F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
JUN 12 2000
TENTH CIRCUIT
PATRICK FISHER
Clerk
PATRICK A. SHAW,
Petitioner-Appellant,
v.
No. 00-3070
(Dist. of Kansas)
DAVID R. McKUNE; CARLA
(D.C. No. 98-CV-3332-DES)
STOVALL, Attorney General of
Kansas,
Respondents-Appellees.
ORDER AND JUDGMENT *
Before BRORBY, KELLY, and MURPHY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The court
therefore orders the case submitted without oral argument.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Patrick A. Shaw, proceeding pro se , seeks a certificate of appealability
(“COA”) so he can appeal the district court’s denial of his 28 U.S.C. § 2254
habeas petition. See 28 U.S.C. § 2253(c)(1)(A) (providing that an appeal may
not be taken from the denial of a § 2254 habeas petition unless the petitioner first
obtains a COA). Shaw pleaded guilty in Kansas state court to one count of
taking indecent liberties with a child. On May 7, 1993, Shaw was sentenced to
five-to-twenty-years’ imprisonment. Shaw later sought to withdraw his guilty
plea but failed to obtain relief from the Kansas state courts.
Shaw filed the instant § 2254 habeas petition with the United States
District Court for the District of Kansas on October 19, 1998. In the habeas
petition, Shaw raised three grounds for relief: (1) that his guilty plea was not
made voluntarily but was induced by the promise of a lesser sentence allegedly
contained in a version of the Kansas Sentencing Guidelines Act (“KSGA”); 1
(2)
that changes made to the KSGA before its effective date violate the Ex Post
Facto Clause of the United States Constitution because the changes increased his
1
The KSGA has been codified at Kan. Stat. Ann. §§ 21-4701 to 4728. The
KSGA was amended after it was enacted but before it became effective. The
amendment was made after Shaw entered his guilty plea. The KSGA contains
retroactivity provisions whereby the sentences of certain offenders who were
sentenced prior to July 1, 1993, the date the KSGA went into effect, are converted
to sentences under the KSGA. See Kan. Stat. Ann. § 21-4724. Shaw claims the
retroactivity provisions in the pre-amendment version of the KSGA would have
applied to him and would have resulted in the conversion of his sentence to a
sentence more lenient than the one he received.
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punishment; and (3) that his due process rights have been violated because the
Kansas courts’ “un-lenient” interpretation of the KSGA has served to increase his
punishment in the same way as an ex post facto law.
The district court addressed each of the three claims raised in Shaw’s
habeas petition and concluded that all three were without merit. The court first
rejected Shaw’s contention that the pre-amendment version of the KSGA
constituted a promise of a lesser sentence by the State of Kansas that formed part
of the plea agreement. The district court then concluded that Shaw’s contention
he was promised a lesser sentence by the State of Kansas was unsupported by
anything in the record other than his Shaw’s own assertions, and was fatally
undermined by the plea petition, in which Shaw acknowledged that “no officer or
agent of any branch of government, (Federal, State or local), has promised,
suggested, or predicated that I will receive a lighter sentence, or probation, or
any other form of leniency if I plead ‘Guilty.’” The district court also liberally
construed Shaw’s habeas petition to contain a claim that his guilty plea was
involuntary because it was induced by his counsel’s promise that his sentence
would be converted to a lesser sentence when the KSGA went into effect. The
district court concluded there was no evidence in the record that either the court,
the prosecutor, or Shaw’s counsel promised Shaw a more lenient sentence than
the one he received or promised that his sentence would be amended retroactively
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when the KSGA went into effect. See Cunningham v. Diesslin , 92 F.3d 1054,
1061 (10th Cir. 1996) (holding that petitioner’s misunderstanding about the
length of his incarceration does not undermine the constitutionality of his plea
unless the misunderstanding is “based upon [a] promise made by the defense
attorney, the prosecutor, or the court”). The district court’s conclusion was
supported by Shaw’s acknowledgment in the plea petition that his plea of guilty
was not the result “of any promises made to [him] other than those noted in this
petition.”
The district court next concluded that both of Shaw’s ex post facto claims
failed because the effective-date version of the KSGA did not increase the
punishment Shaw received. See Still v. Klinger , No. 98-6227, 1999 WL 569058
(10th Cir. August 4, 1999) (unpublished disposition) (“A decrease in potential
benefits after incarceration does not amount to an increase in the punishment
prescribed at the time the act was committed.”).
Shaw is not entitled to receive a COA unless he can make “a substantial
showing of the denial of a constitutional federal right.” 28 U.S.C. § 2253(c)(2).
Shaw can make such a showing by demonstrating the issues raised are debatable
among jurists, a court could resolve the issues differently, or that the questions
presented deserve further proceedings. See Slack v. McDaniel , 120 S. Ct. 1595,
1603-04 (2000).
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The district court produced a comprehensive Memorandum and Order
detailing why Shaw’s claims lack merit. This court is in substantial agreement
with the district court’s conclusions and declines to duplicate the district court’s
analysis here. Upon de novo review of Shaw’s application for a COA and
appellate brief, the district court’s Memorandum and Order, and the entire record
on appeal, this court concludes the issues raised by Shaw are not reasonably
debatable, subject to a different resolution on appeal, or deserving of further
proceedings. Consequently, Shaw has not made a substantial showing of the
denial of a federal right as required by 28 U.S.C. § 2253(c)(2) and he is not
entitled to a COA. Accordingly, we deny Shaw’s application for a COA for
substantially those reasons set out in the district court’s Memorandum and Order
dated February 10, 2000, and dismiss his appeal.
ENTERED FOR THE COURT
Michael R. Murphy
Circuit Judge
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