F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
NOV 5 1999
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
DOYLE G. OLSEN,
Plaintiff-Appellant,
v. No. 99-4027
(D.C. No. 97-CV-83K)
SHEILA WIDNALL, Secretary, (D. Utah)
Department of the Air Force,
Defendant-Appellee.
ORDER AND JUDGMENT *
Before ANDERSON , BARRETT , and BRISCOE , Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Plaintiff-appellant Doyle G. Olsen appeals from a summary judgment
granted in favor of defendant-appellee and from denial of his cross-motion for
summary judgment on his claim brought pursuant to the Age Discrimination in
Employment Act of 1967 (ADEA), 29 U.S.C. § 633a. Our jurisdiction arises
under 28 U.S.C. § 1291, and we affirm.
We review the district court’s grant of summary judgment de novo.
See McKnight v. Kimberly Clark Corp. , 149 F.3d 1125, 1128 (10th Cir. 1998).
In conducting that review,
[w]e examine the record to determine whether any genuine issue of
material fact was in dispute; if not, we determine [whether] the
substantive law was applied correctly, and in so doing we examine
the factual record and reasonable inferences therefrom in the light
most favorable to the party opposing the motion. However, where
the nonmoving party will bear the burden of proof at trial on a
dispositive issue, that party must go beyond the pleadings and
designate specific facts so as to make a showing sufficient to
establish the existence of an element essential to that party’s case in
order to survive summary judgment.
Id. (quotations and citations omitted). There is no genuine issue of fact “[w]here
the record taken as a whole could not lead a rational trier of fact to find for the
non-moving party.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp. , 475 U.S.
574, 587 (1986).
The undisputed facts are fully set forth in the district court’s order granting
summary judgment. See Appellant’s App. at 5-7. The crux of plaintiff’s
complaint is that a performance rating of 62 (out of a possible 81) given by his
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supervisor in 1987 resulted in his ineligibility for membership in an exclusive
cadre for which the Air Force gives preferential consideration for promotions
and training, and that the score effectively removed him from consideration for
promotion the following year. See Appellant’s Br. at 2-3. He claimed that
Kenneth Blanchard, his immediate supervisor, lowered his score from what
Blanchard originally planned to give him in response to division chief Robert
Hartnett’s directive, and that he had heard that Hartnett would never give anyone
nearing retirement age a good appraisal. See Appellee’s Supp. App. at 147, 149.
He did not claim that Blanchard had the same discriminatory intent.
In granting judgment in favor of defendant, the district court noted that the
rating, which was essentially in the “high range” of scores and meant that plaintiff
was “above fully successful,” see Appellant’s App. at 19, did not affect the terms,
privileges, duration, or conditions of his employment and resulted in no changes
in the job title or salary or responsibilities that he held. See id. at 9-10. The
court concluded that plaintiff could not prevail as a matter of law on his age
discrimination claim because he could not show that he suffered an adverse
employment action. See id. at 10; see also Bullington v. United Air Lines, Inc. ,
186 F.3d 1301, 1315-16 (10th Cir. 1999) (setting forth elements for prima facie
case of age discrimination in employment and allocation of burdens for disparate
treatment claims).
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On appeal, plaintiff claims that eliminating a chance for promotion by
giving an employee a performance rating that is insufficient for promotion is an
adverse employment action encompassed by the term “privileges” of employment.
We need not grapple with this more general issue, however, because plaintiff fails
to establish that a genuine issue of material fact exists as to whether he suffered
an adverse employment action under the specific facts of his case. Plaintiff
testified that in 1986 a different supervisor gave him a performance rating of 71,
which he apparently agreed was consistent with his abilities, and that he was
“shocked” that his rating had gone down nine points in 1987. Appellee’s Supp.
App. at 147. Blanchard testified that in 1987 he had rated plaintiff as a “seven”
in most categories instead of as the maximum score of “nine” because there had
been some instances in which plaintiff had engaged in unprofessional demeanor
with people from other commands, see id. at 290, that he had received complaints
that plaintiff did not seem to be on top of the status of programs he was
responsible for, see id. at 296-97, that he occasionally had to prompt plaintiff on
work productivity, see id. at 298, that plaintiff showed a negative attitude towards
other staff members in staff meetings, see id. at 299, and that sometimes he had to
follow up plaintiff on high visibility tasks, see id.
Plaintiff did not contend that these reasons were fabricated; he testified that
some of the reasons were only “partly true;” admitted that he had originated a
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letter that resulted in a complaint from a colonel, and admitted that he had made
negative comments in staff meetings but justified them. See id. at 157-59.
Blanchard testified that after Hartnett told him to review all performance ratings
of the individuals under his supervision because he appeared to have been too
optimistic in his division’s ratings, he reevaluated plaintiff’s performance ratings
and believed he had changed them, but “not a great deal. Maybe three or four
points, and I’m just speculating.” Id. at 318.
Plaintiff testified that, in competing for promotions, “[t]here are generally
enough employees with the top score of 81 that any lesser score will not result in
an employee’s name appearing on the promotion certificate.” Id. at 150.
Blanchard stated that even a score of 79 would not get an applicant on a
promotion roster, and that without scores of all nines, it was “tough” to get a
promotion. Id. at 86. The record shows that only 30% of those receiving
promotions in 1986 were cadre members and that cadre-reserved positions had
been eliminated. See Appellant’s App. at 24. Thus, even if Blanchard lowered
plaintiff’s score three to four points at Hartnett’s direction, it did not affect his
promotion opportunities in light of Blanchard’s original ratings and the standards
necessary for promotion at the time in question. The district court’s conclusion
that plaintiff did not suffer an adverse employment action because of his
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performance rating is correct. The judgment of the United States District Court
for the District of Utah is AFFIRMED.
Entered for the Court
James E. Barrett
Senior Circuit Judge
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