F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
MAY 22 2002
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
BRIAN DALE DUBUC,
Petitioner - Appellant,
v. No. 01-5152
(D.C. No. 99-CV-581-H)
RON CHAMPION, Warden; (N.D. Oklahoma)
ATTORNEY GENERAL OF THE
STATE OF OKLAHOMA;
OKLAHOMA DEPARTMENT OF
CORRECTIONS,
Respondents - Appellees.
ORDER AND JUDGMENT *
Before SEYMOUR , PORFILIO , and BALDOCK , Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Petitioner-appellant Brian Dale Dubuc, an Oklahoma state prisoner
proceeding pro se, requests issuance of a certificate of appealability (COA) in
each of two cases filed in the district court. The district court consolidated the
two cases, denied relief, and declined to issue a COA on any of the claims. Our
jurisdiction arises from 28 U.S.C. §§ 1291 & 2253(a). We address the two
underlying cases separately, deny issuance of a COA in both, and dismiss this
appeal. In both cases, we construe Mr. Dubuc’s pleadings liberally b ecause he is
representing himself on appeal. Haines v. Kerner, 404 U.S. 519, 520 (1972).
As a preliminary matter, we address the issue of whether Mr. Dubuc’s
notice of appeal was timely, thereby invoking appellate jurisdiction. The notice
of appeal was filed past the thirty-day deadline set by Fed. R. App. P. 4(a)(1)(A),
but the district court granted Mr. Dubuc’s timely request for an extension of time.
See id. Rule 4(a)(5). Furthermore, the fact that this appeal was filed before the
extension of time was granted does not defeat appellate jurisdiction because the
extension of time served to validate the prior notice of appeal. Hinton v. City of
Elwood , 997 F.2d 774, 778 (10th Cir. 1993). Accordingly, we have appellate
jurisdiction.
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We also consider Mr. Dubuc’s motion for supplementation of the appellate
record with the record of his jury trial, which resulted in convictions that were
later reversed on appeal. He has not stated why the record is necessary to prove
his claims. Moreover, in light of Mr. Dubuc’s claims addressed below, the fact
that the convictions were reversed erases the relevance of the trial record.
Consequently, we conclude that the trial record would not “establish beyond any
doubt the proper resolution of the pending issues.” United States v. Kennedy , 225
F.3d 1187, 1192 (10th Cir. 2000) (quotation omitted), cert. denied, 532 U.S. 943
(2001). Mr. Dubuc’s motion to supplement the appellate record is denied.
CLAIMS BROUGHT UNDER 28 U.S.C. § 2254
District Court Case No. 99-CV-581
In 1992, Mr. Dubuc was convicted by a jury of several charges involving a
stolen vehicle and a firearm. The Oklahoma Court of Criminal Appeals reversed
the convictions and remanded for a new trial. In 1997, Mr. Dubuc entered Alford 1
pleas to the charges of possession of a stolen vehicle, knowingly concealing
stolen property, and false declaration of ownership, after former conviction of one
felony. Before entering his guilty pleas, Mr. Dubuc asserted that his speedy trial
right had been violated, but the state trial court denied the claim and refused to
dismiss the charges. He was sentenced to seventeen years’ imprisonment. Nine
1
North Carolina v. Alford , 400 U.S. 25 (1970).
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days later, he moved to withdraw his guilty pleas. After a hearing, the state trial
court denied Mr. Dubuc’s motion to withdraw his pleas, but confirmed that Mr.
Dubuc had preserved his right to appeal his speedy trial claim.
Mr. Dubuc filed an appeal on the speedy trial issue. On March 9, 1988, the
Oklahoma Court of Criminal Appeals denied relief. Mr. Dubuc then filed a
motion for post-conviction relief in the state trial court; relief was denied. He
attempted to appeal that decision, but his notice of appeal was filed too late to
invoke appellate jurisdiction. He then filed the underlying habeas petition in
federal court.
While the federal habeas petition was pending, the Oklahoma Supreme
Court ruled on Mr. Dubuc’s appeal of a civil rights lawsuit against prison
officials alleging that they violated his right of access to the courts by obstructing
his attempts to appeal timely the order denying post-conviction relief. On July 3,
2001, the Oklahoma Supreme Court remanded the case for further proceedings to
determine the reason the appeal was untimely. Mr. Dubuc then filed a post-trial
motion in the underlying habeas action requesting relief based on the remand
issued by the Oklahoma Supreme Court in the civil rights case. The district court
construed the motion as a second or successive habeas petition and transferred it
to this court for authorization. See 28 U.S.C. § 2244(b)(3)A). The transferred
case was assigned appellate case No. 01-5163 and denied on November 14, 2001.
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None of the issues raised in case No. 01-5163 are included or implicated in this
appeal.
This appeal pertains to the federal district court’s judgment denying Mr.
Dubuc’s federal habeas petition. He requests issuance of a COA on his
allegations that his guilty pleas were entered in violation of his constitutional
rights (1) to a speedy trial, (2) to the effective assistance of counsel in his jury
trial, (3) to a speedy appeal from the convictions following his jury trial, (4) to
conflict-free appellate counsel of his choice, (4) to represent himself on appeal,
(5) to be free from a conviction based on false testimony, and (6) to not have a
prior, unconstitutional conviction (for lack of a preliminary hearing) used against
him.
This case is governed by the Antiterrorism and Effective Death Penalty Act
(AEDPA), Pub.L. No. 104-132, 110 Stat. 1214 (1996). If the merits of a claim
were adjudicated by a state court, the federal district court is required to deny the
claim unless it (1) resulted in a decision that was contrary to or an unreasonable
application of clearly established federal law as determined by the Supreme
Court, or (2) resulted in a decision based on an unreasonable determination of the
facts in light of the evidence presented in state court. 28 U.S.C. § 2254(d). The
state court’s factual findings are presumed correct unless the petitioner produces
clear and convincing evidence to rebut the presumption. 28 U.S.C. § 2254(e)(1).
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A state court decision is contrary to established federal law under
§ 2254(d)(1) “if the state court arrives at a conclusion opposite to that reached by
[the Supreme Court] on a question of law or if the state court decides a case
differently than [the Supreme Court] has on a set of materially indistinguishable
facts.” Williams v. Taylor , 529 U.S. 362, 412-13 (2000). A state court decision
is an unreasonable application of federal law under § 2254(d)(1) “if the state
court identifies the correct governing legal principle from [the Supreme Court’s]
decisions but unreasonably applies that principle to the facts of the prisoner’s
case.” Id. at 413. An objective standard is used to evaluate the reasonableness of
the state court’s application of federal law. Id. at 409-10.
We have carefully reviewed all of the materials Mr. Dubuc submitted, as
well as the record on appeal. We hold that the district court appropriately
analyzed the case and accorded the proper deference to the state court’s rejection
of Mr. Dubuc’s speedy trial claim. We further hold that the district court’s
procedural-bar ruling disposing of Mr. Dubuc’s claims pertaining to his appellate
counsel and right to a pro se appeal is not debatable among jurists of reason on
the question of “whether the petition states a valid claim of the denial of a
constitutional right, [or] whether the district court was correct in its procedural
ruling.” Slack v. McDaniel , 529 U.S. 473, 478 (2000). For substantially the same
reasons underlying the district court’s July 9, 2001 order of dismissal, we
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conclude that Mr. Dubuc has failed to demonstrate “that reasonable jurists could
debate whether (or, for that matter agree that) the petition should have been
resolved in a different manner or that the issues presented were adequate to
deserve encouragement to proceed further.” Id. at 484 (quotations omitted).
Accordingly, Mr. Dubuc is not entitled to a COA because he has failed to make “a
substantial showing of the denial of a constitutional right.” 28 U.S.C.
§ 2253(c)(2).
The application for issuance of a COA is denied.
CLAIMS BROUGHT UNDER 28 U.S.C. § 2241
District Court Case No. 99-CV-582
In this case, Mr. Dubuc challenges the execution of his sentence. He seeks
a COA to permit this court to consider the merits of his claims. See Montez v.
McKinna , 208 F.3d 862, 869 (10th Cir. 2000) (imposing COA requirement on
state prisoners bringing claims under § 2241). Mr. Dubuc asserts that the way his
sentence is being administered violates the due process, equal protection, and ex
post facto clauses of the United States Constitution, as well as the Americans with
Disabilities Act (ADA). His constitutional issues are based on earned and
good-time credits. He claims the prison violated the ADA by denying him
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employment because he is blind, and as a result, his opportunity to earn early
release is limited by his unemployed status.
We have thoroughly reviewed Mr. Dubuc’s request for a COA and appellate
brief, as well as the district court's order and the entire record on appeal. Based
on that review, we conclude that Mr. Dubuc has not demonstrated that jurists
could debate whether the issues could be resolved differently or that the questions
presented deserve further proceedings. See Slack , 529 U.S. at 483-84.
Accordingly, Mr. Dubuc has not made a “substantial showing of the denial of a
constitutional right,” and is not entitled to a COA. 28 U.S.C. § 2253(c)(2).
Mr. Dubuc’s request for a COA is DENIED for substantially those reasons
set out in the district court’s order dated July 9, 2001.
CONCLUSION
Mr. Dubuc’s request to supplement the record is denied. The appeal is
DISMISSED.
Entered for the Court
Bobby R. Baldock
Circuit Judge
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