. Ivy, 83 F.3d 1266, 1294-95 (10th Cir. 1996), we have generally held that
factual disputes regarding the applicability of a particular guideline do not rise to
the level of plain error. Id. at 1294; Jones, 80 F.3d at 438; see also United States
v. Deninno, 29 F.3d 572, 580 (10th Cir. 1994) (noting that failure to object to a
presentence report’s statement of fact constitutes a waiver of the issue).
In this case, Kelly’s failure to raise the matter before the district court
deprived that court of the opportunity to make the requisite factual findings
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regarding Kelly’s entitlement to an additional reduction. Under the
circumstances, we conclude the court’s failure to grant an additional reduction
pursuant to USSG § 3E1.1(b) does not rise to the level of plain error.
AFFIRMED.
ENTERED FOR THE COURT
Stephen H. Anderson
Circuit Judge
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