F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
MAR 6 2001
TENTH CIRCUIT
PATRICK FISHER
Clerk
SUSANO CARDENAS, JR.,
Plaintiff-Appellant,
v. No. 00-2389
(District of New Mexico)
RONALD LYTLE, Warden; (D.C. No. CIV-97-1011 BB/WWD)
ATTORNEY GENERAL FOR THE
STATE OF NEW MEXICO,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before HENRY, BRISCOE, and MURPHY, Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Petitioner, Susano Cardenas, Jr. was convicted of aggravated battery with a
firearm enhancement and, in a separate proceeding, of three counts of third
degree criminal sexual contact. On July 31, 1997, Cardenas filed a motion
pursuant to 28 U.S.C. § 2254 challenging his conviction on the aggravated
battery charge on the basis that he was denied his Sixth Amendment right to
confront a witness. Additionally, Cardenas challenged the sexual contact
conviction, claiming his trial counsel was constitutionally ineffective for failing
to call corroborating witnesses at his trial.
The district court denied relief on the Confrontation Clause claim but
granted Cardenas a certificate of appealability (“COA”) on that issue. See 28
U.S.C. § 2253(c)(1)(A) (providing that an appeal may not be taken from the
denial of a § 2254 habeas petition unless the petitioner first obtains a COA). The
court also denied relief on the ineffective assistance claim and declined to grant
Cardenas a COA. Cardenas is before this court seeking review of the district
court’s resolution of the Confrontation Clause claim and seeking a COA so he
can appeal the denial of the ineffective assistance claim. We affirm the
judgment of the district court as to Cardenas’ Confrontation Clause claim. We
deny Cardenas a COA as to his ineffective assistance claim and dismiss the
appeal in part.
-2-
Cardenas’ Confrontation Clause claim arises from the failure of the
prosecution to produce the victim, Hipolito Pena, at Cardenas’ trial. After
concluding that Pena was unavailable, the trial court, over Cardenas’ objection,
permitted the prosecution to present taped testimony given by Pena during a
preliminary hearing. Cardenas’ claim is limited to his assertion that Pena was not
“unavailable” because the prosecution did not exercise good faith and due
diligence in attempting to secure his appearance at Cardenas’ trial. See Ohio v.
Roberts , 448 U.S. 56, 64 (1980) (“In the usual case . . . the prosecution must
either produce, or demonstrate the unavailability of, the declarant whose
statement it wishes to use against the defendant.”); Barber v. Page , 390 U.S. 719,
724-25 (1968) ("[A] witness is not ‘unavailable’ for purposes of the . . .
exception to the confrontation requirement unless the prosecutorial authorities
have made a good-faith effort to obtain his presence at trial.”).
Cardenas filed his § 2254 petition after the April 24, 1996 effective date
of the Antiterrorism and Effective Death Penalty Act ("AEDPA"). The AEDPA,
therefore, governs this court’s review of his Confrontation Clause claim.
Because Cardenas’ claim has already been adjudicated on the merits by the New
Mexico state court, this court cannot grant the writ of habeas corpus unless the
state court’s decision “was contrary to, or involved an unreasonable application
of, clearly established Federal law, as determined by the Supreme Court of the
-3-
United States,” 28 U.S.C. § 2254(d)(1), or “was based on an unreasonable
determination of the facts in light of the evidence presented at trial.” Id. §
2254(d)(2); see also Williams v. Taylor , 529 U.S. 362, 402-13 (2000).
The district court methodically set out the facts surrounding the assault on
Pena, the prosecution’s efforts to secure Pena’s appearance at Cardenas’ trial,
and the bases on which the state court denied Cardenas’ claim. The court then
applied the AEDPA standard and concluded that Cardenas was not entitled to
relief on his Confrontation Clause claim. We have thoroughly reviewed the
record, including Cardenas’ appellate brief, and agree that the state court’s
adjudication of his Confrontation Clause claim was not “contrary to, or involved
an unreasonable application of, clearly established Federal law,” or “based on an
unreasonable determination of the facts in light of the evidence presented at
trial.” 28 U.S.C. § 2254(d)(1), (2).
Before Cardenas is entitled to a COA on his ineffective assistance claim,
he must make a “substantial showing of the denial of a constitutional right.” 28
U.S.C. § 2253(c)(2). Cardenas may make this showing by demonstrating that the
issues raised are debatable among jurists, a court could resolve the issues
differently, or that the questions presented deserve further proceedings. See
Slack v. McDaniel , 529 U.S. 473, 483-84 (2000). After consideration of
Cardenas’ request for a COA, and a de novo review of the magistrate judge’s
-4-
recommended disposition, the district court’s order, and the entire record on
appeal, this court concludes that Cardenas has not made a “substantial showing of
the denial of a constitutional right,” and is thus not entitled to COA on his
ineffective assistance claim.
For substantially those reasons set forth in the magistrate judge’s
recommended disposition and the district court’s order dated August 22, 2000,
this court affirms the district court’s denial of relief on Cardenas’ Confrontation
Clause claim. This court denies Cardenas’ request for a COA on his ineffective
assistance claim and dismisses the appeal in part.
ENTERED FOR THE COURT:
Michael R. Murphy
Circuit Judge
-5-