F I L E D
United States Court of Appeals
PUBLISH Tenth Circuit
SEP 11 2001
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT PATRICK FISHER
Clerk
E.F.W.; and A.T.B., by and through her next friend,
E.F.W.,
Plaintiffs-Appellants,
v.
ST. STEPHEN’S INDIAN HIGH SCHOOL;
SHOSHONE AND ARAPAHOE TRIBAL SOCIAL
SERVICES; R. KELLY PROCTOR; LISA COOK-
GAMBLER, individually, and as an employee of
Fremont Counseling Services; FREMONT
COUNSELING SERVICES; THOMAS S. KENNAH; No. 00-8002
DARRELL L. LONE BEAR, SR.; SUSAN DONNELL,
M.D.; and KELLY ELERTSON-JOHNSON,
Defendants-Appellees,
and
LOUIS MOSQUEA, BIA police officer; WILLIAM
FALLS DOWN, Sergeant, BIA police officer; and
ANUP SIDHU, M.D.,
Defendants.
Appeal from the United States District Court
for the District of Wyoming
(D.C. No. 98-CV-283-J)
Donald J. Rissler of Central Wyoming Law Associates, P.C., Riverton, Wyoming
(John R. Hursch of Central Wyoming Law Associates, P.C., Riverton, Wyoming;
John W. Whitehead, The Rutherford Institute, Charlottesville, Virginia, with him
on the brief) for Plaintiffs-Appellants.
Stuart R. Day of Williams, Porter, Day & Neville, P.C., Casper, Wyoming, for
Defendants-Appellees St. Stephen’s Indian High School, R. Kelly Proctor, and
Kelly Elertson-Johnson.
John C. Schumacher of Law Office of John Schumacher, Fort Washakie,
Wyoming (Richard M. Berley of Ziontz, Chestnut, Varnell, Berley & Slonim,
Seattle, Washington, with him on the brief), for Defendants-Appellees Shoshone
and Arapahoe Tribal Social Services, Thomas Kennah, and Darrell Lone Bear, Sr.
Judith Studer of Schwartz, Bon, Walker & Studer, LLC, Casper, Wyoming, for
Defendants-Appellees Fremont Counseling Service and Lisa Cook-Gambler.
Nicholas Vassallo, Assistant United States Attorney (David D. Freudenthal,
United States Attorney, with him on the brief), Cheyenne, Wyoming, for
Defendant-Appellee Susan Donnell, M.D.
Before SEYMOUR, Circuit Judge, BRORBY, Senior Circuit Judge, and
BROWN, * District Judge.
SEYMOUR, Circuit Judge.
E.F.W. brought this civil rights action individually and on behalf of her
minor daughter A.T.B. against Shoshone and Arapaho Tribal Social Services
(SATSS), SATSS employees Thomas Kennah and Darrell Lone Bear, Saint
*
The Honorable Wesley E. Brown, Senior District Judge, United States
District Court for the District of Kansas, sitting by designation.
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Stephen’s Indian Mission School, its social worker Kelly Elertson-Johnson and its
principal R. Kelly Proctor, the Fremont Counseling Service and its employee Lisa
Cook-Gambler, and Susan Donnell, Ph.D., a clinical psychologist employed by the
Indian Health Service who practiced on the Wind River Indian Reservation in
Wyoming. The complaint sought relief under 42 U.S.C. §§ 1983 and 1985 for
alleged constitutional violations arising from the removal of A.T.B. from her
mother’s custody and her placement in a psychological care facility as a suicide
risk, and the filing and investigation of charges that the mother abused and/or
neglected her daughter.
The district court granted the motion of Tribal defendants SATSS and
Mssrs. Kennah and Lone Bear to dismiss for lack of jurisdiction, concluding that
these defendants were protected by sovereign immunity. See E.F.W. v. Saint
Stephen’s Mission Indian High Sch., 51 F. Supp. 2d 1217, 1228 (D. Wyo. 1999).
The court further held that to the extent relief was sought against defendants
Kennah and Lone Bear individually, plaintiffs failed to state a claim for relief
under section 1983 because they did not adequately allege action under color of
state law, see id. at 1229, and they failed to state a claim under section 1985
because they did not allege class-based or racially discriminatory animus, id. at
1231. In a second order, the court granted defendant Donnell’s motion for
summary judgment and the remaining defendants’ motions to dismiss on the
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ground that plaintiffs had failed to make the requisite showing that any of them
acted under color of state law. Plaintiffs appeal and we affirm.
I
Background
The facts in this action are essentially undisputed. Plaintiffs are enrolled
members of the Northern Arapaho Tribe who live on the Wind River Indian
Reservation in Wyoming. A.T.B. attended St. Stephen’s High School, a private
school founded by the Episcopal Church and located on the Reservation. In the
fall of 1996, A.T.B. attended counseling sessions at the school with Ms. Elertson-
Johnson, a social worker employed by the school. During this time A.T.B.’s
boyfriend, who was also a student at the high school, was killed in an automobile
accident. Dr. Donnell participated in a grief counseling session with the students,
where she and Ms. Elertson-Johnson discussed concerns about A.T.B. Ms.
Elertson-Johnson told Dr. Donnell that A.T.B. had demonstrated potentially
suicidal behavior, including self-mutilation and depression, and that A.T.B. had
reported physical and emotional abuse by her mother and another family member.
On November 12, 1996, Dr. Donnell received a call from Lisa Cook-
Gambler, a professional counselor with Fremont Counseling Services. Fremont is
a private mental health care facility that “covered” for Indian Health Service, a
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federal agency, during holidays and after hours. Ms. Cook-Gambler said that she
had been called to St. Stephen’s the previous day, a federal holiday, on an
emergency basis because A.T.B. had come to school with self-inflicted wounds on
her arms and face. Ms. Cook-Gambler had called the Tribal police, the Tribal
prosecutor and SATSS, and expected that A.T.B. would be placed in protective
custody.
Mr. Kennah, a social worker with SATSS, took A.T.B. into protective
custody on November 13 and made arrangements to place her in Pine Ridge
Hospital, a mental health care facility, for emergency shelter care. A.T.B. was
transported voluntarily to Pine Ridge by Tribal police officers. Dr. Donnell
called Pine Ridge and referred A.T.B. for admission as a suicide risk so that her
treatment there would be paid through Indian Health Service. On November 14,
Mr. Kennah filed a petition with the Tribal court stating that A.T.B. had been
taken into protective custody the previous day and placed at Pine Ridge because
she had been assessed as suicidal. Mr. Kennah further stated that allegations of
physical and emotional abuse were currently under investigation, and requested an
emergency custody hearing and a protection order. The Tribal court issued an
order the following day appointing Wind River Legal Services as guardian ad
litem for A.T.B. The abuse and neglect charges were subsequently adjudicated in
tribal court.
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During the relevant time, the Eastern Shoshone and Northern Arapaho
Tribes and the State of Wyoming were parties to an agreement for the provision
of social services to the children of the Wind River Reservation at a level at least
commensurate with services provided by the state to children outside the
Reservation (the Intergovernmental Agreement). SATSS was the Tribal agency
established by the tribes to supply these services. Under the Agreement, the state
furnished funds to SATSS and SATSS provided child protective services and
other family services set out in the agreement to Reservation children. As
discussed in detail below, this Agreement is the linchpin of plaintiffs’ arguments
that the Tribal defendants are not entitled to sovereign immunity and that the
conduct at issue occurred under color of state law for purposes of section 1983. 1
II
Sovereign Immunity
SATSS, Mr. Kennah and his supervisor, Mr. Lone Bear, filed a motion to
dismiss for lack of jurisdiction, arguing that they are entitled to Tribal sovereign
1
In its order dismissing the claims against the non-Tribal defendants, the
district court stated that plaintiffs had conceded their claims under section 1985
and dismissed them. See Aplt. App. at 320. Plaintiffs have presented no
argument or authority in support of these claims to this court and we therefore
deem them abandoned. See Pino v. Higgs, 75 F.3d 1461, 1463 (10th Cir. 1996);
Artes-Roy v. City of Aspen, 31 F.3d 958, 960 n.1 (10th Cir. 1994).
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immunity. The district court agreed, ruling that SATSS as a Tribal agency and
Mssrs. Kennah and Lone Bear in their official capacities were protected from suit.
The court rejected plaintiffs’ argument that the Tribes became a quasi-state
agency and thereby lost their sovereign immunity from suit by entering into the
Intergovernmental Agreement. See E.F.W., 51 F. Supp. at 1227-28.
On appeal, plaintiffs renew their contention that the Tribal defendants
waived their sovereign immunity by entering into the Agreement, arguing that
these defendants became state actors because the Agreement incorporates state
law, provides for state training, and allows the state to inspect and review SATSS
case records. Plaintiffs also argue that because Mr. Kennah did not obtain the
Tribal emergency custody order until after A.T.B. had already been removed from
her mother’s custody and taken to Pine Ridge, the only authority supporting this
action was a state law provision. We agree with the district court that the
undisputed facts, including the provisions of the agreement upon which plaintiffs
rely, do not establish a waiver of sovereign immunity.
Tribal sovereign immunity is a matter of subject matter jurisdiction, see
Fletcher v. United States, 116 F.3d 1315, 1323-24 (10th Cir. 1997), which may be
challenged by a motion to dismiss under Fed. R. Civ. P. 12 (b)(1), see Holt v.
United States, 46 F.3d 1000, 1002-03 (10th Cir. 1995). Such motions may take
one of two forms. First, a party may make a facial challenge to the plaintiff’s
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allegations concerning subject matter jurisdiction, thereby questioning the
sufficiency of the complaint. Id. at 1002. In addressing a facial attack, the
district court must accept the allegations in the complaint as true. Id. “Second, a
party may go beyond allegations contained in the complaint and challenge the
facts upon which subject matter jurisdiction depends.” Id. at 1003. In addressing
a factual attack, the court does not “presume the truthfulness of the complaint’s
factual allegations,” but “has wide discretion to allow affidavits, other documents,
and a limited evidentiary hearing to resolve disputed jurisdictional facts under
Rule 12(b)(1).” Id. In this case, the district court construed defendants’ Rule
12(b)(1) motion as raising a facial challenge to the complaint’s factual
allegations. See E.F.W., 51 F. Supp. 2d at 1221. Accordingly, the court
presumed the allegations in the amended complaint and the exhibits attached to it
as true for the purposes of deciding the motion. Id. 2
2
Plaintiffs proceeded below as if the Tribal defendants’ motion to dismiss
had been converted to one for summary judgment. They filed a motion under Fed.
R. Civ. P. 56(f) asking the district court to deny summary judgment and allow
additional discovery. The court concluded that the factual issues plaintiffs
viewed as material and upon which they sought additional discovery were not
relevant to the issue of Tribal sovereign immunity, and that the dispositive
jurisdictional facts were undisputed. See E.F.W. v. St Stephen’s Mission Indian
High Sch., 51 F. Supp. 1217, 1221-22 (D. Wyo. 1999). Plaintiffs contend the
district court erred in resolving Tribal sovereign immunity as a matter of law
because material issues of fact exist upon which they should have been allowed
additional discovery. As the district court held and as we discuss in text, the
dispositive question in the sovereign immunity inquiry is the legal effect of the
(continued...)
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We review de novo a district court’s dismissal under Rule 12(b)(1) and its
ruling on sovereign immunity. See Ordinance 59 Ass’n v. United States Dep’t of
the Interior, 163 F.3d 1150, 1152 (10th Cir. 1998). “Our independent
determination of the issues uses the same standard employed by the district court.
Accepting the complaint’s allegations as true, we consider whether the complaint,
standing alone, is legally sufficient to state a claim upon which relief can be
granted.” Id. (citations omitted).
In holding that the Tribal defendants were entitled to sovereign immunity,
the district court presumed the following facts as set out in plaintiffs’ complaint:
the Shoshone and Arapaho Tribes created a tribal agency known as SATSS
pursuant to the Intergovernmental Agreement, SATSS is an agency of the
Shoshone and Arapaho Tribes, and Mssrs. Kennah and Lone Bear were at all
relevant times employees of SATSS. In addition, the court relied on the
Intergovernmental Agreement, Title III of the Law and Order Code of the Tribes,
and copies of the pleadings from the Tribal court’s abuse/neglect proceedings.
While plaintiffs dispute the legal effect of these documents, they do not dispute
2
(...continued)
Intergovernmental Agreement, the text of which is undisputed. If, as we
conclude, the Agreement does not waive the Tribes’ sovereign immunity, the fact
issues plaintiffs presented to the district court need not be resolved. Moreover, to
bolster their argument on appeal, plaintiffs likewise rely on documents the legal
effect of which can be determined without additional discovery.
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the text of the documents themselves. We agree with the district court that this
material presents the relevant undisputed jurisdictional facts, and that sovereign
immunity protects the Tribal defendants in this case. 3
“Indian tribes are domestic dependent nations that exercise inherent
sovereign authority over their members and territories. As an aspect of this
sovereign immunity, suits against tribes are barred in the absence of an
unequivocally expressed waiver by the tribe or abrogation by Congress.”
Fletcher, 116 F.3d at 1324 (citations and internal quotations omitted). Plaintiffs
do not contend that Congress has abrogated the Tribes’ immunity in this case,
arguing only that the Intergovernmental Agreement and several administrative
forms used by SATSS constitute a waiver by the Tribes. We disagree.
“It is settled that a waiver of sovereign immunity cannot be implied but
must be unequivocally expressed.” Santa Clara Pueblo v. Martinez, 436 U.S. 49,
58 (1978) (internal quotations omitted). The Agreement contains no language
that could even arguably be construed as an unequivocal waiver by the Tribes. To
the contrary, the Agreement contains a provision that expressly states the Tribes’
3
Plaintiffs contend on appeal that defendants Kennah and Lone Bear are
sued only in their individual capacities. The district court concluded that these
defendants were sued in both their official and individual capacities. We need not
address this issue, because we are persuaded that suit against them in their official
capacities is barred by sovereign immunity, and the claims against them
individually are subject to dismissal for failure to adequately allege that they
acted under color of state law.
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intent to retain their sovereign immunity when becoming a party to the
Agreement. Section X(D) of the Agreement provides as follows: “Sovereign
Immunity. The State of Wyoming, DFS, the Tribes and SATSS do not waive
sovereign immunity by entering into this Contract, and specifically retain
immunity and all defenses available to them as sovereigns pursuant to Wyo. Stat.
Sec. 1-39-104(a) and all other applicable Tribal, Federal or State law.” App., vol.
I at 156.
Notwithstanding this explicit statement of the Tribes’ intent to retain their
sovereign immunity, plaintiffs contend that entering the Agreement nonetheless
constituted a waiver because in the Agreement the SATSS adopted the
administrative rules and regulations of a state agency and agreed to use state
forms. 4 The fact that the Tribes agreed to act in accordance with state law to
some degree and in essence to adopt state law is simply not an express waiver of
their tribal sovereignty with respect to their actions taken under that law. 5 The
4
Throughout their discussion on appeal, plaintiffs equate the waiver of
tribal sovereign immunity with action taken under color of state law. Plaintiffs
appear to believe that the same facts are dispositive of both issues. As we discuss
in text, however, the inquiries are distinct and rest on different considerations.
Accordingly, we address separately whether the facts upon which plaintiffs rely
demonstrate either a waiver of sovereign immunity by the Tribes or action under
color of state law by tribal officials.
5
In addition, we point out that the Agreement expressly states it is not to be
interpreted as authorizing SATSS, its agents or its employees to act as agents for
the state of Wyoming, see App., vol. I at 155, and that no child can be removed
(continued...)
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Supreme Court has held: “To say substantive state laws apply to off-reservation
conduct, however, is not to say that a tribe no longer enjoys immunity from
suit . . . . There is a difference between the right to demand compliance with state
laws and the means available to enforce them.” Kiowa Tribe of Okla. v. Mfg.
Techn., Inc., 523 U.S. 751, 755 (1998) (citation and quotation omitted).
In sum, nothing in the material before us contains an express waiver of
Tribal sovereignty. To the contrary, the only unequivocal statement by the Tribes
on the matter is the provision explicitly stating their intent to retain their
sovereignty. We thus conclude that the claims against SATSS and against Mssrs.
Kennah and Lone Bear in their official capacities are barred.
III
Action Under Color of State Law
A. Tribal defendants
Plaintiffs asserted claims under 42 U.S.C. § 1983 for compensatory and
punitive damages against Mssrs. Kennah and Lone Bear individually, alleging that
these defendants violated their rights to liberty and due process. The district
5
(...continued)
from her home or maintained in a place other than her home except pursuant to
tribal law, see id. at 145. These express provisions render specious plaintiffs’
argument that by agreeing to use state law to some extent the Tribes became
agents of the State and therefore amenable to suit under section 1983.
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court dismissed these claims upon concluding that the complaint failed to
adequately allege action under color of state law. In reviewing the grant of a
motion to dismiss under Fed. R. Civ. P. 12(b)(6) for failure to state a claim upon
which relief can be granted, we apply the same standard used by the district court.
See David v. City & County of Denver, 101 F.3d 1344, 1352 (10th Cir. 1997). We
must accept the well-pleaded allegations in the complaint as true, construe them
most favorably to the plaintiffs, and determine whether plaintiffs can prove any
set of facts establishing that these defendants acted under color of state law. See
id.
Section 1983 created a federal cause of action for damages to
vindicate alleged violations of federal law committed by individuals
acting under color of state law. . . . Therefore, the only proper
defendants in a Section 1983 claim are those who represent [the
state] in some capacity, whether they act in accordance with their
authority or misuse it.
Jojola v. Chavez, 55 F.3d 488, 492 (10th Cir. 1995). “The traditional definition
of acting under color of state law requires that the defendant in a § 1983 action
have exercised power possessed by virtue of state law and made possible only
because the wrongdoer is clothed with the authority of state law.” David, 101
F.3d at 1353 (internal quotations omitted). “[I]t is the plaintiff’s burden to plead,
and ultimately establish, the existence of ‘a real nexus’ between the defendant’s
conduct and the defendant’s ‘badge’ of state authority in order to demonstrate
action was taken ‘under color of state law.’” Jojola, 55 F.3d at 494.
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As the district court recognized, plaintiffs’ complaint contains no factual
allegations in support of the bare conclusory assertions of action under color of
state law.
All of plaintiffs’ nonconclusory factual allegations regarding these
defendants reveal that they are alleged to have acted under authority
of Tribal law. There is a complete lack of allegations of involvement
of State of Wyoming Agencies or State of Wyoming officials or
employees. Plaintiffs allege A.T.B. was identified as a suicide risk
and possible victim of abuse or neglect by a counselor at a Bureau of
Indian Affairs school at Wind River Reservation. The Complaint
alleges that the Bureau of Indian Affairs (BIA) is a federal agency.
The Complaint alleges A.T.B. was transported to the hospital by a
BIA officer, as the direction of a BIA officer and that the
transporting BIA officer was not qualified. The Complaint alleges
that the BIA school counselor and principal acted improperly and
refused E.F.W. information about her daughter. All of the officials
that plaintiff E.F.W. allegedly contacted or who allegedly contacted
her regarding her daughter’s removal from school and hospitalization
and the events relating to the abuse/neglect proceedings are Tribal
officials and employees or are federal officials or employees or
federal agencies, with two exceptions: One, defendant Cook-
Gambler, who is not alleged to be an employee or official of the
State of Wyoming or any State agencies. And, two the unnamed non-
parties who are alleged to have answered the phone at the Lander
Valley hospital.
The pleadings of the neglect/abuse proceedings show the
proceedings were conducted by SATSS and/or the Tribal Children’s
Court.
E.F.W., 51 F. Supp. 2d at 1229 (citation and footnote omitted).
We agree with the district court’s assessment of the record and its
conclusion that plaintiffs failed to adequately allege state action by defendants
Kennah and Lone Bear. We decline plaintiffs’ request on appeal to place
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significance on bare conclusory allegations of state action when, as here, they are
not only unsupported by any factual allegations but are in fact contradicted by the
factual allegations plaintiffs do make. See Southern Disposal, Inc. v. Texas Waste
Mgmt., 161 F.3d 1259, 1262 (1998) (“we need not accept Appellant’s conclusory
allegations as true” in reviewing the grant of a motion under Rule 12(b)(6)).
Plaintiffs also appear to argue on appeal that defendants Kennah and Lone
Bear acted under color of state law because the Agreement required SATSS to
comply with state rules and regulations promulgated pursuant to state law.
Plaintiffs contend that as a result of this provision SATSS, and its employees
Mssrs. Kennah and Lone Bear, derived their authority from state law and used
state law to seize A.T.B. As we have stated above, the fact that the Tribes agreed
to use state law as their own does not establish that the Tribes therefore derived
their authority to act from state law. The Tribes merely exercised their
sovereignty in deciding what law would govern their actions. Moreover, the
Agreement specifically provides that SATSS and its employees are not to be
considered agents of the state, and that a child may only be removed from her
home or maintained in a place other than her home pursuant to tribal law.
Plaintiffs have failed to allege facts demonstrating that the actions of defendants
Kennah and Lone Bear were an exercise of power possessed by virtue of the state
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and possible only because they were clothed with the authority of state law. We
therefore affirm the dismissal of the claims against these defendants individually.
B. Defendant Susan Donnell, Ph.D.
The facts concerning Dr. Donnell’s involvement in the circumstances
underlying this lawsuit are undisputed. She was employed as a clinical
psychologist with the Indian Health Service, a federal agency, during the relevant
time. She participated in a grief counseling session with students at St. Stephen’s
School after A.T.B.’s boyfriend, who was a student there, was killed in a hit-and-
run accident. Dr. Donnell discussed with a school counselor her concerns about
A.T.B., who had made suicidal gestures before the accident and who appeared
depressed after her boyfriend’s death. Ms. Elertson-Johnson told Dr. Donnell that
she had advised A.T.B.’s mother, E.F.W., of her concerns, but that E.F.W. refused
to allow her daughter to receive treatment. Dr. Donnell told Ms. Elertson-
Johnson that if A.T.B. appeared at imminent risk of harming herself and her
mother continued to refuse to allow treatment, Ms. Elertson-Johnson should
contact SATSS and report her suspicion of medical neglect. Dr. Donnell further
informed her that A.T.B. would receive the medical care she needed if SATSS
were to obtain custody.
After learning that A.T.B. had been taken into protective custody by
SATSS and transported to Pine Ridge Hospital, Dr. Donnell contacted the hospital
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and referred A.T.B. for admission as a suicide risk so that her treatment costs
would be paid by the Indian Health Service. Dr. Donnell attended a staff meeting
at the hospital, at which the hospital staff expressed concern over A.T.B.’s
condition. Dr. Donnell met with A.T.B. after the meeting and A.T.B. told of
physical abuse she had received from her mother and other family members. Dr.
Donnell immediately reported this information to defendant Kennah of the SATSS
and to the Bureau of Indian Affairs Criminal Investigator’s Office. Dr. Donnell
subsequently attended court proceedings regarding A.T.B. but did not testify. She
had no involvement with A.T.B.’s medical care after those proceedings.
Plaintiffs sought relief against Dr. Donnell under section 1983, claiming
that her participation in A.T.B.’s removal from her mother’s custody and her
placement at Pine Ridge Hospital deprived them of their constitutional rights
under color of state law. Dr. Donnell moved for summary judgment, asserting
that the undisputed facts reveal she was not a state actor for purposes of section
1983. The district court granted the motion, concluding the undisputed evidence
showed “the utter lack of invocation of the authority of the State of Wyoming,
whether it be by statute, legal process or court order.” App., vol. II at 335. The
court held that the fact issues posited by plaintiffs concerning whether Dr.
Donnell’s conduct was based on a mistaken understanding of the situation or was
otherwise improper were irrelevant to her motion for summary judgment because,
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even viewing these questions most favorably to plaintiffs, they did not show that
Dr. Donnell acted under color of state law. In addition, citing Pino v. Higgs, 75
F.3d 1461 (10th Cir. 1996), the court observed that a mental health expert does
not act under color of state law by participating in the decision to transport a
patient to a hospital for psychiatric evaluation pursuant to state law. The court
recognized that a federal official may be liable under section 1983 if she
conspires with state officials, but pointed out that the officials with whom Dr.
Donnell acted were Tribal employees. The court rejected plaintiffs’ argument that
the Tribal officials with whom Dr. Donnell interacted were state actors due to the
provisions of the Intergovernmental Agreement, reiterating its prior holding that
SATSS had not become a state actor by agreeing to adopt state rules, regulations,
and forms. Finally, the court held that even if the assumption of custody over
A.T.B. by SATSS did not comply with Tribal law, the action was not for that
reason converted to one under color of state law.
The acting under color of state law component of a § 1983 action
cannot be created by default because federal or tribal officers or
employees may have failed to comply with the federal or Tribal law,
Code or Regulations under which they purported to act. Thus,
exceeding or improperly complying with federal or Tribal law or
regulations does not convert federal or tribal employees into state
actors.
App., vol. II at 344.
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On appeal, plaintiffs assert Dr. Donnell acted under color of state law for
two reasons: that in authorizing the seizure of A.T.B. Dr. Donnell was performing
a traditional governmental function, and that she was acting in concert with Tribal
officials who were themselves state actors by virtue of the Intergovernmental
Agreement. We have already held above that the Tribal defendants did not
become state actors by virtue of the Agreement. We therefore turn to plaintiffs’
argument that Dr. Donnell became a state actor because, in participating in
A.T.B.’s placement in protective custody, she was performing a function
traditionally performed only by the state.
“If the state delegates to a private party a function traditionally exclusively
reserved to the State, then the private party is necessarily a state actor. This test
is difficult to satisfy. While many functions have been traditionally performed by
governments, very few have been exclusively reserved to the State.” Gallagher v.
“Neil Young Freedom Concert,” 49 F.3d 1442, 1456 (10th Cir. 1995) (citations
and internal quotations omitted).
While it is true that states have traditionally removed children from their
homes and placed them into protective custody, that action is not one exclusively
reserved to the states. “Indian tribes are separate sovereigns with the power to
regulate their internal and social relationships,” Fletcher, 116 F.3d at 1326-27,
including the right to regulate domestic matters, see Santa Clara Pueblo, 436 U.S.
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at 59 & n.9. Indeed, as discussed above, the Agreement at issue specifically
provides that a child of the Wind River Reservation may not be removed from her
home or maintained in a place other than her home except pursuant to the
provisions of the Tribes’ Law and Order Code, see App., vol. I at 145, and that
SATSS and its agents and employees are not agents of the State. Thus even
assuming that Dr. Donnell’s conduct can be viewed as removing A.T.B. from her
mother’s custody, 6 we reject plaintiffs’ argument that she was a state actor in so
doing because she was performing a function exclusively reserved to the states.
Accordingly, summary judgment was properly granted in her favor.
C. The Remaining Defendants
The remaining defendants fall into two groups: St. Stephen’s School, its
counselor Kelly Elertson-Johnson, and its principal R. Kelly Proctor; and Fremont
Counseling Services and its employee Lisa Cook-Gambler. Plaintiffs’ assertion
that all of these defendants were acting under color of state law, however, rests on
the contention that they acted in concert with SATSS, which was in turn a state
actor by virtue of the provisions of the Intergovernmental Agreement. Having
rejected this premise and instead concluding that nothing in the material presented
by plaintiffs demonstrates that SATSS was a state actor as a result of the Tribes’
6
We note that in making this argument, plaintiffs focus only on Dr.
Donnell’s alleged seizure of A.T.B. from her mother’s custody.
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participation in the Agreement, we affirm the dismissal of these defendants as
well.
The judgment of the district court is AFFIRMED.
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