F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
FEB 6 2002
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
NASRULLA KHAN,
Plaintiff-Appellant,
v. No. 01-4039
(D.C. No. 98-CV-133-ST)
DAVID H. LUCAS; R.L. LYTHGOE; (D. Utah)
MICHAEL JUNK; OGDEN CITY
CORPORATION; NORMAN
ASHTON; MARK DECARIA; JAN
GRAHAM; DAN DAVIS; LARRY
CHATTERTON; SCOTT THORLEY;
WEBER COUNTY;
U.S. ATTORNEY; STATE OF UTAH;
UNITED STATES OF AMERICA;
FEDERAL BUREAU OF
INVESTIGATION, Utah District,
Defendants-Appellees.
ORDER AND JUDGMENT *
Before LUCERO , PORFILIO , and ANDERSON , Circuit Judges.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument.
Appellant Nasrulla Khan, appearing pro se, challenges district court rulings
dismissing his civil rights claims against the county and state defendants, and
granting summary judgment on his civil rights claims in favor of the city
defendants. 1
We exercise jurisdiction under 28 U.S.C. § 1291 and affirm.
I. Background
For purposes of reviewing the district court’s decision on the motions to
dismiss, we accept all of Mr. Khan’s well-pleaded allegations as true. See Sutton
v. Utah State Sch. for the Deaf & Blind , 173 F.3d 1226, 1236 (10th Cir. 1999).
In reviewing the grant of summary judgment, we view the evidence and
reasonable inferences drawn from the evidence in the light most favorable to
Mr. Khan. See Simms v. Okla. ex rel. Dep’t of Mental Health & Substance Abuse
Servs. , 165 F.3d 1321, 1326 (10th Cir. 1999). The facts are set forth below in
accordance with these principles.
1
Mr. Khan has declined to pursue his claims against any of the federal
defendants on appeal.
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Mr. Khan complained to Ogden City police that he was receiving repeated
harassing phone calls, that he was being stalked, and that on at least one occasion
another automobile had forced him off the road. The police did not investigate
these complaints to Mr. Khan’s satisfaction. Mr. Khan further alleges, among
other things, that police officers made false statements and omissions in their
reports of his complaints, and that the police entered his apartment without his
consent when he was not home to search for “bugs” on his telephone line.
Mr. Khan lodged complaints with officials at the county, state, and federal
level about the conduct of the city officials. None of these efforts resulted in a
response acceptable to Mr. Khan. On November 24, 1998, Mr. Khan filed this
action in the United States District Court for the District of Utah, naming as
defendants the various officials he had approached. In his complaint, Mr. Khan
sets forth numerous causes of action revolving around the failure of the city
officials to investigate the crimes against him and the subsequent failure of the
county, state, and federal officials to address the alleged violations by city
officials. Mr. Khan contends that all of the defendants conspired to violate his
constitutional rights.
The county and state defendants moved to dismiss, and the district court
granted their motion. Next, the city defendants moved for summary judgment on
all claims, and the district court granted this motion as well.
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II. Discussion
A. The county defendants
“The court’s function on a Rule 12(b)(6) motion is not to weigh potential
evidence that the parties might present at trial, but to assess whether the
plaintiff’s complaint alone is legally sufficient to state a claim for which relief
may be granted.” Sutton , 173 F.3d at 1236 (quotation marks omitted). The legal
sufficiency of a complaint is a question of law that we review de novo. See id.
Here, the core of Mr. Khan’s allegations against the county is that
Mr. Khan requested the County Attorney, Mark DeCaria, take some corrective
action in light of the alleged rights violations by the city defendants, and that
Mr. DeCaria failed to do so. In granting the motion to dismiss, the district court,
citing Wilson v. Meeks, 52 F.3d 1547, 1557 (10th Cir. 1995) , reasoned that
Mr. Khan failed to state a claim because he provided no authority establishing
a federal right to have his complaints investigated. Further, the district court
concluded that, to the extent Mr. DeCaria’s prosecutorial decisions were
impugned, he was protected by absolute prosecutorial immunity, citing Imbler v.
Pachtman, 424 U.S. 409 (1976). 2
2
Mr. Khan argues that any immunity is defeated by false statements made by
Mr. DeCaria. We need not address this argument because Mr. Khan has failed to
allege facts demonstrating false statements by Mr. DeCaria.
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On appeal, Mr. Khan argues that whether a federal right to an investigation
exists is irrelevant, because he did not ask Mr. DeCaria to undertake any
investigation on his behalf. He argues that he did not assert failure to investigate
as a cause of action, but merely as a fact supporting an overarching claim of civil
rights violation. 3
This admission does not strengthen Mr. Khan’s position
because he fails to identify any other action that Mr. DeCaria was obligated to
take on Mr. Khan’s behalf. We need not address the issue of prosecutorial
immunity because we conclude that Mr. Khan has failed to allege any set of facts
that could result in liability for Mr. DeCaria or the county for violation of
a federal right.
B. The state defendants
With respect to the state defendants, the district court concluded that
Mr. Khan had sued the named individuals in their official capacity and that their
actions were therefore protected by Eleventh Amendment immunity. Mr. Khan
argues the official nature of these individuals’ actions does not mandate the
conclusion that they were sued in their official capacities.
We are free to affirm the district court on any basis supported by the
record. See United States v. Sandoval , 29 F.3d 537, 542 n.6 (10th Cir. 1994).
3
This argument misses the point that Mr. Khan’s factual allegations must
ultimately resolve into a theory of liability implicating particular defendants for
particular actions resulting in violation of an identified constitutional right.
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Even if we were to accept that Mr. Khan sued the state defendants in their
individual capacities, they would still be entitled to qualified immunity. Qualified
immunity shields government officials performing discretionary functions from
individual liability under 42 U.S.C. § 1983 unless their conduct violates “clearly
established statutory or constitutional rights of which a reasonable person would
have known.” Harlow v. Fitzgerald , 457 U.S. 800, 818 (1982). As a threshold
inquiry, this court must first determine whether the facts alleged, taken in the
light most favorable to the nonmoving party, show that the defendants’ conduct
violated a constitutional right. See Saucier v. Katz , 121 S. Ct. 2151, 2156 (2001).
Again, as with the county defendants, Mr. Khan at most alleges that the state
defendants failed to remedy the alleged violations of the city defendants, and
points to no duty of the state defendants to do so. Thus, his allegations do not
support the conclusion that the state defendants violated any constitutional right.
C. The city defendants
We review the district court’s grant of summary judgment de novo,
applying the same standard as the district court: summary judgment is appropriate
if there are no genuine issues of material fact and the movant is entitled to
judgment as a matter of law. Fed. R. Civ. P. 56(c); Simms , 165 F.3d at 1326.
Here, the district court concluded that Mr. Khan’s equal protection claims
against the city defendants failed in light of the absence of any allegation or
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evidence that Mr. Khan was treated differently than other, similarly situated
individuals, or that animus played a part in the treatment of his complaints. The
district court further concluded that Mr. Khan’s substantive due process claims
failed because he had provided no evidence (1) of a special relationship between
the city defendants and himself, (2) that defendants created a danger or increased
Mr. Khan’s vulnerability in any way, 4
or (3) of conduct that shocks the
conscience. 5
Regarding Mr. Khan’s intentional tort claims, the court concluded
that he at best alleged intentional infliction of emotional distress and that there
was no evidence of outrageous and intolerable conduct supporting that claim.
We conclude that the district court’s reasoning on these points is sound.
4
Mr. Khan argues that he was not relying on theories of special relationship
or danger creation. Mr. Khan fails to recognize that, by alleging that the police
failed to prevent third parties from harassing and stalking him, he is required to
proceed under one of these theories to prove that the city defendants owed him
any duty at all. See Radecki v. Barela , 146 F.3d 1227, 1230 (10th Cir. 1998).
5
It should be noted that while Mr. Khan repeatedly asserts that the
defendants committed “many conscience-shocking acts,” he does not recite any
acts that meet that standard. His most serious allegation is that the police officers
made false statements in their reports and covered up evidence of the crimes
against Mr. Khan. These allegations are not backed by evidence. At most,
Mr. Khan has shown that police officers failed to make a verbatim record of his
statements in their reports. Contrary to Mr. Khan’s contentions, this does not
imply that those reports are false, that they conceal evidence, or even that they are
inaccurate. This merely reveals that the police differed in their opinion of the
significance of the evidence provided by Mr. Khan and whether it warranted
further investigation.
-7-
Regarding Mr. Khan’s Fourth Amendment claim, the district court
concluded that Mr. Khan had failed to provide sufficient evidence to allow
a reasonable jury to find that Ogden City police officers had illegally entered his
apartment. “[W]here the nonmoving party will bear the burden of proof at trial on
a dispositive issue that party must go beyond the pleadings and designate specific
facts so as to make a showing sufficient to establish the existence of an element
essential to that party’s case in order to survive summary judgment.” McKnight v.
Kimberly Clark Corp. , 149 F.3d 1125, 1128 (10th Cir. 1998) (quotation marks
omitted).
Here, the only evidence on this point is Mr. Khan’s assertion that a
detective told him that police officers went “into” his apartment to search for
“bugs” on his telephone line. The detective asserts he told Mr. Khan that a police
officer went “to” his apartment and visually inspected the telephone line from the
outside. Mr. Khan admitted in his deposition testimony that he had no personal
knowledge of officers entering his apartment unauthorized. He does not claim,
for instance, that his belongings were out of order, nor does he point to evidence
suggesting how the officers would have gained access to the apartment or even
what day they were supposedly there.
Thus, even viewing the evidence in the light most favorable to Mr. Khan,
these conflicting assertions at best create a fact issue as to whether or not the
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detective stated to Mr. Khan that police went “into,” rather than merely “to,”
Mr. Khan’s apartment. Such a statement would not constitute a Fourth
Amendment violation. In the absence of any evidence or allegation that the
police actually did enter Mr. Khan’s apartment, the detective’s alleged statement
alone does not create a genuine issue of material fact sufficient to defeat summary
judgment on this claim.
D. Conspiracy claim
Mr. Khan makes an overarching allegation of a conspiracy among the
various defendants to deprive him of his rights. To prove such a conspiracy, a
plaintiff must show a meeting of the minds among various defendants to violate
his constitutional rights. See Tonkovich v. Kan. Bd. of Regents , 159 F.3d 504,
533 (10th Cir. 1998) (a plaintiff must allege specific facts showing an agreement
and concerted action amongst the defendants; conclusory allegations of
conspiracy are insufficient). Here, there is no allegation or evidence,
circumstantial or otherwise, indicating that there was any agreement among the
various defendants.
E. Motion to amend complaint
Mr. Khan alleges it was error for the district court to deny his motion to
amend his complaint on grounds of futility. We review the district court’s denial
of a motion to amend a complaint for abuse of discretion, see Ramirez v.
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Okla. Dep’t of Mental Health , 41 F.3d 584, 596 n.9 (10th Cir. 1994), and find no
abuse of discretion here.
F. Access to the courts
Finally, Mr. Khan alleges that the defendants have denied him access to the
courts. This argument is presented for the first time in Mr. Khan’s reply brief;
therefore, we need not consider it. See Stump v. Gates , 211 F.3d 527, 533
(10th Cir. 2000).
III. Conclusion
The judgment of the United States District Court for the District of Utah
is AFFIRMED.
Entered for the Court
Stephen H. Anderson
Circuit Judge
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