F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
DEC 12 2002
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
No. 01-5217
v. D.C. No. 00-CR-147-H
(N.D. Oklahoma)
KENNETH ROYNEAL EZELL,
Defendant - Appellant.
ORDER AND JUDGMENT*
Before EBEL, BALDOCK, and KELLY, Circuit Judges.**
A jury convicted Defendant Kenneth Royneal Ezell of being a felon in possession
of a firearm, in violation of 18 U.S.C. § 922(g)(1), and for possession of an unregistered
firearm, in violation of 26 U.S.C. § 5861(d). Defendant appeals, asserting the evidence at
trial was insufficient to support a finding (1) that he knowingly possessed the firearm as
required for a conviction under either statutory provision; or (2) that the alleged
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
**
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of this
appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered
submitted without oral argument.
possession of the firearm affected interstate commerce as required for a conviction under
18 U.S.C. § 922(g)(1). We exercise jurisdiction pursuant to 28 U.S.C. § 1291. We
affirm.
I.
On August 1, 2000, City of Tulsa police officers received a tip that Kenneth
Royneal Ezell could be found in an apartment located at 1334 East 37th Street North in
Tulsa, Oklahoma. Officers Derrick Alexander and Melvin Hendrix drove to the
apartment to arrest Ezell on an outstanding warrant. A woman, later identified as Helen
Thomas, answered the front door. Officer Alexander informed Thomas he had an
outstanding arrest warrant for Ezell and asked if Ezell was in the apartment. Thomas
denied Ezell was in the apartment, but agreed to allow officers to search the apartment.
Inside the living room, Officer Alexander observed a sofa next to the front door
and a mattress on the floor next to the sofa. On the back of the sofa, about three feet from
the mattress, he observed the butt of a shotgun wrapped in a sheet. Unwrapping the sheet,
the officer observed a .20 gauge shotgun with a sawed-off barrel. The shotgun had a
barrel length of fourteen inches. He also observed five shotgun shells next to the shotgun.
Thomas denied having any knowledge of the shotgun or shells.
Officer Hendrix then searched the second floor of the apartment. Inside a closet,
he observed that a trap door leading to the attic was slightly ajar, and that insulation from
the attic had fallen on the closet shelves below the trap door. Officer Hendrix called to
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Officer Alexander who also examined the upstairs closet. Both officers called for Ezell
but received no response. Officer Alexander then requested and received permission
from a neighbor to enter the upstairs bedroom of the adjacent apartment. In that
apartment, the officer observed that the trap door had been removed inside the closet and
that insulation from the attic had fallen on the clothes. Officer Alexander also observed a
footprint on some clothes and noted that a shelf inside the closet was broken. The officer
heard sounds of movement from the attic above the closet ceiling. The sound was
moving away from the officer. The officers ordered Ezell to come down and remained on
the scene. After approximately thirty minutes, Ezell emerged from the attic opening and
surrendered. Ezell was not wearing a shirt or shoes, and was unarmed.
The officers arrested both Thomas and Ezell. At the police station, Ezell asked
Officer Alexander how Thomas would be charged. The officer responded that Thomas
would be charged with harboring a fugitive and with possession of the shotgun. Ezell
immediately stated that the shotgun belonged to him and that he did not want Thomas
charged with its possession. Officer Alexander informed Officer Hendrix of Ezell’s
statement. Ezell then asked Officer Hendrix what he could do about “owning up to the
shotgun.” Ezell later signed a waiver of rights and drafted a written statement. The
statement omitted any reference to the shotgun.
At trial, Thomas testified for the government. She testified that she had dated
Ezell for several years and that they lived together in Oklahoma City and Tulsa. She also
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testified that she had leased the Tulsa apartment where Ezell was found and that Ezell
stayed in that apartment while she was in Oklahoma City. Concerning the night of the
arrest, she testified that she had arrived home around midnight and found Ezell and two
friends in the apartment. Shortly thereafter, she went to sleep on the mattress. She was
awakened by police knocking at the front door. The two friends were no longer in the
apartment. While she was answering the door, Thomas saw Ezell run upstairs. She
testified that she lied to officers about Ezell’s presence in the apartment because she was
afraid they would both be “in trouble.” Thomas also testified that she knew nothing about
the shotgun found in the apartment and that she had never seen Ezell with a gun.
The parties stipulated to Ezell’s prior felony conviction. The parties also
stipulated to evidence that (1) the gun was a “firearm” as described by federal statutory
law; (2) the gun and ammunition were manufactured outside Oklahoma and were shipped
or transported in interstate commerce; and (3) the shotgun was not registered to Ezell.
II.
Ezell first asserts the evidence at trial was insufficient to support a finding that he
knowingly possessed a firearm. We review de novo sufficiency of evidence claims. See
United States v. Vallo, 238 F.3d 1242, 1246 (10th Cir. 2001). Evidence is sufficient to
support a conviction if, viewing the evidence in the light most favorable to the
government, a reasonable jury could have found the defendant guilty beyond a reasonable
doubt. Id. at 1247. In reviewing the evidence, we do not weigh conflicting evidence or
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consider witness credibility, as that duty is delegated exclusively to the jury. United
States v. Sanders, 240 F.3d 1279, 1281 (10th Cir. 2001). We resolve any conflicts in the
evidence in favor of the Government. Id.
The Government may establish possession by showing constructive possession;
actual possession is not required. United States v. Hien Van Tieu, 279 F.3d 917, 922
(10th Cir. 2002) (citing United States v. Heckard, 238 F.3d 1222, 1228 (10th Cir. 2001)).
“To establish constructive possession, the Government must show the defendant
knowingly holds the power to exercise dominion or control over the firearm.” Id.
(quotations and citations omitted). If the defendant has exclusive possession of the
premises, knowledge and control are properly inferred. Id. If the defendant is not in
exclusive possession, the Government must show a connection or nexus between the
defendant and the firearm. Id. “To support a conviction for knowing possession where
there is evidence of joint occupancy, the Government must offer evidence supporting at
least a plausible inference that the defendant had knowledge of and access to the
weapon.” Id. (quotations and citations omitted). In the instant case, the Government
relied partially on Ezell’s post-arrest statements claiming ownership of the shotgun to
establish possession.
A criminal conviction cannot be sustained when the offense is proven solely by an
uncorroborated extrajudicial confession. United States v. Chimal, 976 F.2d 608, 610
(10th Cir. 1992) (citing Smith v. United States, 348 U.S. 147, 152 (1954)). In addition to
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a confession, the Government must introduce independent corroborating evidence which
would tend to establish the trustworthiness of the statement. “The corroborating evidence
is adequate if it supports the essential facts admitted sufficiently to justify a jury inference
of the truth of the confession.” Id. at 610-11 (quotations and citations omitted). Ezell
asserts that his statements claiming ownership of the shotgun were motivated by his
desire to protect Thomas and accordingly are unreliable. He also notes that his
subsequent written statement omits any reference to the shotgun casting further doubt
on the reliability of his prior oral statements.
After reviewing the record, we conclude the evidence sufficiently corroborates
Ezell’s statements claiming ownership of the shotgun. Officers found the shotgun in the
apartment where Ezell had been staying. Only Ezell and Thomas were present in the
apartment when the officers searched the unit. Thomas maintained throughout the search,
arrest and trial that she had no prior knowledge of the shotgun. Officers found the
shotgun on the sofa only three feet from the mattress in the living room. Officers testified
that there were no beds and no other mattresses in the apartment, raising an inference that
Ezell generally slept on the mattress in the living room. Thomas testified that she saw
Ezell running up the stairs after hearing the police knock at the door, establishing that
Ezell had been in close proximity to the shotgun prior to the officers’ arrival. Officers
testified they found Ezell in a state of partial undress, raising a reasonable inference that
Ezell had been sleeping on the mattress only three feet from the shotgun prior to the
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officers’ arrival. The evidence, viewed in a light most favorable to the Government,
adequately corroborates Ezell’s confession and is sufficient to support the jury’s finding
that Ezell possessed the shotgun.
III.
Ezell also asserts the evidence was insufficient to show that his alleged firearm
possession was in or affecting interstate commerce as required by 18 U.S.C. § 921(g)(1).
The parties stipulated to evidence that the firearm and ammunition were manufactured
outside Oklahoma and were shipped or transported in interstate commerce. But Ezell
argues that, to support a conviction, the Government must introduce evidence the firearm
possession had a current, actual and substantial effect on interstate commerce. This Court
addressed and expressly rejected Ezell’s arguments in United States v. Dorris, 236 F.3d
582, 584 (10th Cir. 2000) (holding the Government need not prove a firearm possession
had a substantial effect on interstate commerce to support a conviction). Under
controlling Tenth Circuit precedent, the Government need only establish the possessed
firearm previously traveled in interstate commerce to support a conviction under 18
U.S.C. § 922(g)(1). See id. Ezell stipulated to evidence sufficient to establish the firearm
possession was in or affecting interstate commerce.
IV.
The Government introduced sufficient evidence to corroborate Ezell’s confession
and the jury reasonably found Ezell constructively possessed the firearm. Ezell stipulated
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to facts sufficient to establish that the firearm possession was in and affecting interstate
commerce.
Accordingly, the district court decision is AFFIRMED.
Entered for the Court,
Bobby R. Baldock
Circuit Judge
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