F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
AUG 5 2002
FOR THE TENTH CIRCUIT
PATRICK FISHER
Clerk
ROGER D. KILLIAN,
Plaintiff - Appellant,
v. No. 01-3385
(D.C. No. 99-CV-4044-SAC)
JO ANNE B. BARNHART, (D. Kansas)
Commissioner of Social Security,
Defendant - Appellee.
ORDER AND JUDGMENT *
Before SEYMOUR , PORFILIO , and O’BRIEN , Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Claimant Roger D. Killian appeals from the order of the district court
affirming the Commissioner’s denial of his application for social security
disability and supplemental security income (SSI) benefits. The district court
concluded substantial evidence supported the administrative law judge’s (ALJ)
finding that Mr. Killian was not disabled within the meaning of the Social
Security Act because, despite his limitations, he was still able to perform work
within the national economy. We affirm.
I.
In 1993, Mr. Killian filed his applications alleging disability beginning
May 30, 1991, due to an injury to his left shoulder and vision problems in his
right eye. The applications were denied initially and on reconsideration. After
a hearing in 1995, the ALJ denied benefits, finding Mr. Killian was not disabled
because he was able to perform his past relevant work as a quality control tester
and lab worker. The Appeals Council denied Mr. Killian’s request for review.
On appeal, however, the district court remanded Mr. Killian’s action to the
Commissioner for further proceedings. 1
1
In its memorandum and order remanding the case, the district court
concluded that the ALJ’s finding that Mr. Killian had engaged in gainful activity
between May 30, 1991, and April 30, 1992, was not based on substantial evidence
and that this finding likely had an impact on the ALJ’s decisions concerning
Mr. Killian’s credibility and his ability to return to his past relevant work. Also,
(continued...)
-2-
Following a second administrative hearing in 1998, a new ALJ issued his
decision denying benefits, which was affirmed by the Appeals Council and the
district court. Mr. Killian has appealed, alleging that the ALJ (1) failed to
properly evaluate Mr. Killian’s credibility and subjective complaints of pain;
(2) improperly evaluated the weight given to treating and examining sources;
and (3) erred in his Residual Functional Capacity (RFC) determination and
adopted hypothetical posed to the vocational expert.
II.
In the second decision, the ALJ found that Mr. Killian suffered from reflex
sympathetic dystrophy of the upper left extremity with mild pronator teres, 2
and
that his impairments prevented him from performing his past relevant work as
a machine packager, warehouse clerk, production worker, forklift driver, and
warehouse supervisor. The ALJ concluded, however, that despite his limitations,
1
(...continued)
the district court concluded that many of the reasons the ALJ gave for rejecting
Mr. Killian’s allegations of subjective pain were either not supported by
substantial evidence or not relevant.
2
Reflex sympathetic dystrophy is defined by “a series of changes caused by
the sympathetic nervous system, marked by pallor or rubor, pain, sweating,
edema, or osteoporosis, following muscle sprain, bone fracture, or injury to
nerves or blood vessels.” Dorland’s Illustrated Medical Dictionary 560 (29th Ed.
2000). Pronator teres syndrome is defined as “an entrapment neuropathy in which
the median nerve . . . is compressed . . . causing pain in the forearm and weakness
or sensory deficits in the radial aspect of the hand.” Id. at 1765.
-3-
Mr. Killian was capable of making an adjustment to work at a number of
sedentary and unskilled jobs that exist in the national economy. Thus, the ALJ
found Mr. Killian not disabled at step five of the Commissioner’s five-step
process for determining disability. See 20 C.F.R. §§ 404.1520(f), 416.920(f).
While the burden of proving a prima facie case of disability at step one through
four of that process is on the claimant, the burden shifts to the Commissioner at
step five to show that the claimant retains sufficient RFC to perform work in the
national economy, given his age, education, and work experience. See Williams v.
Bowen , 844 F.2d 748, 751 (10th Cir. 1988).
This court reviews the Commissioner’s decision to determine only whether
the relevant findings are supported by substantial evidence in light of the entire
record, and whether the Commissioner applied the correct legal standards. Hargis
v. Sullivan , 945 F.2d 1482, 1486 (10th Cir. 1991). “Substantial evidence is
such relevant evidence as a reasonable mind might accept as adequate to support
a conclusion.” Id. “Evidence is insubstantial if it is overwhelmingly contradicted
by other evidence.” O’Dell v. Shalala , 44 F.3d 855, 858 (10th Cir. 1994). In the
course of our review, we may “neither reweigh the evidence nor substitute our
judgment for that of the [Commissioner].” Casias v. Sec’y of Health & Human
Servs. , 933 F.2d 799, 800 (10th Cir. 1991).
-4-
III.
In light of these governing legal standards, and after careful review of
the record in this case, we conclude that the ALJ’s decision is supported by
substantial evidence. As the ALJ found, Mr. Killian’s medical records
demonstrate limiting but not disabling pain resulting from his shoulder injury in
1991. Despite Mr. Killian’s complaints of unbearable physical pain, the record
reveals little, if any objective medical evidence supporting the existence of
disabling pain before 1995, and no objective evidence substantiating disabling
pain between January 1995 and the date of the ALJ’s decision. Applying the
appropriate legal standard for evaluating Mr. Killian’s subjective complaints of
severe pain, the ALJ found those complaints not credible. The ALJ considered
several factors that were relevant to Mr. Killian’s credibility and made detailed
findings that were affirmatively linked to substantial evidence. We will not upset
those findings now on appeal. See Kepler v. Chater , 68 F.3d 387, 391 (10th Cir.
1995) (“Credibility determinations are peculiarly the province of the finder of
fact, and we will not upset such determinations when supported by substantial
evidence.”) (quotation omitted). Contrary to Mr. Killian’s assertion that the ALJ
rejected findings and opinions of his treating and examining sources, our review
of the record convinces us that the ALJ considered and accurately summarized the
medical evidence in Mr. Killian’s case, and ultimately adopted the relevant and
-5-
acceptable medical source conclusions in the findings. The ALJ used all of the
credible evidence of record, including the objective medical evidence, to
accurately assess Mr. Killian’s RFC and to form the basis of a hypothetical
question posed to the vocational expert that properly reflected only those
limitations supported by the record. See 20 C.F.R. §§ 404.1545, 416.945; see
also Kepler, 68 F.3d at 392.
The judgment of the United States District Court for the District of Kansas
is AFFIRMED.
Entered for the Court
John C. Porfilio
Circuit Judge
-6-