F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
DEC 27 2001
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee, No. 00-2468
v. D. New Mexico
RAYMOND JONES, (D.C. No. CR-97-478-LH)
Defendant-Appellant.
ORDER AND JUDGMENT *
Before HENRY , BALDOCK , and MURPHY , Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The cause is
therefore ordered submitted without oral argument.
Raymond Jones appeals from his conviction after a jury trial of second
degree homicide under 18 U.S.C. §§ 1153, 1111, and 2. On appeal, Mr. Jones
contends: (1) the evidence was insufficient to convict; (2) the government’s
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
closing argument contained inflammatory statements that affected his substantial
rights; (3) the trial court erred when it admitted two items of evidence; (4) the
government struck all Native American venire persons, in violation of Batson v.
Kentucky, 476 U.S. 79 (1986); and (5) he is entitled to reversal on the basis of
cumulative error. We exercise jurisdiction under 18 U.S.C. § 1291 and, for the
reasons set forth below, we affirm.
I. BACKGROUND
This court vacated Mr. Jones’ first conviction for second degree murder
because the trial court had erred in refusing to give Mr. Jones and his codefendant
an instruction on involuntary manslaughter. See United States v. Yazzie, 188
F.3d 1178, 1184-87 (10th Cir. 1999). Mr. Yazzie subsequently pleaded guilty to
involuntary manslaughter and Mr. Jones proceeded to trial. Because many of the
relevant uncontested facts in this case are recounted in our previous decision, we
need only summarize them here.
Thomas Briggs lived in Low Mountain, Arizona. On June 26, 1997, Mr.
Briggs, nicknamed “Eagle,” and his friend Jerome Begay, set off to Shiprock,
New Mexico, after consuming a significant amount of alcohol. Mr. Begay hoped
to purchase parts for his vehicle, and Mr. Briggs planned to pawn a watch so that
he might purchase groceries. En route the two men stopped at two bars in
Farmington, New Mexico.
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Mr. Briggs called himself a biker. He had previously ridden with a group
called the Banditos, and thought some other bikers might be in the Shiprock area.
He made inquiries about “Turtle,” a nickname for Mr. Jones, who was a biker Mr.
Briggs knew while he was in prison.
At the Zia Bar in Shiprock, while Mr. Begay remained in the car, Mr.
Briggs met several people, and he mentioned to them he was looking to “party.”
He asked about Turtle specifically. When Brenda Charley discovered Mr. Briggs
was looking for Turtle, she telephoned Mr. Jones. Ms. Charley told Mr. Jones
that a big man with tattoos was asking for a biker named Turtle. Ms. Charley told
Mr. Jones that Mr. Briggs could be found at the Zia Bar.
At the time, Mr. Jones had been preparing to depart on a road trip with his
friend, Alfred Yazzie. Mr. Jones, who headed up a local biker club called the
Norbanos, proceeded to the Zia Bar on the way out of town.
Mr. Briggs met several other patrons at the Zia Bar, including Curtis
Benally and Nolan Charley. Mr. Charley thought Mr. Briggs might want to meet
his cousin-brother, Harrington Blueeyes, who was a biker and a was a “hang-
around” member of the Norbanos club. They left the bar in Mr. Begay’s car, with
Mr. Begay driving, to find Mr. Blueeyes. First they went to Mr. Charley’s house,
where he picked up his vehicle. They proceeded to the parking lot of a Seven-
Eleven, where Mr. Charley told them to wait while he went to awaken Mr.
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Blueeyes, who was asleep in his nearby trailer. Initially, Mr. Blueeyes did not
want to accompany Mr. Charley to the parking lot to “party” with Mr. Briggs.
Meanwhile, approximately twenty to thirty minutes after Mr. Briggs had
departed, Mr. Jones arrived at the Zia Bar. After speaking with several
customers, he learned that Mr. Briggs had left with Mr. Charley and headed for
Mr. Blueeyes’ trailer. Mr. Jones, accompanied by his girlfriend and Mr. Yazzie,
proceeded to Mr. Blueeyes’ trailer. There, Mr. Jones learned that Mr. Briggs was
waiting at the Seven-Eleven parking lot, and he convinced Mr. Blueeyes to
accompany him there.
Mssrs. Charley and Blueeyes rode together, followed by Mr. Jones and his
two companions. As the cars arrived at the parking lot, the lights from Mr.
Begay’s car flashed. Mr. Briggs, who was 6’ and weighed 280 pounds, emerged
from his car, and, while about five feet from Mr. Blueeyes, reached to shake his
hand. Before the two shook hands, Mr. Briggs was struck. Mr. Begay, who was
reclined in the passenger seat, heard noises akin to wrestling and the sound of
bones cracking. Mr. Begay pushed the car horn until Mr. Blueeyes commanded
him to stop.
Mr. Begay, drunk and disoriented, soon contacted the police. An FBI agent
who examined the crime scene found Mr. Briggs’ body face down on the asphalt.
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He found no weapon near the body. Blood was spattered on the hood and driver’s
side of Mr. Begay’s car.
Mr. Jones, after receiving his Miranda warnings, admitted to striking Mr.
Briggs with a baseball bat. At trial, he gave the following account of the assault
on Mr. Briggs: He had interpreted Ms. Charley’s telephone call as a warning, and
was suspicious of Mr. Briggs’ intentions. Mr. Benally had warned him earlier
about Mr. Briggs and said that Mr. Briggs was carrying a pistol in his back
pocket. See Rec. vol. V, at 549. When Mr. Jones went to meet Mr. Briggs in the
parking lot, he was concerned because Mr. Begay’s vehicle was parked in
darkened section of the lot. Mr. Yazzie, who was partially blind, got out and
proceeded toward Mr. Charley’s vehicle. Mr. Jones decided to join him and he
grabbed what he thought was his flashlight from the bed of his truck. He
approached from behind Mr. Begay’s car, circling behind Mr. Briggs. Mr. Jones
spotted a black object in Mr. Briggs’ back pocket, which he thought was a
firearm. Mr. Jones heard Mr. Briggs curse and heard a skirmish begin between
Mssrs. Briggs and Yazzie. When Mr. Briggs appeared to reach for the firearm,
Mr. Jones felt compelled to disable Mr. Briggs. He proceeded to strike him
multiple times with the bat, inflicting wounds to the head and back.
Mr. Yazzie also testified at trial. He said that, although he did not recall
doing so, he guessed that he slashed Mr. Briggs three times.
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Mssrs. Jones and Yazzie departed the scene and drove toward Arizona. Mr.
Yazzie threw the knife out the window as they drove; the bat was never
recovered.
A grand jury indicted Mssrs. Jones and Yazzie for second degree murder
and aiding and abetting second degree murder on an Indian Reservation, in
violation of 18 U.S.C. §§ 1153, 1111, and 2 and a jury convicted both defendants.
After we vacated those convictions (because an involuntary manslaughter
instruction should have been given), Mr. Yazzie entered a plea agreement and Mr.
Jones proceeded to trial. A jury again found him guilty of second degree murder.
The court sentenced him to 168 months’ imprisonment and five years supervised
release and ordered him to pay restitution of $2,441.00.
.
II. DISCUSSION
A. Sufficiency of the Evidence
We review de novo both the sufficiency of the evidence and the denial of
the motion for judgment of acquittal. United States v. Magleby, 241 F.3d 1306,
1311 (10th Cir. 2001). In reviewing the sufficiency of the evidence claim, we
“ask only whether taking the evidence–both direct and circumstantial, together
with the reasonable inferences to be drawn therefrom–in the light most favorable
to the government, a reasonable jury could find [the defendant] guilty beyond a
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reasonable doubt.” Id. at 1311-12 (internal quotation marks omitted). “We must
not weigh conflicting evidence or consider the credibility of the witnesses, but
simply determine whether the evidence, if believed, would establish each element
of the crime.” United States v. Vallo, 238 F.3d 1242, 1247 (10th Cir.) (internal
quotation marks omitted), cert. denied, 121 S. Ct. 2205 (2001).
Section 1111(a) defines second degree murder as “the unlawful killing of a
human being with malice aforethought.” 18 U.S.C. § 1111(a). To establish
malice aforethought, the government must present proof of: “(1) intent–to–kill
without the added ingredients of premeditation and deliberation; (2) intent–to–do–
serious–bodily–injury; (3) depraved–heart; or (4) [killing during the] commission
of certain felonies.” Vallo, 238 F.3d at 1247 (internal quotation marks omitted).
The existence of a “depraved heart” may be established “by evidence of conduct
which is reckless and wanton, and a gross deviation from a reasonable standard of
care, of such a nature that a jury is warranted in inferring that defendant was
aware of a serious risk of death or serious bodily harm.” Id. (internal quotations
and citations omitted).
Mr. Jones challenges only the evidence presented on the elements of the
unlawfulness of the killing and malice aforethought. He notes that the following
evidence undermines these elements: (1) Mr. Yazzie thought the flashing of
headlights was signaling others in the parking lot; (2) Mr. Jones believed Mr.
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Briggs was armed; (3) Mr. Begay was parked in the darkest part of the parking
lot; (4) Mr. Jones worried as to why Mr. Briggs was interested in meeting him and
his friends, members of a rival biker group; (5) upon seeing Mr. Briggs waiting to
meet Mr. Yazzie, his partially blind friend, Mr. Jones worried for Mr. Yazzie’s
safety; (6) Mr. Jones intended to grab his large flashlight from the truck bed, but
grabbed an aluminum bat instead; (7) Mr. Jones used the bat only in his own self-
defense and in the defense of others and reacted in the heat of passion.
We are not persuaded by Mr. Jones’ arguments. As the government notes,
it presented the following evidence to support Mr. Jones’ conviction: (1) upon
receiving the phone call from Brenda Charley, Mr. Jones proceeded to the Zia
Bar, Mr. Blueeyes’ trailer, and the Seven-Eleven parking lot in an effort to locate
Mr. Briggs; (2) Mr. Benally testified he never told Mr. Jones that Mr. Briggs had
a weapon; (3) Mr. Jones carried an aluminum bat while approaching Mr. Briggs;
(4) Mr. Jones repeatedly inflicted severe blows upon Mr. Briggs’ head, back, and
right ankle area with the bat; (5) the cause of death was grievous and massive
head injuries produced by a blunt instrument. We conclude that this evidence is
sufficient for a rational jury, drawing reasonable inferences from basic facts to
ultimate facts, to have found Mr. Jones guilty of the unlawful killing of Mr.
Briggs with malice aforethought by engaging in conduct that was “reckless and
wanton, and a gross deviation from a reasonable standard of care.” Vallo, 238
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F.3d at 1247 (explaining evidence necessary to support a finding that the
defendant acted with a “depraved heart”).
B. Prosecutor’s Remarks
Next, Mr. Jones contends that several of the prosecutor’s statements during
closing argument went outside the record and made illegitimate insinuations about
Mr. Jones’ character and unfairly prejudiced him First, the prosecutor
commented that when Mr. Jones and others approached Mr. Briggs, it was “sort of
like wolves around a wounded calf.” Rec. vol. VI, at 761. Second, the prosecutor
also suggested that Mr. Jones had kicked Mr. Briggs in the groin “in the last
degrading moment.” Id. at 800. Finally, the prosecution liberally incorporated
Mr. Jones’ statement that he was overcome by adrenalin, an “extra source of
power where [he] had no control over [his] actions,” id. vol. V, at 566, and
remarked that Mr. Jones must have been overcome by “one heck of a rush” from
his “crushing of flesh and bones.” Id. vol. VI, at 802. Mr. Jones did not object to
the “sort of like wolves” comment but did object to the latter two comments.
Both objections were overruled.
Prosecutors may not obtain jury verdicts by making statements that are
seriously misleading or that otherwise prevent the jury from deliberating
rationally about the defendant’s guilt. See Donnelly v. DeChristoforo, 416 U.S.
637, 643 (1974) (considering whether the prosecutors’ comments “so infected the
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trial with unfairness as to make the resulting conviction a denial of due process”);
Darden v. Wainwright, 477 U.S. 168, 181 (1986) (noting “is not enough that the
prosecutors’ remarks were undesirable or even universally condemned”). Absent
an objection, we review a prosecutor’s remarks during closing argument for plain
error and will reverse “only to correct particularly egregious errors. . . .” United
States v. Hooks, 780 F.2d 1526, 1532 (10th Cir. 1986) (internal quotation marks
omitted). When the defendant has objected–but has not moved for a mistrial–we
consider whether the prosecutor’s alleged misconduct is harmless. United States
v. Meienberg, 263 F.3d 1177, 1180 (10th Cir. 2001) (“[T]he prosecutor’s
improper statement to the jury is harmless unless there is reason to believe that it
influenced the jury’s verdict.”). “In assessing whether the misconduct had such
an impact, we consider the trial as a whole, including the curative acts of the
district court, the extent of the misconduct, and the role of the misconduct within
the case . . . . To warrant reversal, the misconduct must have been flagrant
enough to influence the jury to convict on grounds other than the evidence
presented.” Id. (internal quotation marks omitted).
The prosecutor’s statement that Mssrs. Jones and Yazzie acted like “wolves
around a wounded calf,” Rec. vol. VI, at 761,was possibly improper, as it sought
to invoke an emotional reaction from the jurors. However, we hold it was not
plain error because it clearly did not so infect the trial so as to deprive Mr. Jones
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of a fair trial. The Supreme Court has condemned similar references, but has not
held them to be a violation of due process. See Darden, 477 U.S. at 181-82
(holding that prosecutor’s calling defendant, an “animal” who should be on a
“leash” not to be in violation of due process). There is no indication that the
prosecutor’s comment, although objectionable, interfered with the jury’s
deliberations concerning Mr. Jones’ guilt.
Similarly, the prosecutor’s suggestion that Mr. Jones, not Mr. Yazzie,
kicked the victim in the groin was improper. Mr. Yazzie testified that he kicked
the victim towards the groin area. See Rec. vol. VI, at 650. The prosecution
suggested that because Mr. Yazzie did not know whether or not he “connected”
with the kicking motion, Mr. Yazzie could not have delivered the injury. See id.;
id. at 675; 800. At closing, the prosecutor stated “[y]ou know who kicked [Mr.
Briggs] in the groin . . . . [i]t was Raymond Jones.” Id. at 800.
Nevertheless Mr. Jones does not contend that the trial court misinstructed
the jury regarding the weight to be placed upon the closing arguments. Moreover,
we hold that the evidence before the jury concerning Mr. Jones’ guilt was weighty
enough to support his conviction without consideration of the groin injury.
Accordingly, the suggestion that Mr. Jones inflicted the groin injury “did not
manipulate or misstate the evidence, nor did it implicate other specific rights of
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the accused” so as to deprive Mr. Jones of his right to due process. Darden, 477
U.S. at 169.
Mr. Jones’ challenge to the prosecutor’s reference to Mr. Jones’ use of the
word “adrenalin” is similarly unpersuasive. The prosecutor suggested that Mr.
Jones must have enjoyed “one heck of a rush” while “crushing [Mr. Briggs’] flesh
and bones.” Rec. vol. VI, at 802. In our view, the objectionable content may
have been invited by Mr. Jones’ testimony that he was overwhelmed by adrenalin
and could not control his actions. Assuming without deciding that the
prosecutor’s closing contained unprofessional and inappropriate references, Mr.
Jones cannot show prejudice in the face of the overwhelming evidence of his
guilt.
C. Admission of evidence
Mr. Jones contends that the district court erred when it admitted into
evidence a photograph of the victim and the plea bargain of his former co-
defendant, Mr. Yazzie. Mr. Jones objected only to the admission of the
photograph. “We review the district court’s rulings on the admission of evidence
for abuse of discretion, if an objection is timely made, and otherwise for plain
error. Magleby, 241 F.3d at 1315.
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1. Photograph of Victim
The trial court admitted into evidence a photograph of the victim with his
mother, taken approximately five years before his death. In support of its
admission, the prosecution contended that Mr. Jones placed the appearance of the
victim into dispute, through testimony that suggested Mr. Briggs was “scary.”
Rec. vol. IV, at 246 (testim. of Brenda Charley); vol. V, at 538 (testim. of Mr.
Jones). Mr. Jones objected to the photograph’s admission and stipulated to the
identity of the victim.
We note that “[t]he trial judge’s exercise of discretion in balancing the
prejudicial effect and probative value of photographic evidence of this type is
rarely disturbed.” United States v. Joe, 8 F.3d 1488, 1499 (10th Cir. 1993)
(internal quotation marks omitted). We acknowledge that in Joe the defense did
not stipulate to the identification of the victim, and that here the photograph is not
probative of the victim’s identity. However, we agree with the government that
the photograph was relevant to the disputed appearance of the victim. Moreover,
the photographs were not unfairly prejudicial. Cf. United States v. Naranjo, 710
F.2d 1465, 1468 (10th Cir. 1983) (admission of photograph depicting entry wound
at the right upper lip of victim, “and a great deal of blood on the pillow,
bedsheets, and the victim’s face” was not “unduly nor designedly inflammatory”
and the jury was not improperly prejudiced by it). However, we must admonish
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the government, as we did with reference to its choice of closing words, to select
its exhibits carefully. The proffering of a five-year old photograph of the victim
seated with his mother, as opposed to a more recent (if available) or at least a
cropped photograph depicting only the victim, needlessly pushes the prosecutorial
envelope, and could, if coupled with errors not present here, jeopardize a
conviction.
2. Plea agreement
Mr. Jones also contests the admission of Mr. Yazzie’s plea agreement as
unfairly prejudicial and as plain error. He contends that the government used the
plea agreement as substantive evidence in its closing argument. Mr. Jones did not
object to any of the testimony regarding Mr. Yazzie’s guilty plea of which he now
complains. Nor did he request an instruction regarding the significance of the
plea agreement. Thus, we review for plain error. See Fed. R. Crim. P. 52(b);
United States v. Osuna, 189 F.3d 1289, 1292 n. 2 (10th Cir. 1999).
Under the plain-error rubric, this court may correct an error not raised at
trial only if it is (1) plain, and (2) affects the defendant’s substantial rights. See
Johnson v. United States, 117 S. Ct. 1544, 1549 (1997). If those conditions
precedent are met, this court may exercise its discretion to correct the error only if
the error “seriously affect[s] the fairness, integrity, or public reputation of judicial
proceedings.” Id. (internal quotation marks omitted).
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Clearly, Mr. Yazzie’s “‘guilty plea may not be used as substantive evidence
of a defendant’s guilt.’” United States v. Whitney, 229 F.3d 1296, 1304 (10th
Cir. 2000) (quoting United States v. Baez, 703 F.2d 453, 455 (10th Cir. 1983)).
“However, either the government or the defense may elicit testimony from a
co-defendant regarding his guilty plea for purposes of aiding the jury in its
assessment of the co-defendant’s credibility as a witness.” Id. Finally, the
government may use co-defendant’s guilty plea “to establish ‘the witness’s claim
to firsthand knowledge based on his or her admitted participation.’” Id. (quoting
United States v. Davis, 766 F.2d 1452, 1456 (10th Cir. 1985)).
Here, as Mr. Yazzie testified to the facts related to the killing that were
contained in the plea agreement, the government and Mr. Jones used evidence of
Mr. Yazzie’s plea to inform the jury of the circumstances under which he was
testifying and to aid him to recount his knowledge of the offense. This was a
proper use of a Mr. Yazzie’s guilty plea. See id. There was no plain error here.
D. Batson claim
For the first time on appeal, Mr. Jones alleges that the prosecution
improperly struck two Native American venirepersons, in violation of Batson v.
Kentucky, 476 U.S. 79 (1986). Because Mr. Jones failed to raise this objection at
any point below, we review for plain error only. See Hidalgo v. Fagen, Inc. 206
F.3d 1013, 1019-20 (10th Cir. 2000) (reviewing Batson challenge raised for the
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first time on appeal for plain error); cf. Morning v. Zapata Protein (USA), Inc.,
128 F.3d 213, 216 (4th Cir. 1997) (noting that Batson challenge must be exercised
in a timely manner, and failure to raise a Batson challenge prior to the venire
being excused constitutes a waiver of the challenge).
“Under our Batson jurisprudence, once the opponent of a peremptory
challenge has made out a prima facie case of racial discrimination (step one),
the burden of production shifts to the proponent of the strike to come forward
with a race-neutral explanation (step two). If a race-neutral explanation is
tendered, the trial court must then decide (step three) whether the opponent of the
strike has proved purposeful racial discrimination.” Heno v. Sprint/United
Management Co., 208 F.3d 847, 854 (10th Cir. 2000).
However, without a timely challenge, Mr. Jones cannot establish a prima
facie case of racial discrimination under Batson. See Hidalgo, 206 F.3d at 1020
(finding no plain error where claim not raised below). There is no evidence in the
record to support his assertion that the persons removed via the government’s
peremptory challenge were Native American. Additionally, Mr. Jones has failed
to show that the government’s use of peremptory challenges in removing the two
prospective jurors was motivated by anything other than a racially neutral reason.
Mr. Jones does not direct us to any facts in the record from which we can infer a
discriminatory purpose on the part of the prosecution. See United States. v.
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Bedonie, 913 F.2d 782, 795 (10th Cir. 1990) (concluding that the defendant failed
to show that the persons removed were members of his racial group or that the
government’s challenges were racially motivated). A remand to the district court
at this juncture would be impractical and improper. See United States v. Allen,
666 F. Supp. 847, 856 (E.D. Va. 1987) (when Batson claim was raised when jury
was not yet impaneled, the trial was about to begin, and all of the unselected
veniremen had been released, the court noted: “In this and most other
jurisdictions, jury costs have risen, and it is impractical to have a venire of 36 to
50 persons called and paid only to have them excused, and a new venire called,
just because the defense counsel has not made a timely objection.”), aff'd sub
nom. United States v. Harrell, 847 F.2d 138 (4th Cir. 1988).
E. Cumulative Error
Finally, Mr. Jones maintains that even if these errors do not rise to the level
of reversible error, in the aggregate, they amount to cumulative error. However,
we hold that we need not engage in a cumulative error analysis as requested by
Mr. Jones. When reviewing a case for cumulative error, only actual errors are
considered in determining whether the defendant’s right to a fair trial was
violated. See United States v. Rivera , 900 F.2d 1462, 1470-71 (10th Cir. 1990)
(en banc) (“[A] cumulative error analysis should evaluate only the effect of
matters determined to be error, not the cumulative effect of non-errors.”).
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Because we have found but one potential error, which we deemed harmless,
resulting from the alleged prosecutorial misconduct, the cumulative error doctrine
does not apply.
III. CONCLUSION
For the reasons stated above we AFFIRM Mr. Jones’ conviction.
Entered for the Court
Robert H. Henry
Circuit Judge
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