F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
JUL 3 2001
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
WILLIAM MCNALLY,
Plaintiff-Appellant,
v. No. 00-1254
(D.C. No. 99-B-1564)
COLORADO STATE PATROL, (D. Colo.)
COLONEL LONNIE J. WESTPHAL,
MAJOR GUY F. KING, CAPTAIN
STEVE MYERS, TROOPER
C.D. BALNSCET, TROOPER
WILLIAM DREW HERRINGTON
and TROOPER ROBERT KLADDE,
all in their individual and professional
capacities,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before EBEL , ANDERSON , and KELLY , Circuit Judges.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Plaintiff William McNally brought suit in the United States District Court
for the District of Colorado pursuant to 42 U.S.C. § 1983 for alleged
constitutional violations arising from his arrest and subsequent trial and
conviction. As federal claims, plaintiff alleged that he was the victim of an
illegal stop, search and seizure, received no Miranda warning, was falsely
arrested and imprisoned, was subjected to an unfair trial, was maliciously
prosecuted, and that defendant Colorado State Patrol failed to train and supervise
its officers. Plaintiff also asserted various state law tort claims.
The case was transferred to a United States magistrate judge who
recommended that defendants’ motion to dismiss be granted. The district court
approved the recommendation of the magistrate judge and dismissed the action
in its entirety. On appeal, plaintiff urges the same issues he raised in the
district court. We have studied the briefs of the parties, the record on appeal,
and the applicable law and, with the following modification, we affirm for
substantially the reasons stated by the district court.
-2-
Among the claims dismissed by the district court were plaintiff’s
allegations of denial of fair trial and malicious prosecution. The court correctly
held that these claims could not be brought under § 1983 until plaintiff could
prove that the underlying convictions had been overturned by a competent state
authority. See Heck v. Humphrey , 512 U.S. 477, 486-87 (1994). 1
In this
situation, and contrary to the treatment by the district court, claims barred by
Heck are to be dismissed without prejudice. Fottler v. United States , 73 F.3d
1064, 1065 (10th Cir. 1996). We direct the district court to modify its judgment
to reflect the proper standard.
As a final matter, plaintiff attempts to introduce evidence for the first
time on appeal regarding the status of his convictions. This court, however,
will not review documents not before the district court when the ruling appealed
from was made. Boone v. Carlsbad Bancorporation, Inc. , 972 F.2d 1545,
1549 n.1 (10th Cir. 1992). Plaintiff’s “Motion to Add Exhibit” is therefore
DENIED.
1
To the extent plaintiff advanced a claim for false imprisonment
post-conviction, such claim, if not barred by the statute of limitations, would
be similarly precluded by Heck.
-3-
We AFFIRM the district court but REMAND with directions to MODIFY
the judgment to reflect that plaintiff’s claims, which are heretofore barred by
Heck v. Humphrey , are dismissed without prejudice. The mandate shall issue
forthwith.
Entered for the Court
Paul J. Kelly, Jr.
Circuit Judge
-4-