F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
AUG 16 2001
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
KEN DOMANN and CYNTHIA
DOMANN,
Plaintiffs - Appellants,
v. No. 00-2270
DEBBIE VIGIL, M.D.,
Defendant - Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW MEXICO
(D. Ct. No. CIV-99-192-LH/LFG)
Daniel R. Swiss (Turner W. Branch, Margaret Moses Branch, and James P. Lyle,
with him on the briefs), The Branch Law Firm, Albuquerque, New Mexico, for
Appellants.
Alice Tomlinson Lorenz (Jennifer L. Stone, with her on the brief), Miller,
Stratvert & Torgerson, P.A., Albuquerque, New Mexico, for Appellee.
Before TACHA, Chief Judge, HENRY, and LUCERO, Circuit Judges.
TACHA, Chief Circuit Judge.
In this medical malpractice case, appellants Ken and Cynthia Domann
challenge the jury verdict below as incomplete and inconsistent. The Domanns
further appeal the district court’s refusal to instruct the jury on one of their
theories of negligence as well as the district court’s exclusion of the Domanns’
medical bills from evidence. We exercise jurisdiction pursuant to 28 U.S.C.
§ 1291 and affirm.
I. Background
The Domanns moved to New Mexico in the spring of 1996. At the time,
Mrs. Domann was pregnant. Upon arrival in New Mexico, she began receiving
obstetrical care from the appellee, Dr. Debbie Vigil, M.D. On October 31, 1996,
Dr. Vigil admitted Mrs. Domann to St. Vincent’s Hospital after she had
developed symptoms consistent with mild preeclampsia. Labor was induced and
the following morning, a healthy baby girl was delivered. However, following
delivery, Mrs. Domann’s placenta did not deliver spontaneously. After Dr. Vigil
and a consulting doctor, Dr. Cleveland Pardue, attempted unsuccessfully to
remove the placenta manually, they made the decision to move Mrs. Domann to
the operating room, place her under a general anesthesia, and further explore her
uterus. Still, the placenta could not be removed and the doctors began to discuss
the possibility of a hysterectomy.
At 10:35 a.m., Mrs. Domann suffered an unexpected cardiac arrest. After
stabilizing Mrs. Domann’s heart rate, Dr. Vigil decided to perform an immediate
hysterectomy assisted by a second consulting physician, Dr. Lance Mikkelsen.
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During the operation, due to high levels of blood loss during and following the
delivery, Mrs. Domann’s blood pressure could not be stabilized.
Following the hysterectomy, Dr. Vigil called for a further consultation with
Dr. Bruce Shaffer. Dr. Shaffer examined Mrs. Domann in the operating room
and diagnosed her with amniotic fluid emboli and systemic inflammatory
response syndrome. 1 Amniotic fluid emboli can result in disseminated
intravascular coagulopathy (“DIC”), a condition where the body’s clotting system
goes awry and microscopic clots are formed throughout the body blocking the
blood supply to vital organs. At approximately 1:15 p.m., Dr. Shaffer ordered
Heparin to treat what he believed was DIC induced by amniotic fluid emboli.
Fresh frozen plasma was ordered but withheld from Ms. Domann while the
Heparin was administered. Mrs. Domann received four units of fresh frozen
plasma later that afternoon. Mrs. Domann remained hospitalized until February
10, 1997, when, after a stormy hospital course, she was released to a
rehabilitation center. She continues to suffer peripheral nerve impairment and is
still progressing in her recovery.
Following Mrs. Domann’s release from the hospital, the Domanns filed suit
1
An amniotic fluid embolism is an allergic reaction to the tissue of the
baby entering the mother’s circulation which can affect the heart’s ability to
pump effectively. Systemic inflammatory response syndrome is an immunologic
reaction where the blood vessels start leaking the water that is contained in the
blood, creating an inability to maintain adequate blood pressure.
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against Dr. Vigil. The Domanns alleged that Dr. Vigil was negligent in the
following ways: (1) by failing to properly recognize and manage extensive
hemorrhaging during Mrs. Domann’s post-partum course; (2) by failing to
perform the hysterectomy soon enough to prevent Mrs. Domann’s DIC; and (3) by
failing to give the fresh frozen plasma soon enough and instead approving the
decision of Dr. Shaffer to administer Heparin. Evidence was presented at trial by
medical witnesses that Mrs. Domann had suffered an amniotic fluid embolism
complicated by DIC and placental accreta 2 and that nothing could have been done
by any doctor to improve her outcome.
On the other hand, the Domanns’ medical expert, Dr. Richard Luciani,
testified that Dr. Vigil was negligent in underestimating the amount of blood Mrs.
Domann had lost leading to Mrs. Domann’s cardiac arrest, in failing to
immediately give Mrs. Domann fresh frozen plasma, and in allowing Dr. Shaffer
to administer Heparin. However, at no point did Dr. Luciani testify that Dr. Vigil
had a duty to perform the hysterectomy earlier than she did.
Following testimony, the Domanns submitted a special verdict form which
was accepted by the district court. The special verdict form included two
preliminary questions. The first asked the jury to determine whether Dr. Vigil
2
Placenta accreta is a condition where the placenta has grown through the
placental membrane and into the uterine wall.
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had been negligent, and the second asked the jury to determine whether any
negligence of Dr. Vigil had been the proximate cause of any of the Domanns’
injuries. The Domanns also submitted jury instruction 28, which was
subsequently given to the jury. Instruction 28 states:
After considering the evidence and these instructions as a whole the
preliminary questions presented for you to answer on the special verdict
form are as follows:
1. Was Dr. Debbie Vigil negligent?
2. Was any negligence of Dr. Debbie Vigil a proximate cause of Ken
and Cynthia Domann’s injuries and damages?
If you answer “no” to either question 1 or 2 on the special verdict form, you
shall return the special verdict for Dr. Debbie Vigil and against Ken and
Cynthia Domann.
If, on the other hand, you answer “yes” to question 1 and 2, you shall
determine the amount of money that will compensate Ken and Cynthia
Domann for the injuries and damages, and you will otherwise answer the
questions required of you on the special verdict form which I will hand to
you at the conclusion of these instructions.
After the district court had read the instructions to the jury, the court asked
counsel if there were any objections to the manner in which they were read. The
Domanns’ counsel stated that there were none.
After deliberations, the jury informed the court that it had reached a
unanimous verdict. Upon reading the verdict, the district court noted that the first
question on the special verdict form had been left blank. The jury foreman
confirmed that the first question had not been filled out and subsequently
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explained that the jury had been unable to reach a unanimous answer to the first
question, but had unanimously answered “no” to the second question. Based on
the jury’s unanimous answer to the second question and on instruction 28, the
trial judge accepted the verdict for Dr. Vigil and denied the Domanns’ motion for
a new trial.
II. Jury Verdict
The Domanns now appeal the district court’s denial of their motion for a
new trial, arguing that the jury verdict was inconsistent and incomplete. We
review a district court’s refusal to grant a new trial based on a finding that the
jury verdict is not inconsistent for abuse of discretion. Harvey ex rel. Harvey v.
General Motors Corp., 873 F.2d 1343, 1346 (10th Cir. 1989) (holding that, when
plaintiffs argue an inconsistent jury verdict this court will “not disturb the trial
court’s denial of a motion for a new trial absent a showing of abuse of
discretion”); see also Harris Mkt. Research v. Marshall Mktg. & Communications,
Inc., 948 F.2d 1518, 1522 (10th Cir. 1991). It is the additional burden of the
appellant to show that any verdict inconsistency demonstrates “either confusion or
abuse on the jury’s part.” Global Van Lines, Inc. v. Nebeker, 541 F.2d 865, 868
(10th Cir. 1976). In determining whether there is any inconsistency, we must
accept any reasonable explanation that reconciles the jury’s verdict. Harvey, 873
F.2d at 1348; Heno v. Sprint/United Mgmt. Co., 208 F.3d 847, 852 (10th Cir.
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2000).
We find no abuse of discretion in the district court’s determination that the
jury verdict in this case was not inconsistent or incomplete. The general rule
adopted by federal courts addressing this question is that “failure by a jury to
answer some of the questions in a special verdict does not vitiate an otherwise
unanimous verdict where the unanimous answers to the verdict conclusively
dispose of the case.” Black v. Riker-Maxson Corp., 401 F. Supp. 693, 696
(S.D.N.Y. 1975); see also Technical Res. Servs., Inc. v. Dornier Med. Sys., Inc.,
134 F.3d 1458, 1466 (11th Cir. 1998) (holding jury verdict not inconsistent where
jury unanimously determined that plaintiff failed to prove two elements necessary
to recovery despite jury’s failure to answer other questions on the special verdict
form); Baxter Healthcare Corp. v. Spectramed, Inc., 49 F.3d 1575, 1581 (Fed. Cir.
1995) (holding that, where a jury fails to return unanimous answers to some of the
questions on a special verdict form the “trial judge [can] enter judgment on the
basis of the unanimous verdicts if they are dispositive of the case”); Audette v.
Isaksen Fishing Corp., 789 F.2d 956, 958 (1st Cir. 1986) (holding that, where a
jury returned with a unanimous finding of no proximate cause, but could not reach
a unanimous finding on the question of negligence, the jury verdict was “simple
to harmonize” and such a finding compelled “a judgment for defendant” (internal
quotation marks omitted)); Skyway Aviation Corp. v. Minneapolis, Northfield &
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Southern Ry. Co., 326 F.2d 701, 704 (8th Cir. 1964) (“The failure to agree on the
unanswered interrogatory did not vitiate the otherwise unanimous verdict
effectively disposing of the issues submitted.”).
Therefore, the district court correctly determined that the special verdict
form returned by the jury in this case was reconcilable and not inconsistent.
Indeed, the jury was simply following the clear language of instruction 28 which
provided that, should the jury reach a unanimous “no” answer to either of the
preliminary questions on the special verdict form, they were to return a verdict in
favor of Dr. Vigil. The jury was unanimous in finding that Dr. Vigil was not the
proximate cause of any of the Domanns’ injuries. Moreover, the Domanns
concede in their brief before this court that, under New Mexico law, proximate
cause is a necessary element to any recovery in tort. See, e.g., Coleman v. Eddy
Potash, Inc., 905 P.2d 185, 190 (N.M. 1995). Thus, the jury properly returned a
verdict in favor of Dr. Vigil, and the district court did not abuse its discretion in
entering judgment on that verdict and denying the motion for a new trial.
III. Jury Instructions
The second issue raised on appeal by the Domanns concerns a jury
instruction that was submitted by the Domanns but not given by the district court.
We review a district court’s decision whether to give a particular jury instruction
for abuse of discretion. Harrison v. Eddy Potash, Inc., 112 F.3d 1437, 1442 (10th
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Cir. 1997), vacated on other grounds by Eddy Potash, Inc. v. Harrison, 524 U.S.
947 (1998). The Domanns’ suit alleged that Dr. Vigil had been negligent by
failing to perform the hysterectomy on Mrs. Domann soon enough. However, the
Domanns failed to provide any expert medical testimony that the timing of the
hysterectomy was in any way negligent or a deviation from the standard of care.
The legal substance of jury instructions in a diversity case such as this one
is a matter of state law. Kieffer v. Weston Land, Inc., 90 F.3d 1496, 1500 (10th
Cir. 1996). Under New Mexico law, in order to establish a deviation from the
standard of care, medical expert testimony is required where the alleged
negligence occurs within an area of knowledge in which laymen would be
presumed uninformed. Gerety v. Demers, 589 P.2d 180, 195 (N.M. 1978);
Pharmaseal Labs., Inc. v. Goffe, 568 P.2d 589, 594 (N.M. 1977). At the close of
the evidence, Dr. Vigil objected to the inclusion of the jury instruction concerning
the Domanns’ delayed hysterectomy theory of negligence. Dr. Vigil objected on
the grounds that no medical expert testimony had been offered to show that the
timing of the hysterectomy was a deviation from the standard of care. The district
court agreed and struck the delayed hysterectomy theory of negligence from the
jury instructions. We find no abuse of discretion in this decision. The record
contains no medical expert testimony stating that Dr. Vigil’s decision to perform
the hysterectomy when she did was negligent. Further, the Domanns cannot point
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to any such testimony on appeal. The district court correctly excluded the
instruction on the Domanns’ delayed hysterectomy theory of negligence.
IV. Conclusion
We hold that, when a jury instruction such as instruction 28 is given and a
jury returns a special verdict form with a unanimous answer “no” to the question
of proximate cause, it is not an abuse of discretion for the district court to enter
judgment on that verdict and deny a motion for a new trial even where the jury
could not reach a unanimous answer to the question of negligence. We further
hold that the district court did not abuse its discretion when it excluded the jury
instruction on a delayed hysterectomy theory of negligence. Finally, because we
hold for Dr. Vigil on the issues discussed above, the question of whether the
district court properly excluded evidence of the Domanns’ medical bills from trial
is moot. AFFIRMED.
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