F I L E D
United States Court of Appeals
Tenth Circuit
AUG 13 2001
PUBLISH
PATRICK FISHER
UNITED STATES COURT OF APPEALS Clerk
TENTH CIRCUIT
ALFRED BRIAN MITCHELL,
Petitioner-Appellant,
v.
No. 99-6364
GARY GIBSON, Warden, Oklahoma
State Penitentiary,
Respondent-Appellee.
Appeal from the United States District Court
for the Western District of Oklahoma
(D.C. No. 97-CV-283-T)
Randy A. Bauman, Assistant Federal Public Defender, Death Penalty Federal
Habeas Corpus Division, Oklahoma City, Oklahoma, for Petitioner/Appellant.
William L. Humes, Assistant Attorney General, Oklahoma City, Oklahoma (W. A.
Drew Edmondson, Attorney General of Oklahoma, Oklahoma City, Oklahoma,
with him on the brief), for Respondent/Appellee.
Before SEYMOUR, LUCERO and MURPHY, Circuit Judges.
SEYMOUR, Circuit Judge.
Alfred Brian Mitchell, a state prisoner sentenced to death, appeals the
disposition of his petition for habeas corpus relief under 28 U.S.C. § 2254. For
the reasons set out below, we affirm the district court’s ruling that Mr. Mitchell’s
conviction was not constitutionally infirm, but we reverse the district court’s
decision upholding the imposition of the death penalty and grant Mr. Mitchell’s
petition for habeas relief on his claim that the sentence violated his right to due
process.
I
Background
The facts underlying Mr. Mitchell’s conviction and sentence are set out in
the opinion disposing of his direct criminal appeal, see Mitchell v. Oklahoma, 884
P.2d 1186, 1191-92 (Okla. Crim. App. 1994), and will be recited in this opinion
in detail when necessary to our consideration of the individual issues before us.
To begin, we relate only an overview of the trial evidence.
Mr. Mitchell was adjudicated a juvenile offender for the rape of a twelve-
year-old neighborhood girl and was incarcerated in a juvenile correctional facility
for approximately three years prior to the events at issue here. He was released
on December 23, 1990, when he reached his eighteenth birthday, and he returned
to his family residence.
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The victim in this case, Elaine Scott, was a college student who worked and
volunteered at the Pilot Recreation Community Center. The Center served
disadvantaged youth and was located near Mr. Mitchell’s home in Oklahoma City.
On January 7, 1991, the day of the crime, Ms. Scott was working at the Center
with its director, Carolyn Ross. Ms. Ross took her lunch break at about 1:35 p.m.
and left Ms. Scott alone in the Center. As Ms. Ross was leaving, she met Mr.
Mitchell by the Center’s door and spoke with him briefly. She testified that Mr.
Mitchell was wearing a rust or reddish colored stocking cap. When Ms. Ross
returned to the Center at 2:50 that afternoon, she noticed that Ms. Scott’s car was
gone and that the Center was not locked properly. After entering the Center, Ms.
Ross discovered Ms. Scott’s nearly nude body on the floor of the inner office,
lying face down in a pool of blood. The victim had received a fatal injury to the
back of the head caused by four or five blows with a wooden coat rack. In
addition she had sustained blows from a metal golf club, puncture wounds from a
drawing compass, and several blows to her face from a fist.
Allen Biggs, a roofer employed to fix a leaking roof in the Center’s gym,
went by the Center at about 1:40 to 1:45 to check on his work crew. He saw the
victim’s car in the parking lot with the engine running, but did not notice anyone
in the car. As Mr. Biggs walked up to the door of the Center, Mr. Mitchell was
standing in the doorway. He told Mr. Biggs that the Center was closed because
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the bathrooms were being cleaned, and that a crew had come by and put a trash
can under the leak. Mr. Biggs had the impression that Mr. Mitchell did not want
him to enter the building, and he did not do so. A member of the roofing crew
dispatched by Mr. Biggs stated that when the crew arrived at the Center at about
2:20, there were no cars in the parking lot and the building was empty. The crew
took cans into the gym to place under the leaks, passing by the closed door to the
office. They spent about forty minutes cleaning up the gym floor.
A witness who lived across from the Center saw Ms. Scott’s car leave the
parking lot between 1 and 2 p.m. the day of the crime. When first interviewed,
the witness stated that she saw a black man wearing a red stocking cap alone in
the car, although at trial she testified that the hat was green. Andre Wilson, an
acquaintance of Mr. Mitchell who lived in the neighborhood, saw Mr. Mitchell
the afternoon of the crime about a half-block away from the victim’s car, which
had been parked with two wheels up on the curb. Mr. Mitchell, who was walking
away from the car, said he was wet and cold and did not want to talk. Another
neighborhood resident, William Tuimalu, also saw Mr. Mitchell late that
afternoon. Mr. Mitchell said that he had been at the Center earlier but left
because a couple of guys were giving the girl working there a hard time. Mr.
Tuimalu told the police to talk to Mr. Mitchell.
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The police went to Mr. Mitchell’s home and he agreed to help them find the
two men he stated were at the Center with the victim when he left. The police at
that point considered him a witness. They took him back to the Center to show
the crime scene officers where the men might have left fingerprints and then
drove him to several homeless shelters looking for the men. When this search
was unsuccessful, the police took Mr. Mitchell home. He agreed to go to the
police station the next morning to give a statement and help with identification
drawings. He also gave the police the tennis shoes he had been wearing that
afternoon.
The next morning, Mr. Mitchell called the police to arrange for
transportation to the station, where he was interviewed for several hours and
agreed to give body samples. Most of the interview was videotaped and presented
to the jury. The officers conducting the interview were given updates on the
criminal investigation as it proceeded, and they began to consider Mr. Mitchell a
suspect when they learned that the tennis shoes he had given them the night
before had tested positive for blood and that the distinctive pattern on the soles of
the shoes appeared to match a footprint left in the victim’s blood. Over the
course of the interviews, Mr. Mitchell responded to this and other new
information by reciting several versions of the events culminating in Ms. Scott’s
death. Although in some versions Mr. Mitchell admitted participating in the
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crime in some manner, all of the versions involved at least one other actor who
was more culpable than Mr. Mitchell. At trial, Mr. Mitchell gave yet another
account of events in which he took no part in the crime but was merely present
when a gang member named C. Ray assaulted Ms. Scott, killed her, and took her
car and her purse.
Mr. Mitchell was charged with premeditated murder, first degree rape, and
forcible anal sodomy in the death of Ms. Scott. 1 The state sought the death
penalty in connection with the murder charge on the basis of three aggravating
circumstances, alleging that the murder was especially heinous, atrocious or cruel;
that it was committed for the purpose of avoiding arrest; and that Mr. Mitchell
would commit future acts of violence, thereby constituting a continuing threat to
society. The jury convicted Mr. Mitchell on all charges, found that the state had
established all three aggravating circumstances, and sentenced Mr. Mitchell to
death. After his convictions and sentence were affirmed on direct appeal, see
Mitchell, 884 P.2d 1186, and his petition for state post-conviction relief was
denied, see Mitchell v. Oklahoma, 934 P.2d 346 (Okla. Crim. App. 1997), Mr.
Mitchell sought federal habeas corpus relief.
1
Mr. Mitchell was also charged with and convicted of robbery with a
dangerous weapon and larceny of an automobile in connection with Ms. Scott’s
death. Those convictions are not at issue in this appeal.
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Following discovery and an evidentiary hearing, the federal district court
granted relief on the convictions for rape and forcible anal sodomy. The state had
presented evidence at trial through the testimony of Joyce Gilchrist, a forensic
chemist with the Oklahoma City Police Department, that Mr. Mitchell’s sperm
had been found on the victim through anal and vaginal swabs. In fact, as
discussed more fully below, DNA testing performed prior to trial by the FBI at
Ms. Gilchrist’s request established that no sperm was present on the anal and
vaginal swabs and that sperm found on the victim’s panties matched the DNA of
her boyfriend, Phillip Taylor. In light of this evidence, the district court held that
the rape and sodomy convictions were based on testimony that was misleading, if
not false, and obtained in violation of Brady v. Maryland, 373 U.S. 83 (1963).
Although the court struck down these convictions as constitutionally infirm, it
declined to invalidate the death penalty, stating that sufficient evidence remained
to support the three aggravating circumstances found by the jury to justify that
sentence. 2
On appeal, Mr. Mitchell seeks habeas relief on six grounds, contending that
(1) his competency determination was made under an unconstitutional standard
and is therefore invalid; (2) he was denied a lesser included offense instruction in
2
The state does not appeal the district court’s decision granting relief on
the rape and sodomy convictions. The state argues only that vacation of those
convictions does not require setting aside the death penalty.
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violation of Beck v. Alabama, 447 U.S. 625 (1980); 3 (3) evidentiary rulings at
trial denied him the right to a fair trial and to present his defense; (4) statements
made during his police interrogation were erroneously admitted against him at
trial; (5) the admission of victim impact statements violated the Ex Post Facto
Clause; and (6) the invalid rape and sodomy convictions require vacation of the
death sentence.
II
Standards of Review
Mr. Mitchell filed his habeas petition after the effective date of the
Antiterrorism and Effective Death Penalty Act (AEDPA), Pub. L. No. 104-132,
110 Stat. 1214 (1996), and his case is therefore governed by its provisions. See
Williams v. Taylor, 529 U.S. 420, 429 (2000).
When reviewing the denial of a habeas corpus petition, we are
generally subject to two different frameworks of review, depending
upon whether the state courts addressed the merits of the claim for
relief. If the state courts have not heard the claim on its merits, we
review the district court’s legal conclusions de novo and its factual
findings, if any, for clear error. If the state courts have addressed the
3
Mr. Mitchell did not assert his Beck claim in his appellate brief in chief.
Before filing his appellate briefs, however, he sought a certificate of appealability
from this court on that claim and the request was referred to this panel. His
motion for a certificate of appealability presented an argument on the matter and
the state filed a response. We grant a certificate of appealability on this issue.
-8-
claim on its merits, we review the state court ruling under the
standard enunciated under 28 U.S.C. § 2254.
Hale v. Gibson, 227 F.3d 1298, 1309 (10th Cir. 2000) (quoting Smallwood v.
Gibson, 191 F.3d 1257, 1264 (10th Cir. 1999)). After AEDPA, a federal court
may not grant habeas relief on a claim adjudicated on the merits in state court
unless the state court decision “was contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the Supreme
Court,” 28 U.S.C. § 2254(d)(1), or “was based on an unreasonable determination
of the facts in light of the evidence presented in the State court proceeding,” id.
§ 2254(d)(2). State court fact findings are presumed correct unless the petitioner
rebuts them by clear and convincing evidence. Hale, 227 F.3d at 1309; see also
28 U.S.C. § 2254(e)(1).
A state court decision is contrary to clearly established federal law under
section 2254(d)(1) “if the state court arrives at a conclusion opposite to that
reached by [the Supreme Court] on a question of law or if the state court decides
a case differently than [the Supreme Court] has on a set of materially
indistinguishable facts.” Williams v. Taylor, 529 U.S. 362, 412-13 (2000). A
state court decision is an unreasonable application of federal law under section
2254(d)(2) “if the state court identifies the correct governing legal principle from
[the Supreme Court’s] decisions but unreasonably applies that principle to the
facts of the prisoner’s case.” Id. at at 413. The reasonableness of the state
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court’s application of federal law is to be evaluated by an objective standard. See
id. at 409-10. The Supreme Court has cautioned “that an unreasonable
application of federal law is different from an incorrect or erroneous application
of federal law.” Id. at 412 (emphasis in original).
With the above factual and legal framework in mind, we turn to Mr.
Mitchell’s arguments on appeal. Some of Mr. Mitchell’s claims are directed to
the constitutionality of his conviction, some to the constitutionality of his death
sentence, and some to both. Because the challenges to Mr. Mitchell’s conviction,
if successful, would obviate the need to address the death penalty issues, we
consider those arguments first.
III
Competency
Mr. Mitchell claims he is entitled to habeas relief because his competency
to stand trial was determined under an unconstitutional standard and because he
was being medicated with a powerful antipsychotic drug when the determination
was made. He asserts that his competency determination was thereby rendered
wholly unreliable and that he is entitled to a new trial because a retrospective
determination is not feasible.
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Four months after Mr. Mitchell was arrested, the state trial judge ordered
his competency evaluated. The court determined that a doubt as to Mr. Mitchell’s
competency existed, based on the court’s personal observation of Mr. Mitchell as
well as testimony regarding his ability to understand the proceedings against him
and to assist his attorney in preparing for trial. Mr. Mitchell was evaluated and
determined to be competent. After receiving the evaluation report, the court held
a post-examination competency hearing at which Mr. Mitchell’s attorney
presented no evidence on the matter and stated his agreement with the report’s
conclusion that Mr. Mitchell was competent to stand trial. The court also
addressed Mr. Mitchell, who stated that he agreed with his counsel’s comments.
The court then reviewed the competency report on the record and ordered the
proceedings to resume, finding there was no doubt as to Mr. Mitchell’s
competency.
At the time of these proceedings, Oklahoma law required a defendant to
establish lack of competency by clear and convincing evidence. See Walker v.
Atty. Gen. , 167 F.3d 1339, 1342-43 (10th Cir. 1999); see also O KLA . S TAT . tit. 22,
§ 1175.4(B) (1981). In 1996, the Supreme Court decided Cooper v. Oklahoma ,
517 U.S. 348 (1996), striking down Oklahoma’s “clear and convincing evidence”
standard as incompatible with the dictates of due process. Mr. Mitchell thereafter
brought a petition for state post-conviction relief, alleging that the trial court’s
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evaluation of his competency under the “clear and convincing” standard was
unconstitutional. The state appellate court declined to apply the Cooper decision
retroactively on post-conviction review and denied relief. See Mitchell , 934 P.2d
at 349. In support of its ruling, the court cited its decision in Walker v. State , 933
P.2d 327, 338-39 (Okla. Crim. App. 1997), which held that a Cooper claim was
barred by a petitioner’s failure to challenge the “clear and convincing” evidence
standard in a direct appeal made before Cooper was decided. In holding the claim
barred, the state court in Walker had applied the 1995 amendments to Oklahoma’s
post-conviction procedures, under which a petitioner who has not raised the issue
on direct appeal must show that the legal basis for the claim was unavailable at
that time. Id. at 339.
Mr. Mitchell raised the Cooper issue again on federal habeas and the state
argued the claim was procedurally barred. The district court was not persuaded
that the state appellate court had applied a procedural bar to the claim and held,
alternatively, that even if it had done so the bar would not be valid under our
holding in Walker v. Atty. Gen. , 167 F.3d at 1345. Considering the merits, the
court held that Mr. Mitchell had failed to present evidence raising a bona fide
doubt about his competency at the time of trial and denied relief.
We are persuaded the state court did, in fact, hold Mr. Mitchell’s claim
procedurally barred by his failure to raise the issue on direct appeal.
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Nevertheless, we agree with the district court that the state court’s reliance on the
procedural bar rule set out in the 1995 amendments to its post-conviction
proceedings is not supportable under our reasoning in Walker .
As we held in Walker ,
[t]he Supreme Court of the United States has made it clear that a
state’s procedural rule used to bar consideration of a claim must have
been firmly established and regularly followed by the time as of
which it is to be applied. We agree with the Ninth Circuit that the
proper time for determining whether a procedural rule was firmly
established and regularly followed is the time of [the] purported
procedural default. A defendant cannot be expected to comply with a
procedural rule that does not exist at the time, and should not be
deprived of a claim for failing to comply with a rule that only comes
into being after the time for compliance has passed.
Walker v. Atty. Gen. , 167 F.3d at 1344-45 (citations and internal quotations
omitted). Here, as in Walker , the state court invoked the 1995 amendments to its
procedural default rules to bar Mr. Mitchell’s Cooper claim because he had failed
to raise that claim on direct appeal. However, that appeal was brought before
1995. As we pointed out in Walker , prior to the 1995 amendments it was settled
law in Oklahoma that an intervening change in the law such as that created by
Cooper constituted sufficient reason for a petitioner’s failure to raise an issue on
direct appeal. See id. at 1345. 4 Consequently, Mr. Mitchell is not procedurally
4
Indeed, as we pointed out in Walker, the Oklahoma Court of Criminal
Appeals had specifically noted that a Cooper claim would have constituted an
intervening change under Oklahoma law prior to the 1995 amendments. See
(continued...)
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barred from seeking habeas relief on his Cooper claim and we turn to the merits
of that claim.
“[C]ompetency claims can raise issues of both substantive and procedural
due process.” Id. at 1343. The district court characterized Mr. Mitchell’s claim
as procedural and he does not argue to the contrary on appeal. “To prevail on [a]
procedural claim, a petitioner must establish that the state trial judge ignored facts
raising a bona fide doubt regarding the petitioner’s competency to stand trial.”
Id. (citations and internal quotations omitted). See also McGregor v. Gibson , 248
F.3d 946, 954 (10th Cir. 2001) (en banc). The district court reviewed all the
evidence bearing on Mr. Mitchell’s competency at trial, and found nothing in the
record to create a bona fide doubt.
When, as here, the state court has not addressed the merits of a claim, we
review the district court’s legal conclusions de novo and its factual findings for
clear error. Hale , 227 F.3d at 1309. “‘[E]vidence of a defendant’s irrational
behavior, his demeanor at trial, and any prior medical opinion on competence to
4
(...continued)
Walker v. Att’y Gen., 167 F.3d 1339, 1345 (10th Cir. 1999) (citing Valdez v.
State, 933 P.2d 931, 933 n.7 (Okla. Crim. App. 1997)). In this appeal, the state
points to a recent unpublished opinion by the Oklahoma Court of Criminal
Appeals holding that Cooper did not constitute an intervening change in the law.
We reject the state’s attempt to rewrite history. Prior to the 1995 amendments,
Oklahoma law as set out in numerous decisions clearly would have recognized
that the Cooper decision was a sufficient change in the law to excuse a
petitioner’s failure to raise the matter on direct appeal.
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stand trial are all relevant’ to the bona fide doubt inquiry.” Walker v. Atty. Gen. ,
167 F.3d at 1346 (quoting Drope v. Missouri , 420 U.S. 162, 180 (1975)). We
have carefully reviewed the competency evidence and, like the district court, see
nothing that raises a bona fide doubt as to Mr. Mitchell’s competency at trial. As
the district court pointed out, Mr. Mitchell testified extensively during the state
court proceedings, and nothing in the record indicates that his behavior was
irrational, that he did not understand the proceedings against him, or that he was
unable to assist in his defense. Indeed, his counsel agreed with the evaluation
report finding Mr. Mitchell competent and presented no contrary evidence either
at the post-evaluation competency hearing or at trial. While newly discovered
evidence shows that Mr. Mitchell was medicated with an antipsychotic drug
during an eleven-month period that ended seven months before trial, Mr. Mitchell
has presented no evidence to show that his previous medication rendered him
incompetent at trial.
On appeal, Mr. Mitchell argues that a bona fide doubt exists because the
state trial court made a pre-trial finding that a sufficient doubt was present at that
time to require a competency evaluation. As an initial matter, we question
whether a doubt sufficient to trigger a competency evaluation by mental health
experts is or should be as high as the “bona fide doubt” standard we apply on
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collateral review. 5
In any event, a doubt sufficient to require an expert evaluation
may be overcome by the results of the evaluation itself, especially when
considered together with other indications of competency.
Mr. Mitchell’s argument confuses the weight to be given the competency
evaluation by mental health experts and the weight to be given the judicial
competency determination made after a competency hearing. We recognize that a
judicial competency determination under the unconstitutional “clear and
convincing” standard, even when based on an evaluation by mental health experts
and other proper factors, is arguably analogous to the situation in which no
hearing has taken place and therefore is entitled to no weight in the bona fide
doubt inquiry. See id. at 1345 (competency determination under improper standard
“not entitled to a presumption of correctness”). The expert evaluation itself,
however, is a proper factor for this court to consider. See id . at 1346 (quoting
Drope , 420 U.S. at 180). Moreover, as the district court pointed out, in this case
use of the incorrect burden of proof was irrelevant because Mr. Mitchell
presented no evidence at his competency hearing for evaluation under that
standard and conceded he was in fact competent. We hold that Mr. Mitchell has
5
We held in McGregor v. Gibson, 248 F.3d 946 (10th Cir. 2001) (en banc)
that “the mere fact that the trial court granted a competency hearing will not
suffice to demonstrate a bona fide doubt.” Id. at 954. That holding would seem
to apply also to the court’s finding that a competency evaluation was appropriate.
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failed to raise a bona fide doubt as to his competency at the time of his trial and is
therefore not entitled to relief on that claim.
IV
Lesser Included Offenses
Mr. Mitchell sought instructions on two lesser included offenses, first
degree manslaughter and second degree murder. He argued that he was entitled to
these instructions under Beck v. Alabama , 447 U.S. 625 (1980), because his trial
testimony and/or his taped interview could support a finding that he did not intend
to kill the victim. The trial judge refused to give the instructions, stating that the
record contained no evidence to support them. Mr. Mitchell raised this issue in
his direct appeal, and the state appellate court rejected it. In so doing, the court
focused only on Mr. Mitchell’s trial testimony that he looked on as C. Ray killed
the victim, holding on the basis of prior case law that
where a defendant claims he is innocent and another committed the
crime, the defendant is not entitled to instructions on lesser included
offenses. When a defendant’s testimony excludes all but one theory
of defense, he is deemed to have elected that theory. Mitchell
testified that he had nothing to do with any violence directed at
Scott, but watched as C. Ray beat and killed her. Mitchell cannot use
the “aider and abetter” theory to benefit from lesser included
instructions that would apply to actions he says he did not commit.
Mitchell , 884 P.2d at 1200 (footnotes omitted).
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The federal district court also denied relief on this claim. The court
acknowledged that Mr. Mitchell had admitted during his taped interrogation to
striking the victim, but deferred to the state court’s holding that Mr. Mitchell
could not rely on that evidence because he was bound by his contrary trial
testimony. In addition, the court held that the instructions were not
constitutionally mandated in any event because, unlike the circumstances at issue
in Beck , the jury here was not required to impose a sentence of death upon
convicting Mr. Mitchell of first degree murder but instead had the option of
sentencing him to life imprisonment with or without the possibility of parole.
We turn first to the district court’s alternative ruling that the lesser included
offense instructions requested here were not required under Beck even if the
record contained evidence to support them. The state procedure at issue in Beck
“forbade the state trial judge in a capital case ‘from giving the jury the option of
convicting the defendant of a lesser included offense,’ and . . . required the jury
to ‘fix the punishment at death’ if it found the defendant guilty.” Hooks v. Ward ,
184 F.3d 1206, 1223 (10th Cir. 1999) (quoting Beck , 447 U.S. at 628 & n.3). The
Court held that “the unavailability of a lesser included offense instruction
enhances the risk of an unwarranted conviction,” and that the state was therefore
“constitutionally prohibited from withdrawing that option from the jury in a
capital case.” Beck , 447 U.S. at 638, 643. “The goal of the Beck rule . . . is to
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eliminate the distortion of the factfinding process that is created when the jury is
forced into an all-or-nothing choice between capital murder and innocence.”
Spaziano v. Florida , 468 U.S. 447, 455 (1984). After Beck , therefore, “a sentence
of death [may not] constitutionally be imposed after a jury verdict of guilt of a
capital offense, when the jury was not permitted to consider a verdict of guilt of a
lesser included non-capital offense, and when the evidence would have supported
such a verdict.” Beck , 447 U.S. at 627.
In Hooks , this court addressed the applicability of the Beck rule to
Oklahoma’s two-stage death penalty scheme, under which the jury has the
discretion to impose a sentence less than death after finding a defendant guilty of
first degree murder. We held that the Supreme Court’s emphasis on “the
reliability of the conviction decision, as opposed to the sentencing consequences,”
rendered suspect “any assumption that discretion at the sentencing stage can make
up for the lack of an option to convict of a lesser included offense supported by
evidence at the guilt phase.” Hooks , 184 F.3d at 1228-29 (emphasis in original).
“[A] jury that gets to stage two based on an unreliable determination at stage one
may not be able to convey accurately its doubt about guilt through its sentencing
determination.” Id. at 1229. We concluded that Beck applies even “where the
convicting jury later had the discretion to sentence the defendant to life, instead
of death.” Id. 1226. The federal district court here was thus incorrect in holding
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that lesser included offense instructions are not constitutionally required under
Oklahoma’s capital murder scheme even if supported by the evidence.
The state appellate court acknowledged that under Beck “[a] defendant in a
capital case is entitled to instructions on any lesser included non-capital charge
supported by the evidence.” Mitchell , 884 P.2d at 1200 & n.42. Nonetheless the
court held that under state law, a defendant who “claims he is innocent and
another committed the crime . . . is not entitled to instructions on lesser included
offenses. When a defendant’s testimony excludes all but one theory of defense,
he is deemed to have elected that theory.” Id. at 1200 (footnote omitted).
In so ruling, the state court refused to take into account the videotaped
interview that was presented to the jury and in which Mr. Mitchell admitted to
various degrees of involvement in the crime. Fairly read, the state court opinion
appears to hold that Mr. Mitchell was bound by his trial testimony asserting his
complete innocence, and was precluded by state law from relying on the videotape
evidence to request lesser included offense instructions even if his taped
statements would have supported such instructions. The court’s implicit holding
that this application of state law passes muster under Beck is a legal conclusion
that under AEDPA may not be set aside unless it is contrary to or involves an
unreasonable application of clearly established federal law as determined by the
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Supreme Court. See 28 U.S.C. § 2254(d)(1). We are persuaded that this standard,
although demanding, is met here.
Beck makes clear that state rules barring properly supported lesser included
offense instructions in a capital case are constitutionally impermissible because
such rules “diminish the reliability of the guilt determination” and “enhance[] the
risk of an unwarranted conviction.” 447 U.S. at 638. The state law upon which
the appellate court here relied precluded Mr. Mitchell from basing his request for
lesser included offense instructions upon his videotaped statements without regard
to whether those statements would have supported his conviction for lesser
crimes. It thus forced the jury into the “all-or-nothing choice between capital
murder and innocence” condemned in Beck and its progeny. Hooks , 184 F.3d at
1224. Consequently, the state court ruling does not bar the grant of habeas relief.
We turn to the inquiry mandated by Beck and assess whether the evidence
at trial, viewed as a whole and including the statements made on the interview
videotape, warranted the giving of the lesser included offense instructions Mr.
Mitchell requested. In so doing, we must determine whether “the evidence
presented at trial would permit a rational jury to find [Mr. Mitchell] guilty” of the
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lesser offenses and “acquit him of first-degree murder.” Hogan v. Gibson , 197
F.3d 1297, 1307 (10th Cir. 1999), cert. denied , 121 S. Ct. 1297 (2000). 6
Mr. Mitchell requested instructions on second degree murder and first
degree manslaughter. Oklahoma defines second degree murder as homicide
“perpetrated by an act imminently dangerous to another person and evincing a
depraved mind, regardless of human life, although without any premeditated
design to effect the death of any particular individual.” O KLA . S TAT . tit. 21, §
701.8. 7 First degree manslaughter is defined as homicide “perpetrated without a
design to effect death, and in a heat of passion, but in a cruel and unusual manner,
or by means of a dangerous weapon; unless it is committed under such
circumstances as constitute excusable or justifiable homicide.” Id. § 711. Both
6
It might be possible to view the state appellate court ruling as a holding
that the evidence did not warrant the giving of the lesser included offense
instructions requested by Mr. Mitchell. Our cases have not been consistent as to
whether this issue is a conclusion of law or a finding of fact. See Hogan v.
Gibson, 197 F.3d 1297, 1306 & n.6 (10th Cir. 1999) (citing conflicting cases and
stating correct approach is to treat sufficiency of evidence for lesser included
offense instruction as matter of law). The state in this appeal views the matter as
one of law for purposes of review under AEDPA, see Resp. Supp. Br. at 2, and to
the extent necessary we do so as well.
7
Subsequent to Mr Mitchell’s trial, the Oklahoma Court of Criminal
Appeals held that “second degree depraved mind murder is not a lesser included
offense of first degree malice murder.” Willingham v. State, 947 P.2d 1074,
1081-82 (Okla. Crim. App. 1997), overruled on other grounds, Shrum v. State,
991 P.2d 1032 (Okla. Crim. App. 1999). As we have pointed out, however, prior
to that holding Oklahoma “courts treated second degree ‘depraved mind’ murder
as a lesser included offense of first degree malice murder.” Boyd v. Ward, 179
F.3d 904, 916 (10th Cir. 1999).
-22-
lesser included offenses at issue here thus require that the defendant have no
intent to kill. We therefore examine the evidence presented at trial to determine
whether it would allow a rational jury to find that Mr. Mitchell perpetrated the
homicide without an intent to kill.
Mr. Mitchell’s trial testimony obviously does not support the lesser
included offense instructions because, as observed by the state appellate court, he
denied any part in the crime and contended he was merely a passive bystander.
Similarly, at various points in the videotaped interview, Mr. Mitchell stated that
he simply stood by as two black men assaulted, robbed and killed the victim.
While he did admit at one point in the interview to telling the two men that he
would participate in the robbery, he also stated that he left the Center before the
victim was assaulted. In other versions of the crime, he stated that he was there
when the two men hit her numerous times with the coatrack but that he himself
took no part in the crime and left while she was still alive for fear of his own life.
All of this evidence to the effect that Mr. Mitchell took no part in the crime, if
believed by the jury, would require a verdict of innocence rather than a conviction
of homicide without an intent to kill.
Mr. Mitchell also gave a version of events during the interview in which he
alone robbed the victim, met a friend while leaving the Center, and gave the
friend the keys to the victim’s car. He and the friend then went back into the
-23-
Center and the friend said that Mr. Mitchell would have to kill Ms. Scott. Mr.
Mitchell admitted that he gave a golf club to his friend, who then hit the victim
with it several times, and that as the victim tried to run away Mr. Mitchell
grabbed her. When she got away from him and slammed his finger in the door, he
hit her in the face with his fist. Mr. Mitchell said that things then got out of hand.
His friend told the victim to take off her clothes, and when she then grabbed Mr.
Mitchell from behind in a chokehold, Mr. Mitchell hit her three or four times with
the wooden coatrack as his friend urged him to kill her. Mr. Mitchell stated that
his friend then struck the victim and that the last time his friend hit her, she
became quiet.
Nothing in this evidence would allow a rational jury to find that Mr.
Mitchell participated in the crime without the intent to kill. Moreover, we have
carefully reviewed the entire trial transcript and have uncovered no other
evidence that would support such a finding. The circumstances of the killing set
out by Mr. Mitchell in this account simply do not raise a reasonable doubt as to
whether he acted with an intent to cause death. Consequently, Mr. Mitchell’s trial
was not rendered unconstitutional by the court’s refusal to instruct on lesser
included offenses.
-24-
V
Evidentiary Rulings
Mr. Mitchell argues that evidentiary rulings made during his trial allowing
lay opinion testimony and refusing to allow expert opinion testimony denied his
right to present a defense, to a fair trial, and to a reliable sentencing
determination. Although we, like the district court, find this issue very troubling,
we ultimately conclude that these evidentiary rulings do not warrant relief.
The state trial court allowed the prosecution to present testimony from
Officer Maddox, one of the officers who conducted the videotaped interview of
Mr. Mitchell, in which Officer Maddox gave to the jury his definition of the term
“disassociation,” a word he had used during Mr. Mitchell’s interrogation. Officer
Maddox testified that “[d]isassociation is when someone tells you about an
incident they have been involved in but they are telling it like they are watching
someone else participate in it.” Trial Trans., vol. VII, at 1177. Under Officer
Maddox’s definition, Mr. Mitchell was not telling the truth when he offered
versions of the crime in which he stood by as others assaulted and killed the
victim. Mr. Mitchell objected to this testimony on the ground that the witness
was “giving his interpretation of things that the jury has seen,” id. at 1175, and
the objection was overruled. When asked on cross examination to give his
criteria for deciding when an interviewee is lying, Officer Maddox responded:
-25-
Well, when you are doing an interview you watch for body
language. You watch for someone crossing arms or holding things
in. You watch for openness. You watch for eye contact. You watch
for someone that has to study about something or they’re thinking
about things rather than it flowing easily.
Id. at 1195.
Mr. Mitchell sought to counter this testimony by presenting evidence from
Dr. Wanda Draper, a developmental psychologist, who had conducted extensive
interviews with Mr. Mitchell and his family and had reviewed his records. Her
testimony would have supported the notion that Mr. Mitchell was covering for the
actual perpetrator, who was probably his brother, and that his inconsistent stories
were part of that effort. In proffering this evidence, defense counsel explained
that Dr. Draper’s testimony would “give the jury some help with motivation for
persisting in these lies.” Id. at 1169. Defense counsel further stated that Dr.
Draper would not offer an opinion as to whether Mr. Mitchell was lying, but
would instead “say some of the things developmentally in Brian’s makeup that
makes him the kind of person who would tell lies like this.” Id. at 1170. The
court refused to admit the evidence, stating that defense counsel was asking the
court to “allow the third person to get on the stand in the defense of the case and
interpret what the defendant was doing when actually that is the jury’s
responsibility.” Id. at 1169. When defense counsel pointed out that Officer
Maddox’s testimony was subject to the same objection, the court responded that
-26-
the officer was “not an expert psychiatrist and not retained for that function.” Id.
at 1170.
Mr. Mitchell raised these evidentiary rulings in his direct criminal appeal.
See Mitchell , 884 P.2d at 1197. In addressing the admission of Officer Maddox’s
testimony, that court characterized Mr. Mitchell’s claim on appeal as arguing that
the testimony was improper because it amounted to a lay person giving a medical
diagnosis, while at trial he had objected on the ground that it improperly bolstered
the taped statements. See id. The court further stated that “[w]hen a defendant
objects on a specific ground at trial, this Court will not entertain an objection on
appeal which differs from the trial objection.” Id. While thus finding the issue
procedurally barred, the court nonetheless, determined on the merits that Officer
Maddox’s “comments about disassociation and his testimony that he watched
Mitchell’s body language as one clue that he was lying” were not opinions offered
“as expert aids to the jury,” and that his testimony was therefore not error. Id.
The state appellate court also upheld the trial court’s refusal to admit Dr.
Draper’s testimony providing a possible motivation for the patently inconsistent
stories Mr. Mitchell gave in his interrogation. The court rejected Mr. Mitchell’s
argument that the state had opened the door to this evidence through Officer
Maddox’s testimony, relying on its alternative disposition of the merits of the
Maddox claim. The court held that Dr. Draper’s testimony would have
-27-
improperly “interpret[ed] and explain[ed] Mitchell’s actions and motives on the
tapes, which is exactly what the jury was required to do in determining the weight
and credibility to afford Mitchell’s statements.” Id.
Mr. Mitchell pursued his allegations of error on federal habeas, contending
the state court rulings infringed on his right to present a defense and rendered his
trial fundamentally unfair. The state did not respond on the merits, arguing
instead that the Oklahoma appellate court had applied a procedural bar to the
claim based on Officer Maddox’s testimony. The district court disagreed,
concluding that the state court had not applied a procedural bar to Officer
Maddox’s testimony because it had alternatively resolved the merits. The district
court therefore addressed the merits as well.
We begin our consideration of this issue with the state’s argument that
habeas relief is precluded due to the state court’s application of a procedural bar.
As the state correctly points out, when, as here, a state court explicitly invokes a
state procedural bar rule as a ground for decision and alternatively addresses the
merits of a claim, consideration of the issue on federal habeas is curtailed. See
Harris v. Reed , 489 U.S. 255, 264 n.10 (1989). The instant case, however,
presents the unusual situation in which the claim subject to procedural bar, here
Officer Maddox’s testimony, is interconnected with the claim that is not barred,
Dr. Draper’s testimony. As the state appellate decision makes clear, the merits of
-28-
the Dr. Draper claim cannot be decided without addressing the merits of the
Officer Maddox claim. See Mitchell , 884 P.2d at 1197 (holding Mr. Mitchell’s
claim addressing Dr. Draper’s testimony fails with merits of claim based on
Officer Maddox’s testimony, and subsequently ruling on merits of both claims in
one sentence). Under these peculiar circumstances, we are uncertain whether the
rule in Harris is applicable. See Coleman v. Thompson , 501 U.S. 722, 734-40
(1991) (discussing when state court decision fairly appears to be interwoven with
federal law and when it expressly rests on state procedural grounds). We need not
decide this thorny issue because even assuming the merits of both claims are
properly before us they do not entitle Mr. Mitchell to habeas relief under the high
standards of AEDPA, which we must apply.
The district court correctly observed that a federal habeas petitioner is not
entitled to habeas relief on the basis of erroneous evidentiary rulings unless he
can show that, “because of the court’s actions, his trial, as a whole, was rendered
fundamentally unfair.” Maes v. Thomas , 46 F.3d 979, 987 (10th Cir. 1995)
(quoting Tapia v. Tansy , 926 F.2d 1554, 1557 (10th Cir. 1991)). Although the
court stated that allowing Officer Maddox’s testimony was “ill-advised,” the court
-29-
also pointed out that this evidence was not “particularly conspicuous,” and did not
render the trial as a whole unfair. 8
The court likewise determined that the exclusion of Dr. Draper’s testimony
to rebut that of Officer Maddox was not error of constitutional dimension.
Although it characterized as “inexplicable” the state courts’ decisions that Dr.
Draper’s testimony would infringe on the jury’s responsibility while Officer
Maddox’s testimony did not, the court concluded that Dr. Draper’s testimony was
not material because it would not have created a reasonable doubt that did not
otherwise exist.
On appeal, Mr. Mitchell contends the district court erred in applying the
“fundamentally unfair” standard of review to these claims because the rulings at
issue infringed on his specific constitutional right to present a defense. He argues
that in these circumstances the law requires closer scrutiny, citing Paxton v.
Ward , 199 F.3d 1197, 1215 (10th Cir. 1999). That case is distinguishable because
the evidentiary ruling at issue there allowed the prosecutor to make “material
misrepresentations designed to mislead the jury.” Id. at 1216. In holding that
8
The court voiced particular concern that the trial court’s ruling allowed
the state to connect Officer Maddox’s definition of disassociation as lying with
the statement “why did they kill her” made by Mr. Mitchell when he was alone in
the interrogation room. We too find this circumstance troublesome, although we
ultimately agree with the trial court that in light of the entire record, it did not
bring about a fundamentally unfair trial.
-30-
habeas relief was available without a showing that the entire proceeding was
rendered fundamentally unfair, Paxton relied on authority addressed to
prosecutorial misconduct rather than to evidentiary rulings. See id. at 1217-18 &
n.10. Here we are concerned only with allegedly erroneous evidentiary rulings.
The discussion in Paxton on which Mr. Mitchell relies is therefore inapposite.
Mr. Mitchell claims that the trial court denied him his constitutional right
to present witnesses in his own defense by allowing the testimony of Officer
Maddox while excluding the testimony of Dr. Draper. To establish such a claim,
Mr. Mitchell must show
a denial of fundamental fairness: In order to declare a denial of
[fundamental fairness] we must find that the absence of that fairness
fatally infected the trial; the acts complained of must be of such
quality as necessarily prevents a fair trial. It is the materiality of the
excluded evidence to the presentation of the defense that determines
whether a petitioner has been deprived of a fundamentally fair trial.
Evidence is material if its suppression might have affected the trial’s
outcome. In other words, material evidence is that which is
exculpatory–evidence that if admitted would create reasonable doubt
that did not exist without the evidence.
Richmond v. Embry , 122 F.3d 866, 872 (10th Cir. 1997) (citations and internal
quotations omitted). We assess whether the evidentiary rulings violated Mr.
Mitchell’s right to present witness testimony under a two-part test: “we first
examine whether that testimony was relevant, and if so, whether the state’s
interests in excluding the evidence outweighed [Mr. Mitchell’s] interests in its
admittance. . . . Second, we examine whether the excluded testimony was
-31-
material–whether it was of such an exculpatory nature that its exclusion affected
the trial’s outcome.” Id.
Mr. Mitchell sought to present Dr. Draper’s evidence in order to counter
the inferences the jury could reasonably draw from Officer Maddox’s testimony,
i.e., that Mr. Mitchell lied during his interrogation in stating that another person
had committed the crime and that he did so because he himself was guilty. Dr.
Draper would have testified that although Mr. Mitchell did in fact recite
inconsistent versions of the crime, he did so in order to cover for his brother, who
was the actual perpetrator. This evidence is at least marginally relevant because
it tends to show that while Mr. Mitchell did lie by presenting inconsistent
versions of events, he did not lie when he stated that another had actually
committed the crime.
The state’s interest in excluding this testimony may be addressed
summarily. The trial court refused to allow the testimony because the court
believed it would usurp the fact-finding mission of the jury, and the state
appellate court approved this justification on appeal. Preserving the jury’s role is
clearly a legitimate state concern. However, as the district court observed, “the
state courts’ decision in the present case that Dr. Draper’s testimony ‘would have
infringed on the jury’s responsibility’ but Maddox’s testimony did not is
inexplicable.” Rec., vol. III, doc. 68 at 36. Accordingly, we conclude that the
-32-
state’s interest is served marginally if at all by excluding Dr. Draper’s testimony
while allowing that of Officer Maddox. In sum, while the interests in this case
are fairly equally balanced, the weight tips in favor of Mr. Mitchell’s interest in
presenting relevant evidence.
After balancing the interests involved, “we must determine whether the
defendant was denied a ‘fundamentally fair’ trial; therefore, looking at the record
as a whole, we inquire as to whether the evidence was of such an exculpatory
nature that its exclusion affected the trial’s outcome.” Richmond , 122 F.3d at
874. Dr. Draper’s testimony would have suggested to the jury that Mr. Mitchell’s
multiple versions of the crime were intended to cover his brother’s role in events.
This evidence would have provided a basis for the state to argue either that Mr.
Mitchell lied in all the versions of the crime the jury heard, or told the truth in
one of his versions in which he admitted either merely being present when another
assaulted and killed Ms. Scott or participating in the crime to a lesser degree than
the other person present. Consequently, the evidence would not by necessity have
exculpated Mr. Mitchell, particularly given the version he told in the videotaped
interview in which he and another together beat the victim to death.
Moreover, the evidence against Mr. Mitchell, while circumstantial, was
substantial. Witnesses placed him at the Center shortly before and during the
period in which the crime was committed, as well as in close proximity to the
-33-
victim’s subsequently abandoned car. A footprint matching his shoe was found in
the victim’s blood and her blood type was found on his sweat pants. No other
footprints were found at the crime scene despite the large amount of blood on the
floor near the body, and no other evidence at the crime scene indicated the
presence of a second assailant. In addition, the state presented evidence that Mr.
Mitchell knew many of the details of the crime and the crime scene, including the
fact that a coatrack was used as a weapon, without being told. In our view, when
evaluated in light of the entire record, Dr. Draper’s testimony was not of such an
exculpatory nature that its admission might have affected the outcome of the
proceeding. Its omission thus did not deprive Mr. Mitchell of his right to a
fundamentally fair trial.
VI
Admission of the Videotaped Interview
Mr. Mitchell offers three interrelated arguments supporting his claim that
some or all of his videotaped interrogation should not have been admitted at trial.
First, he contends he made a request for counsel during the interview which was
not honored by the police, and all statements he made after that request should
have been suppressed. Second, he asserts he was not a suspect at the beginning of
his interview when he was given Miranda warnings, and he should have been told
-34-
of his rights again at the point in the interview when he became a suspect and was
no longer free to leave. He argues the statements he gave after being told he was
in custody should therefore have been suppressed. Finally Mr. Mitchell contends
the statements he gave during the interview were not voluntary, but instead were
the product of coercive interrogation techniques used on a youthful offender with
no exposure to the adult criminal justice system. All of these arguments are
directed primarily to the statements Mr. Mitchell made toward the end of his
interrogation in which he described robbing the victim, meeting a friend as he was
leaving the Center, and returning with the friend to murder the victim.
A. Request for Counsel
Mr. Mitchell’s contention that the failure to honor his request for counsel
required suppression of his subsequent statements is based on his query late in the
interrogation asking officers whether he needed an attorney. Mr. Mitchell raised
this alleged denial of the right to counsel in his direct criminal appeal. The state
appellate court, after reviewing Mr. Mitchell’s previous experience with the
criminal justice system and other evidence bearing on the issue, held that his
statement was not a request for counsel. The federal district court concluded that
this holding was not contrary to clearly established federal law as determined by
-35-
the Supreme Court, citing Davis v. United States , 512 U.S. 452 (1994), and
denied relief. We agree.
If a suspect waives his right to counsel after receiving Miranda warnings,
he may be questioned by the police. Id. at 458. “But if a suspect requests counsel
at any time during the interview, he is not subject to further questioning until a
lawyer has been made available or the suspect himself reinitiates conversation.”
Id. (citing Edwards v. Arizona , 451 U.S. 477, 484-85 (1981)). A court determines
whether the accused has actually invoked his right to counsel under an objective
standard which “requires, at a minimum, some statement that can reasonably be
construed to be an expression of a desire for the assistance of an attorney.” Id. at
459 (quoting McNeil v. Wisconsin , 501 U.S. 171, 178 (1991)). The Supreme
Court has made clear that “if a suspect makes a reference to an attorney that is
ambiguous or equivocal in that a reasonable officer in light of the circumstances
would have understood only that the suspect might be invoking the right to
counsel, [the Court’s] precedents do not require the cessation of questioning.” Id.
Even construed most favorably to Mr. Mitchell, his statement asking police
whether he needed an attorney is not, in light of the circumstances, a sufficiently
clear request for counsel to require the cessation of questioning under Davis . The
officers knew that Mr. Mitchell had previous experience with the criminal justice
system and had in fact gone through a juvenile adjudication. He had been given
-36-
Miranda warnings when the interrogation began and clearly knew that he had the
right to counsel. Given these circumstances, Mr. Mitchell’s query about the need
for counsel is not an unambiguous request for the assistance of counsel.
Accordingly, his subsequent statements were not subject to suppression on the
ground that they were made in violation of his Sixth Amendment rights.
B. Timeliness of Miranda Warnings
Mr. Mitchell next contends that, although he received and waived his
Miranda rights at the commencement of his interview, admission of statements he
made during that interview after being informed that he was in custody should
have been suppressed because he was not given Miranda warnings again at that
point. Mr. Mitchell first raised this issue in state post-conviction proceedings,
and the state appellate court held the matter procedurally barred by his failure to
raise it on direct appeal. See Mitchell , 934 P.2d at 348 n.9. The court did,
however, review and summarily reject the merits of the claim in addressing Mr.
Mitchell’s argument that his counsel was ineffective in failing to raise it on direct
appeal. On federal habeas, the district court likewise held this argument without
merit, distinguishing the cases upon which Mr. Mitchell premised his argument
and pointing out the lack of any case requiring a person in Mr. Mitchell’s position
to be given a second set of Miranda warnings.
-37-
We turn first to the issue of procedural bar. “[F]ederal habeas review of
claims defaulted in state court pursuant to an independent and adequate state
procedural rule is barred ‘unless the prisoner can demonstrate cause for the
default and actual prejudice as a result of the alleged violation of federal law.’”
Sherrill v. Hargett , 184 F.3d 1172, 1174 (10th Cir. 1999) (quoting Coleman , 501
U.S. at 750). “Attorney error amounting to constitutionally ineffective assistance
of counsel constitutes ‘cause’ for a procedural default.” Hickman v. Spears , 160
F.3d 1269, 1272 (10th Cir. 1998). To establish ineffectiveness, a petitioner must
show that his counsel’s performance fell below an objective standard of
reasonableness and that the deficiency was prejudicial to his defense. See
Strickland v. Washington , 466 U.S. 668, 688 (1984). Prejudice, in turn, requires a
showing that “there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.”
Id. at 694. If the ineffective assistance claim itself has no merit, it “cannot
constitute ‘cause’ for [a petitioner’s] default in state court.” Sherrill , 184 F.3d at
1176. If the issue Mr. Mitchell’s appellate counsel failed to raise would not have
prejudiced his defense, therefore, counsel was not ineffective and Mr. Mitchell’s
claim is not cognizable on federal habeas.
Mr. Mitchell argues that the Miranda warnings given here were ineffectual
in view of the lengthy period between the time they were given and the point at
-38-
which he was actually told he was in custody. 9
He asserts that the officers who
conducted the interview did not promptly place him in custody after identifying
him as a likely suspect and that the delay in custodial interrogation minimized the
effect of the previously given warnings. We are not convinced. Numerous courts
have rejected the argument that the passage of time alone invalidates previously
given Miranda warnings. “The mere passage of time . . . does not compromise a
Miranda warning. Courts have consistently upheld the integrity of Miranda
warnings even in cases where ‘several hours’ have elapsed between the reading of
the warning and the interrogation.” United States v. Frankson , 83 F.3d 79, 83
(4th Cir. 1996) (quoting United States v. Diaz , 814 F.2d 454, 461 (7th Cir.
1987)); see also United States v. Weekley , 130 F.3d 747, 751 (6th Cir. 1997)
(listing cases). In United States v. Andaverde , 64 F.3d 1305, 1313 (9th Cir.
1995), for example, the court determined that new warnings were not required
when the defendant was interviewed the day after the warnings had been given.
9
Mr. Mitchell again cites the cases determined to be inapposite by the
district court. We agree with that court’s assessment. All of those cases address
the circumstances in which a person is considered to be in custody and therefore
entitled to be given Miranda warnings. See United States v. Flitcraft, 863 F.2d
342, 344 (5th Cir. 1988); United States v. Hocking, 860 F.2d 769, 772-73 (7th
Cir. 1988); United States v. Feather, 801 F.2d 157, 158 (4th Cir. 1986). Here it is
undisputed that Mr. Mitchell had been given the warnings prior to his custodial
interrogation; the issue is whether the lapse between the warnings and the custody
vitiated the warnings’ protection. Those cases simply do not inform this inquiry.
-39-
The Supreme Court has considered the issue in a related context. See
Wyrick v. Fields , 459 U.S. 42 (1982) (per curiam). There, the defendant was
given Miranda warnings before undergoing a polygraph test and agreed to take
the test without counsel present. At the conclusion of the test less than two hours
later, he was told that the test indicated some deception. He then made
incriminating statements to an investigating agent. At that point, the defendant
was given Miranda warnings again and questioned by a different agent and a
police chief, to whom he repeated his incriminating statements. At trial the
defendant sought to suppress the testimony of the two agents and the police chief
regarding his statements, arguing that they were made in violation of his right to
counsel. The state courts denied suppression on the ground that the defendant had
been advised of his rights and had waived them. On federal habeas, the circuit
court acknowledged that the defendant had waived his right to counsel during the
test, but held that he had not done so with respect to his post-test interrogation
because the defendant had not been given “ ‘meaningfully timed Miranda
warnings.’” Id. at 47 (quoting Fields v. Wyrick , 682 F.2d 154, 160 (8th Cir.
1981)).
The Supreme Court criticized the circuit court for failing to examine the
“totality of the circumstances,” and held that the defendant had “validly waived
his right to have counsel present at ‘post-test’ questioning, unless the
-40-
circumstances changed so seriously that his answers no longer were voluntary, or
unless he no longer was making a ‘knowing and intelligent relinquishment or
abandonment’ of his rights.” Id. (quoting Edwards v. Arizona , 451 U.S. 477, 482
(1981)). In making this assessment, the Court looked to whether the character of
the interrogation had changed significantly, and whether the questions put to the
defendant subsequently would have caused him to forget the rights of which he
had been advised and which he had previously understood. Id. at 47-49.
The totality of the circumstances of Mr. Mitchell’s interrogation clearly
indicate that his statements were not rendered inadmissible by his failure to
receive Miranda warnings after he was no longer free to leave. Although Mr.
Mitchell had just turned eighteen, he was experienced in the juvenile criminal
justice system, having gone through a delinquency adjudication and a three-year
confinement. And even though Mr. Mitchell progressed from a witness to a
suspect during the interview, the nature of the interrogation itself did not change:
he was continuously questioned about the circumstances of the crime. Finally, it
is significant that several hours after the interview began Mr. Mitchell asked the
officers if he needed an attorney, indicating that he was aware then of his right to
have counsel present. In sum, the totality of the circumstances does not show that
Mr. Mitchell was unaware of his rights, or that he was naive about the process in
which he was involved. Consequently, his rights were not violated by the
-41-
admission of the post-custodial statements he made during his interrogation,
notwithstanding his failure to receive warnings again at that time.
C. Coercion
Finally, Mr. Mitchell contends his interrogation statements were
inadmissible because they were coerced rather than freely and voluntarily given.
The state trial court held a pretrial hearing on the voluntariness of Mr. Mitchell’s
statements and subsequently ruled that Mr. Mitchell’s Miranda warnings were
proper and his statements were voluntary. Defense counsel pointed out that
following an untaped gap in the interrogation during which Mr. Mitchell provided
body samples, his demeanor changed and he gave his most incriminating version
of the crime. Counsel contended Mr. Mitchell’s changed demeanor and new story
supported his testimony that he had been intimidated during the period the
videotape was not running and that his subsequent statements were therefore
involuntary. The trial court disagreed, stating that although Mr. Mitchell’s
demeanor had changed somewhat, it had also changed several times throughout
the first part of the interview. The court also noted Mr. Mitchell’s testimony at
the pretrial hearing that he understood the Miranda warnings when they were
given. The state appellate court affirmed, reciting evidence on the interview
videotape showing that the police had not coerced or intimidated Mr. Mitchell
-42-
while the tape was running. On habeas, the district court reviewed the state
appellate court’s recitation of these facts and held that Mr. Mitchell had not
rebutted them by clear and convincing evidence or shown the state court decision
to be contrary to clearly established federal law.
We turn first to our standard of review of this issue under AEDPA.
Although the ultimate question of whether the statements were voluntary is a
mixed question of law and fact subject to review under the standards of section
2254(d)(1), any subsidiary factual findings made by the state trial court at the
conclusion of the pretrial hearing are entitled to a presumption of correctness
under section 2254(e)(1) that must be overcome by clear and convincing
evidence. See Trice v. Ward , 196 F.3d 1151, 1169-70 (10th Cir. 1999).
The state trial court held after the suppression hearing that Mr. Mitchell
understood the warnings he was given, and that he had not been subjected to
intimidating police conduct during the unrecorded gap in the interview. See Trial
Trans., vol. I at 4-6. In so doing, the court weighed the credibility of Mr.
Mitchell against that of the police officers present during the unrecorded period.
These findings are entitled to a presumption of correctness and Mr. Mitchell has
not produced clear and convincing evidence to rebut them. Thus, in addressing
whether Mr. Mitchell’s statements were voluntary as a matter of law, we presume
-43-
that Mr. Mitchell understood the warnings he was given and that he was not
subjected to coercion during the unrecorded moments at the police station.
Whether a confession was voluntary depends upon the “totality
of the circumstances,” including “the crucial element of police
coercion,” “the length of the interrogation” and “its continuity,” “the
defendant’s maturity,” “education,” “physical condition,” and
“mental health,” and “the failure of the police to advise the defendant
of his rights to remain silent and to have counsel present during the
custodial interrogation.”
Trice , 196 F.3d at 1170 (quoting Withrow v. Williams , 507 U.S. 680, 693-94
(1993)).
The taped interrogation itself reveals no action by the interviewing officers
that would support a finding of coercion sufficient to overcome Mr. Mitchell’s
understanding of his Miranda rights. Mr. Mitchell testified at the suppression
hearing that he had his GED certificate, that he had dealt with the police in his
prior juvenile arrests, and that he had been interviewed and given Miranda
warnings by a police officer in connection with his previous juvenile rape
adjudication. We see nothing in the totality of the circumstances to show that any
factor undermined the voluntariness of his statements. The state courts’
conclusion that Mr. Mitchell’s statements were freely given is not an
unreasonable application of controlling Supreme Court precedent.
-44-
VII
Impact of the Vacated Convictions on the Death Penalty
Based on newly discovered exculpatory evidence, Mr. Mitchell argued to
the district court that his convictions for rape and sodomy were constitutionally
infirm on several grounds, asserting that the state failed to disclose exculpatory
evidence in violation of Brady v. Maryland , 373 U.S. 83 (1963), that testimony by
the state’s forensic chemist was false and misleading, and that the prosecution
engaged in egregious misconduct by capitalizing on this testimony to mislead the
jury. The state did not respond to those allegations. Following an evidentiary
hearing, 10 the district court struck down the rape and sodomy convictions in a
scathing decision describing the state’s “blatant withholding of unquestionably
exculpatory evidence [as] absolutely indefensible,” the forensic chemist’s
testimony as “without question, untrue,” and the state’s closing argument as
“absolutely untenable.” Rec., vol. III, doc. 68 at 46, 48. Nevertheless, the court
declined to vacate Mr. Mitchell’s death sentence. Citing Romano v. Oklahoma ,
10
Mr. Mitchell did not develop these facts in state court. Under AEDPA, a
petitioner in these circumstances is not entitled to an evidentiary hearing in
federal court unless he shows that the “factual predicate could not have been
previously discovered by the exercise of due diligence” and that “the facts
underlying the claim would be sufficient to establish by clear and convincing
evidence that but for constitutional error, no reasonable factfinder would have
found the applicant guilty of the underlying offense.” 28 U.S.C. § 2254e(2). The
state did not argue either before the district court or on appeal that Mr. Mitchell
failed to satisfy the requisites of this provision.
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512 U.S. 1, 13 (1994), the court concluded that such relief was not warranted
because “[t]he jury had sufficient evidence to justify its conclusion that the three
aggravating circumstances it found were present, even without the rape and
sodomy convictions.” Rec., vol. III, doc. 68 at 51.
Mr. Mitchell argues on appeal that the district court used an incorrect legal
standard in evaluating the impact of the withheld exculpatory evidence on the
jury’s sentencing determination. He contends the proper inquiry is that set out in
Kyles v. Whitley , 514 U.S. 419 (1995), under which “favorable evidence is
material, and constitutional error results from its suppression by the government,
‘if there is a reasonable probability that, had the evidence been disclosed to the
defense, the result of the proceeding would have been different.’” Id. at 433
(quoting United States v. Bagley , 473 U.S. 667, 682 (1985), (Blackmun, J.,
concurring)). Given the district court’s finding that this case involves the
knowing presentation by the prosecution of false evidence or argument, Mr.
Mitchell further argues relief is required “if the ‘false testimony could . . . in any
reasonable likelihood have affected the judgment of the jury.’” Giglio v. United
States , 405 U.S. 150, 154 (1972) (quoting Napue v. Illinois , 360 U.S. 264, 271
(1959)).
In response, the state does not assert that the findings upon which the
district court relied in striking down the rape and sodomy convictions are clearly
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erroneous. Nor does the state take issue with the district court’s holding that a
Brady violation occurred, necessitating the vacation of those convictions. Rather,
the state contends the district court properly relied on Romano in refusing to
vacate the death penalty, arguing that the appropriate inquiry for assessing
whether a Brady violation merits habeas relief is “whether the State’s evidence in
support of the three alleged aggravators was such that, even without consideration
of the rape and sodomy convictions, the jury had sufficient evidence to support its
conclusion that the aggravators were present.” Br. of Aplee. at 4. Finally, the
state contends the district court correctly determined under this standard that
vacation of the rape and sodomy convictions does not require vacation of the
death penalty.
When, as here, the state courts have not heard the claim on the merits, “we
review the district court’s legal conclusions de novo and its factual findings, if
any, for clear error.” Hale , 227 F.3d at 1309. 11
We first determine whether the
district court erred in assessing the impact of the Brady violation under the
standard set out in Romano rather than that set out in Kyles . We conclude that
Kyles provides the proper analysis. Romano was not concerned with either a
Brady violation or with the knowing presentation of false evidence and it is
Mr. Mitchell asserts the state waived exhaustion of this claim in district
11
court. The state does not dispute this assertion on appeal.
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therefore simply inapposite. 12
Here, the state withheld exculpatory evidence and
the issue is therefore governed by the analysis set out in Kyles , which specifically
addresses the showing a habeas petitioner must make to obtain relief in these
particular circumstances. We have previously applied the standard articulated in
Kyles to alleged Brady violations asserted by petitioners on habeas. See Romano
v. Gibson , 239 F.3d 1156, 1172 (10th Cir. 2001) ( Brady evidence material “if
there is a reasonable probability that, had the evidence been disclosed to the
defense, the result of the proceeding would have been different”). We have
12
In Romano, in order to support the aggravating circumstance that the
defendant had been convicted of a prior violent felony, the jury was told that the
defendant had previously received the death penalty in a case that was currently
on appeal. This information was correct at the time although the conviction was
subsequently overturned. The Supreme Court rejected the defendant’s claim that
this evidence rendered his sentencing so unreliable as to violate the Eighth
Amendment. The Court pointed out the state court had struck the unsupported
aggravator and had reweighed the remaining untainted aggravators to conclude
the death penalty was still warranted. See Romano, 512 U.S. at 11. No such
reweighing occurred here. Moreover, the Court in Romano went on to hold the
proper analytical framework in the circumstances before it was that found in
Donnelly v. DeChristoforo, 416 U.S. 637, 643 (1974), in which the Court assessed
whether a prosecutor’s closing argument was so prejudicial as to deny the
defendant due process. Romano, 512 U.S. at 12. In Donnelly, the Court
distinguished between prosecutorial misconduct that denies a defendant a specific
constitutional right and that which does not, holding that when a specific right is
not infringed the defendant is entitled to relief only upon showing the misconduct
so infected the entire proceeding as to make the result a denial of due process.
See Paxton, 199 F.3d at 1217-18. Here, the district court concluded the state’s
misconduct deprived Mr. Mitchell of the right to cross-examination and to present
mitigating evidence, resulting in trial by ambush. Because specific constitutional
rights were infringed, even under Romano Mr. Mitchell is entitled to relief
without showing the entire sentencing was rendered fundamentally unfair.
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discovered no case in which we applied the Romano test used by the district court
to such a claim. Accordingly, we conclude that the district court applied the
wrong standard in assessing whether the vacated convictions impermissibly
tainted the jury’s imposition of the death penalty. 13
In Kyles , the Supreme Court reiterated and explained its prior holding that
“favorable evidence is material, and constitutional error results from its
suppression by the government, ‘if there is a reasonable probability that, had the
evidence been disclosed to the defense, the result of the proceeding would have
been different.’” Kyles , 514 U.S. at 433 (quoting Bagley , 473 U.S. at 667, 682
(1985) (opinion of Blackmun, J.); id. at 685 (White, J., concurring in part and
concurring in judgment)). The Court emphasized four aspects of materiality from
its prior precedents, see id. at 434, two of which are particularly pertinent here.
13
Mr. Mitchell argues that because this case presents the situation in which
the prosecutor knowingly presented false testimony, his claim should be evaluated
under the less demanding standard of Giglio v. United States, 405 U.S. 150
(1972), in which the Court held that the presentation of false evidence, whether
knowing or unknowing, requires a new trial “if ‘the false testimony could . . . in
any reasonable likelihood have affected the judgment of the jury.’” Id. at 154
(quoting Napue v. Illinois, 360 U.S. 264, 271 (1959)). Assuming the Giglio
“reasonable likelihood” standard is in fact less demanding than the Kyles
“reasonable probability” standard, a petitioner who succeeds under that standard
will still have to meet the harmless error standard of Brecht v. Abrahamson, 507
U.S. 619 (1993), which the Supreme Court has held is met by the Kyles test. See
Kyles, 514 U.S. at 435-36. Thus for all practical purposes the two standards
ultimately mandate the same inquiry. See Gilday v. Callahan, 59 F.3d 257, 267-
68 (1st Cir. 1995).
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First, the Court pointed out that “a showing of materiality does not require
demonstration by a preponderance that disclosure of the suppressed evidence
would have resulted ultimately in the defendant’s acquittal.” Id. The court
expressly rejected a standard that would require a defendant “to demonstrate that
the evidence if disclosed probably would have resulted in acquittal.” Id. (citation
omitted). The Court cautioned that
Bagley ’s touchstone of materiality is a “reasonable probability” of a
different result, and the adjective is important. The question is not
whether the defendant would more likely than not have received a
different verdict with the evidence, but whether in its absence he
received a fair trial, understood as a trial resulting in a verdict
worthy of confidence. A “reasonable probability” of a different
result is accordingly shown when the government’s evidentiary
suppression “undermines confidence in the outcome of the trial.”
Id. (quoting Bagley , 473 U.S. at 678).
Second, the Court emphasized that materiality under Bagley “is not a
sufficiency of the evidence test.” Id.
A defendant need not demonstrate that after discounting the
inculpatory evidence, there would not have been enough left to
convict. The possibility of an acquittal on a criminal charge does not
imply an insufficient evidentiary basis to convict. One does not
show a Brady violation by demonstrating that some of the inculpatory
evidence should have been excluded, but by showing that the
favorable evidence could reasonably be taken to put the whole case
in such a different light as to undermine confidence in the verdict.
Id. at 434-35.
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Thus the state and the district court are wrong as a matter of law in stating
that Mr. Mitchell is not entitled to vacation of his death penalty because the jury
had sufficient evidence to justify its sentence even without the rape and sodomy
convictions. The appropriate inquiry under Bagley and Kyles is whether the
favorable evidence the jury never heard creates a reasonable probability that the
sentencing outcome would have been different. This involves an assessment of
the withheld evidence “in light of the entire record in order to determine if ‘the
omitted evidence creates a reasonable doubt that did not otherwise exist.’” Banks
v. Reynolds , 54 F.3d 1508, 1518 (10th Cir. 1995) (quoting United States v. Agurs ,
427 U.S. 97, 112 (1976)). In determining whether we can be confident the jury
would have returned a death sentence had it known Mr. Mitchell did not rape or
sodomize the victim, we bear in mind that “‘[o]ur duty to search for constitutional
error with painstaking care is never more exacting than it is in a capital case.’”
Kyles , 514 U.S. at 422 (quoting Burger v. Kemp , 483 U.S. 775, 785 (1987); see
also Banks , 54 F.3d at 1521 (same).
In striking down the rape and sodomy convictions, the court relied on the
following factual findings, which are equally relevant to our inquiry here. Joyce
Gilchrist, a forensic chemist with the Oklahoma City Police Department, testified
she found six sperm on the vaginal swab taken from the victim but was unable to
identify any donor. She found ten sperm on the rectal swab and determined the
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donor had the same blood type as both Mr. Mitchell and the victim’s boyfriend,
Phillip Taylor. She also stated that blood, semen and sperm found on the sheet in
which the victim’s body had been transported from the crime scene were
consistent with both men, as were semen stains on the victim’s panties. Finally,
she testified that a viable semen or sperm sample would be present in a woman’s
body for up to twelve hours after intercourse if she were up and moving around.
This latter testimony is significant because the jury had been told that Mr. Taylor
had not had sexual relations with the victim for the last eight days.
Ms. Gilchrist had sent the swabs and cuttings from the panties to Special
Agent Michael Vick in the FBI laboratory DNA unit. The laboratory performed
DNA testing on these items and prepared a report, which was couched in
convoluted language that did not clearly recite the test results. Ms. Gilchrist
characterized the report at trial as inconclusive. Ms. Gilchrist also sent samples
to Mr. Brian Wraxall at the Serological Research Institute in California, who
determined the samples either were too small to test or did not contain semen at
all. 14
Mr. Wraxall did, however, confirm the presence of sperm on the sheet
14
and a pubic hair sample which were consistent with Mr. Mitchell and inconsistent
with Mr. Taylor. This evidence is consistent with Mr. Mitchell’s testimony that he
masturbated in the presence of the victim after C. Ray urged him to sexually
assault her.
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Mr. Mitchell requested and received permission to conduct discovery in this
habeas proceeding. As a result, he obtained hand-written notes taken by Ms.
Gilchrist during telephone conversations with Agent Vick indicating that the
agent had conducted two DNA probes on the samples . These probes showed that
the semen on the panties matched that of Mr. Taylor only, that no DNA was
present on the rectal swab, and that the only DNA on the vaginal swab was
consistent with the victim. The results thus completely undermined Ms.
Gilcrhist’s testimony .
The district court held an evidentiary hearing, at which Agent Vick
admitted there was no way to tell from his report that he had obtained no DNA
results from the rectal swab, no DNA profile other than that of the victim on the
vaginal swab, and no DNA profile other than that of the victim and Mr. Taylor on
the panties. An expert testified at the evidentiary hearing that the DNA testing
performed by Agent Vick unquestionably eliminated Mr. Mitchell as a source of
the sperm. This expert reviewed Ms. Gilchrist’s trial testimony implicating Mr.
Mitchell through her testing and that of Mr. Wraxall, and stated that the testimony
was based on the use of test methods Ms. Gilchrist knew were less precise than
the DNA tests which eliminated Mr. Mitchell. Moreover, he pointed out that one
of the tests she performed in fact excluded Mr. Mitchell. Mr. Mitchell was not
provided the actual test results developed by Agent Vick or the notes taken by
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Ms. Gilchrist indicating her knowledge that Mr. Mitchell had been excluded by
the FBI’s DNA testing.
Ms. Gilchrist thus provided the jury with evidence implicating Mr. Mitchell
in the sexual assault of the victim which she knew was rendered false and
misleading by evidence withheld from the defense. Compounding this improper
conduct was that of the prosecutor, whom the district court found had “labored
extensively at trial to obscure the true DNA test results and to highlight
Gilchrist’s test results,” and whose characterization of the FBI report in his
closing argument was “entirely unsupported by evidence and . . . misleading. ”
Rec., vol. III, doc. 68 at 46-47. As a result, the jury convicted Mr. Mitchell of
rape and forcible anal sodomy despite evidence it did not hear indicating that no
such assault had taken place.
We are compelled to address the obvious by pointing out that the state’s
conduct in this case strikes a heavy blow to the public’s “trust in the prosecutor as
‘the representative . . . of a sovereignty . . . whose interest . . . in a criminal
prosecution is not that it shall win a case, but that justice shall be done.’” Kyles,
514 U.S. at 439 (quoting Berger v. United States, 295 U.S. 78, 88 (1935)). The
Supreme Court has cautioned that proper disclosure under Bagley is required in
order “to preserve the criminal trial, as distinct from the prosecutor’s private
deliberations, as the chosen forum for ascertaining the truth about criminal
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accusations.” Id. at 440. Nonetheless, as the state takes pains to point out on
appeal, our task is not to impose punishment for improper behavior but to assess
whether the improperly withheld evidence raises a reasonable probability that, had
it been disclosed to the jury, the result of the sentencing proceeding would have
been different.
At the commencement of the sentencing proceeding, the state asked the
court to incorporate all the evidence presented in the guilt stage so that the jury
could consider everything it heard during that phase in assessing punishment. In
its closing argument to the jury in the guilt stage, the state had voiced its intent to
focus on the murder, rape and sodomy charges, and at several points in that
argument the state had tied the three charges together. In so doing, the state
referred to bruising on the victim’s hips as “consistent with a 250 pound man
raping a woman against her will.” Trial Trans., vol. VII at 1335. The state also
asserted “the defendant had learned his lesson the last time. The last time he left
a witness alive and he ended up at the Rader Center incarcerated. He wasn’t
going to let that happen this time. Ladies and gentlemen, there was never any
question that Elaine Scott was to die.” Trial Trans., vol. VIII at 1438. Finally,
the state told the jury, “[w]e know what his idea of sex is. It includes power,
violence, humiliation, degrading his victim. That’s what he was after.” Id. at
1464.
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At the beginning of the sentencing stage, the state again told the jury that
Mr. Mitchell had learned from his earlier rape adjudication, arguing that he killed
Ms. Scott to avoid arrest and prosecution for his sexual assault. “After he was
through with Elaine Scott, after he had his way with her, knowing that she knew
him, knew who he was, the fact that she was afraid of him before, he murdered
her, he beat her to death, because she was the only living witness to the crime that
he had committed.” Sent. Trans. at 8. 15
In view of the district court’s unchallenged findings and conclusions
vacating the rape and sodomy convictions, there is at least a reasonable
probability that if the defense had been provided the withheld evidence, it would
have succeeded in getting those charges dismissed prior to the trial. 16 Sexual
assault charges are by their nature highly inflammatory and prejudicial. As Mr.
Mitchell’s defense counsel pointed out at the federal evidentiary hearing, in
representing a capital defendant there is a qualitative difference in terms of
15
The sentencing proceeding itself was transcribed separately from the
sequential volumes of the guilt phase of the trial and the closing arguments in the
sentencing stage.
16
Even if Mr. Mitchell had proceeded to trial on the charges, Ms.
Gilchrist’s notes of her conversations with Agent Vick, which indicated her
knowledge that the DNA testing excluded Mr. Mitchell, would have provided very
effective ammunition in defense counsel’s ability to impeach her credibility. In
our view, depriving defense counsel of the ability to demonstrate the
untruthfulness of Ms. Gilchrist’s critical testimony to the jury also raises a
reasonable probability that the outcome of the proceedings would have been
different with respect to the rape and sodomy convictions.
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culpability between a defendant who rapes and sodomizes a victim and then kills
her to silence her, and a defendant who kills in a fit of rage. Had the rape and
sodomy charges not been before the jury, the state would have been unable to
infuse the murder with prior sexual abuse or to argue that Mr. Mitchell killed the
victim in a premeditated plan to avoid arrest and prosecution. All of the highly
charged arguments that we have recited above would not have been presented to
the jury. Both the guilt and sentencing stages would necessarily have had an
entirely different focus and character.
These circumstances undermine the fairness of the sentencing proceeding
that resulted in Mr. Mitchell’s death sentence; we simply cannot be confident that
the jury would have returned the same sentence had no rape and sodomy evidence
been presented to it. First and foremost, the rape and sodomy evidence impacted
all three of the aggravating circumstances found by the jury: that the murder was
heinous, atrocious and cruel; that it was committed to avoid arrest for the rape
and sodomy; and that Mr. Mitchell posed a continuing threat to society.
Moreover, the defense presented considerable mitigating evidence for the jury to
weigh against the aggravating circumstances it found. That evidence included
Mr. Mitchell’s youth (18); his loving relationships with his extended family and
friends, which showed a totally different side of his character; and his intelligence
(he had been in a program for the gifted and talented children in his elementary
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school). In addition, Dr. Wanda Draper, a psychologist with a PhD in human
development, testified at the sentencing hearing about Mr. Mitchell’s
developmental history, concluding that he would do well in a structured
environment such as the one he experienced in the juvenile facility where he was
a leader among his peers. This evidence enabled defense counsel to argue that Mr
Mitchell’s life was worth saving and that he would do well in a prison
environment if the jury sentenced him to life without parole. Under these
circumstances, we are persuaded Mr. Mitchell has met the Kyles standard by
showing that absent the Brady violation, there is a reasonable probability the
result of the sentencing proceeding would have been different. See Kyles, 514
U.S. at 435. Mr. Mitchell is therefore entitled to habeas relief on this claim.
VIII
Conclusion
In sum, we AFFIRM the district court’s rulings denying Mr. Mitchell’s
challenges to his conviction for first degree murder and we deny his request for
habeas relief on those claims. We REVERSE the court’s ruling upholding
imposition of the death penalty and grant Mr. Mitchell’s petition for habeas relief
on his claim that his sentence violated his right to due process. Accordingly, we
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GRANT a conditional writ of habeas corpus requiring that Mr. Mitchell be
resentenced.
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