F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
AUG 26 2003
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
No. 02-2008
DONALD VERNON VANNESS, a/k/a
MICHAEL D. HERRERA,
Defendant - Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW MEXICO
(D.C. CRIM. NO. 00-1571 LH)
Susan Bronstein Dunleavy, Assistant Federal Public Defender, Albuquerque, New
Mexico, for Defendant-Appellant.
David N. Williams (David C. Iglesias, United States Attorney, and Laura Fashing,
Assistant U. S. Attorney, with him on the briefs), Albuquerque, New Mexico, for
Plaintiff-Appellee.
Before LUCERO, HOLLOWAY and ANDERSON, Circuit Judges.
HOLLOWAY, Circuit Judge.
This is an appeal involving a denial of a suppression motion. Vanness pleaded guilty
and was sentenced to concurrent terms of 33 months in prison and three years of supervised
release for possession of methamphetamine with intent to distribute and possession of
marijuana with intent to distribute. Brief of Appellant (Attachment: A at 1-3). In his plea
agreement, Vanness reserved his right to appeal the district court’s denial of his motion to
suppress evidence. II R. (Doc. 88 at 2). Defendant’s primary contention on appeal is that
the evidence should have been suppressed because the stated reason for the traffic stop was
violation of a local noise ordinance which, he contends, is unconstitutionally vague and
overly broad.
I
BACKGROUND
On November 15, 1999, at about 10:25 p.m., Officer Jerry L. Belyeu, a police officer
for the Town of Bernalillo, New Mexico, was assisting another officer on a traffic stop when
he heard very loud music. III R. 26-27, 30-31. (Transcript of 6/13/01 proceedings). Officer
Belyeu estimated that he was approximately 150 yards1 from Vanness’ vehicle when he first
heard the music and observed the car. III R. 31 (Belyeu stated that he actually heard the
music for between three to five seconds before he saw Vanness’ vehicle. Id.). Belyeu later
conducted two tests, with a laser and with his car’s odometer, which indicated that he was
450 to 500 feet away from Vanness’ car when he first heard the music and observed the
vehicle. Id. at 31-33.
Officer Belyeu testified that he could hear Vanness’ car radio “over normal
1
Officer Belyeu originally put 150 feet, not yards, in his report. The correct distance was
150 yards. See III R. 32, 54-57 (Transcript of 6/13/01 proceedings).
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conversation between myself and somebody standing next to me. I could hear it over my
police radio.” III R. 33 (Transcript of 6/13/01 proceedings). Subsequently, Belyeu pulled
Vanness’ vehicle over, id., in an area which was within approximately fifteen to twenty yards
of some residences and close to the grounds of a school. Id. at 48-49.
After pulling Vanness over, Officer Belyeu approached Vanness’ vehicle, where
Vanness was sitting in the driver’s seat and Shauna Kelley was seated next to him in the front
passenger’s seat. Belyeu testified that he identified himself and told Vanness he was being
stopped because his radio was playing extremely, unreasonably loud. III R. 34-35. Officer
Belyeu also testified that he asked Vanness whether there was something wrong with
Vanness’ vehicle. Id. at 35. Vanness replied that his stereo and one of his speakers were
malfunctioning and that he was attempting to find a location where he could work on the car.
Id.
Officer Belyeu then asked for Vanness’ driver’s license, registration, and insurance.
Id. at 36. Vanness, according to Belyeu, said he did not have one because his wallet had
been stolen in Utah. Id. He then told Officer Belyeu that his name was Michael D. Herrera.
Officer Belyeu told Vanness that he was parked in an area known “as being a high-traffic
area for narcotics”, id. at 37-38, and then asked “‘Do you have anything in this vehicle I
should be aware of, weapons, drugs, anything like that?’” Id. at 40. Vanness, according to
Officer Belyeu, stated that Belyeu was welcome to search his car. Id.
Officer Belyeu checked with his dispatch office whether a “Michael D. Herrera” was
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licensed in either Utah or New Mexico and learned that there was no record on file of a
license in either state. III R. 40-41. At this time, Officer Belyeu requested back up and
Officers Palmer and Munk arrived soon thereafter. Id. at 41. According to Belyeu, Vanness
provided Officer Palmer with a different spelling of the name “Michael D. Herrera” and told
him he had a driver’s license in New York, but again a records check revealed no such
license. Id. at 42. Belyeu also testified that Vanness told Officer Palmer that he was
welcome to search the vehicle. Id. at 43.
Officers Belyeu and Palmer subsequently searched Vanness’s car and found seven
knives, a small tin box with “[r]esidue of a green leafy substance which” Officer Belyeu
“believed to be marijuana,” and a “bag with a white powdery substance.” III R. 43-44
(Transcript of 6/13/01 proceedings).2 Officer Munk observed “a very large speaker in the
back” of the vehicle “which was taking up most of the rear area of the vehicle, a very large
base-type [sic] speaker” consistent with the noise that was emanating from the vehicle. III
R. 95. Officer Palmer discovered Vanness’s wallet, which contained his suspended Colorado
driver’s license, in Kelly’s jacket. III R. 44-45. The government says that defendant was
then arrested for “interference with officer” or concealing his identity. Id. at 46.
On March 29, 2001, Vanness filed a motion to suppress all the evidence seized from
the vehicle he was driving on the grounds that the “initial stop and seizure of the defendants
2
The white powdery substance was methamphetamine, which was the subject of count I
of the indictment. See II R. (Sealed Presentence Report at ¶¶ 9, 10). Kelly later admitted that she
had marijuana hidden in a body cavity. See id at ¶ 9. The marijuana was the subject of count II
of the indictment. I R. (Doc. 1 at 2).
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was unconstitutional as there was no reasonable suspicion that the defendants had violated
the unreasonable noise ordinance 2-1-7 because there is no such ordinance in the town of
Bernalillo” and “[i]n the alternative, if the court finds ordinance 2-1-7 . . . to be a valid
ordinance in the town of Bernalillo, the same ordinance is unconstitutionally vague and over-
broad, and does not warrant good-faith reliance by any law enforcement officials.” I R.
(Doc. 48). The government opposed Vanness’s motion.
The district judge issued an order denying Vanness’s motion to suppress evidence
based on the reasons the judge “stated on the record” at a hearing on June 13, 2001. Brief
of Appellant (Attachment C: Order denying suppression of evidence). During this hearing,
the district judge found credible the police officers’ testimony that they heard music from
Vanness’s car from 450 feet away and that Vanness consented to the search of the car. III
R. 137-38 (Transcript of 6/13/01 proceedings). The judge also found that the testimony of
Vanness and Kelley, which contradicted the police officers’ testimony, was not credible. Id.
at 142. The judge held that the noise prohibition of Section 2-1-7 of Town of Bernalillo
Ordinance No. 62 was “valid and not unreasonably vague or overbroad.” Id. at 139. The
judge found that “[t]he ordinance does not, in my opinion, encourage arbitrary and
discriminatory enforcement, and I find that the officer initially stopped the Defendant
because of the loud noise coming from his vehicle.” Id. at 139-40.
Conceding that he did not know what Vanness’ citation was issued for,3 the district
3
The reason for the district judge’s confusion regarding the citation is that the Municipal
Clerk’s computer records revealed that the ticket was for a violation of Town of Bernalillo
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judge stated that “the vehicle was stopped, according to the police officers, for unreasonable
noise, and there was certainly reasonable ground to believe that the ordinance that has been
used by both the Government and the Defense in this case, 2-1-7, was being violated.” Id.
at 140. The district judge cited this court’s unpublished decision United States v. Briscoe,
216 F.3d 1088 (10th Cir. 2000) (Table), for the proposition that “the Fourth Amendment
looks not at the subjective belief of the officer, but the objective evidence.” III R. 140.
Therefore, the district judge stated, “I conclude that the ordinance under which the Defendant
was stopped was Constitutional and that the stop was lawful.” Id. at 141.
Further, the district judge said that “even if it could be determined that the ordinance
was vague and overbroad, it would be inappropriate . . . to apply the exclusionary rule
because of the good faith reliance by a police officer on the Constitutionality of an ordinance
and, specifically, the one in question, and that is the rule set forth,” id. at 141, by the Supreme
Court in Illinois v. Krull, 480 U.S. 340, 342, 360 (1987) (extending the United States v. Leon,
468 U.S. 897 (1984), good faith exception to evidence obtained under an unconstitutional
statute). The district judge then denied the motion to suppress. III R. 141. Thus, the district
Ordinance No. 62, Section 2-1-10, a vagrancy ordinance, rather than Town of Bernalillo,
Ordinance No. 62, Section 2-1-7, the noise ordinance. See id. at 52-54, 108-114. Officer Belyeu
testified that he provided Vanness with a citation for violating the noise ordinance a number of
days after the stop while Vanness was still in custody at the federal holding facility. Id. at 49-50.
Neither Officer Belyeu nor the Bernalillo Municipal Clerk had a copy of the
original citation at the time of the suppression hearing on June 13, 2001. Id. at 50-53. On cross-
examination, the clerk answered affirmatively that “if everything else on the citation was about
unreasonable noise, but the officer put the wrong number down, you’ve got to put the number
down he wrote. . . .” Id. at 116. Officer Belyeu testified that he was certain he cited Vanness for
violating the noise rather than the vagrancy ordinance. See id. at 51-52, 54.
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judge in addition to finding the noise ordinance constitutional, also held that the good faith
exception barred the application of the exclusionary rule.
The district court denied Vanness’s suppression motion on June 13, 2001 and
on July 31, 2001, Vanness pled guilty to the grand jury indictment as part of a plea agreement
which reserved his right to appeal the district court’s denial of his motion to suppress
evidence. II R. (Doc. 88 at 2).
II
DISCUSSION
The good faith exception to the exclusionary rule
We agree with the government that even if the ordinance is held unconstitutional, the
good faith exception may apply. Whether the good faith exception to the exclusionary rule
applies is a question of law that this court reviews de novo. See United States v. Tuter, 240
F.3d 1292, 1299 (10th Cir.), cert. denied, 534 U.S. 886 (2001).
The good faith exception was pronounced by the Supreme Court in United States v.
Leon, 468 U.S. 897 (1984). There the Court addressed this question:
This case presents the question whether the Fourth Amendment
exclusionary rule should be modified so as not to bar the use in the
prosecution’s case in chief of evidence obtained by officers acting in
reasonable reliance on a search warrant issued by a detached and neutral
magistrate but ultimately found to be unsupported by probable cause.
Id. at 900. The Court stated further:
We conclude that the marginal or nonexistent benefits produced by
suppressing evidence obtained in objectively reasonable reliance on a
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subsequently invalidated search warrant cannot justify the substantial costs of
exclusion.
Id. at 922.
The Leon good faith exception was extended by the Court in Illinois v. Krull, 480 U.S.
340 (1987), to cases in which law enforcement officers seized evidence in objectively
reasonable reliance on a statute that subsequently was determined to be unconstitutional.
Unless “a statute is clearly unconstitutional, an officer cannot be expected to question the
judgment of the legislature that passed the law.” Id. at 349-50. However, a statute cannot
support objectively reasonable reliance if, in passing the statute, “the legislature wholly
abandoned its responsibility to enact constitutional laws.” Id. at 355. Nor can “a law
enforcement officer be said to have acted in good-faith reliance upon a statute if its
provisions are such that a reasonable officer should have known that the statute was
unconstitutional.” Id.; see also Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)
(“[G]overnment officials performing discretionary functions generally are shielded from
liability for civil damages insofar as their conduct does not violate clearly established
statutory or constitutional rights of which a reasonable person would have known.”).
We note that this court may reach the conclusion that Officer Belyeu objectively acted
in good faith without actually deciding whether the ordinance itself was constitutional. See
Krull, 480 U.S. at 357, n.13 & 358, 360 (holding that question of whether statute was
unconstitutional was not before the court and that officer’s reliance on statute was objectively
reasonable and good faith exception applied). Because the New Mexico courts have not
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directly addressed the constitutionality of the Town of Bernalillo’s noise ordinance and
because the federal courts do not have the “power to construe and narrow state laws,”
Grayned v. City of Rockford, 408 U.S. 104, 110 (1972), this court refrains from reaching the
constitutional issue. See ANR Pipeline Company v. Lafaver, 150 F.3d 1178, 1186 n.8 (10th
Cir. 1998) (“[F]ederal courts should avoid reaching the merits of a constitutional issue when
the case may be decided on [other] grounds”), cert. denied, 525 U.S. 1122 (1999); Cunico
v. Pueblo School District No. 60, 917 F.2d 431, 438 n.5 (10th Cir. 1990) (“[C]ourts normally
avoid resolution of constitutional issues when the case may be decided on nonconstitutional
grounds”). Therefore, we will not reach the issue whether the “Unreasonable Noise”
ordinance is constitutional.
Turning to the objective good faith inquiry, we hold that in the instant case “a law
enforcement officer” could have “acted in good-faith reliance upon” the “Unreasonable
Noise” ordinance because “its provisions are such that a reasonable officer” would not have
“known that the statute was unconstitutional.” Krull, 480 U.S. at 355. Both Officers Belyeu
and Munk testified that they had issued several citations under the ordinance, and the
ordinance had never been determined to be, nor challenged as, invalid. See III R. 85, 92, 98-
99 (Transcript of 6/13/01 proceedings).
Additionally, in 1990, the New Mexico Court of Appeals held that a similar statute
that prohibited disorderly conduct was not void for vagueness or overbreadth. State v. James
M., 111 N.M. 473, 477-78 (N.M. Ct. App.), cert denied, 111 N.M. 529 (N.M. 1991). The
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statute at issue in that case defined disorderly conduct as “violent, abusive, indecent, profane,
boisterous, unreasonably loud or otherwise disorderly conduct which tends to disturb the
peace . . . .” N.M. Stat. Ann. § 30-20-1(A) (1978) (emphasis added). In comparison, the
noise ordinance at issue in the instant case provides:
2-1-7 UNREASONABLE NOISE. It is unlawful for any person to make, continue or
cause to be made, any loud or unusual noise which either annoys, disturbs, injures or
endangers the comfort, repose, health, peace or safety of others. Unlawful noises
include but shall not be limited to the following:
****
(b) Radios and Phonographs. The use or operation of any radio, phonograph
or other sound producing machine in such a manner as to disturb the peace and quiet
of neighbors.
Town of Bernalillo Ordinance No. 62, § 2-1-7 (emphasis added). Both the statute in question
in James M. and the ordinance at issue here prohibit loud conduct or noise which disturbs the
peace. Thus, a law enforcement officer, familiar with the case law of New Mexico, could
have objectively and reasonably relied on the noise ordinance at issue in the present case.
We are persuaded that the officers’ actions were objectively reasonable here in light
of Supreme Court and Tenth Circuit precedent. In this analysis we do not decide the
constitutionality of the ordinance, but merely that it was objectively reasonable for the
officers to rely on the noise ordinance. See, for example, South Dakota v. Opperman, 428
U.S. 364, 368 (1976) (discussing the lesser expectations of privacy associated with
automobiles and noting that “[a]utomobiles, unlike homes, are subjected to pervasive and
continuing governmental regulation and controls . . . .” and police routinely “stop . . .
vehicles . . . if . . . violations, such as . . . excessive noise, are noted . . . .”); see also United
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States v. Johnson, 463 F.2d 70, 71 (10th Cir. 1972) (noting, without comment, that police
stopped defendant’s car for operating in violation of noise ordinance). Thus, Officer
Belyeu’s reliance on the noise ordinance at issue in the present case was objectively
reasonable in light of binding Supreme Court and Tenth Circuit precedent.
Vanness argues that the government failed to meet its burden to establish that Officer
Belyeu’s reliance on the terms of Town of Bernalillo Ordinance No. 62, Section 2-1-7 was
objectively reasonable. Leon, 468 U.S. at 924 (“[T]he prosecution should ordinarily be able
to establish objective good faith without a substantial expenditure of judicial time.”); United
States v. Corral-Corral, 899 F.2d at 932 (holding that the government has the burden of
proving objectively reasonable reliance by agents.). We disagree.
Specifically, Vanness asserts that nearly thirty years before this case arose, the
Supreme Court held in Coates v. City of Cincinnati, 402 U.S. 611, 614 (1971), that a city
ordinance criminalizing conduct which “annoys” was unconstitutionally vague because “no
standard of conduct is specified at all.” Further, both the Supreme Court and this court,
according to Vanness, have held for decades that vehicle stops are invalid under the Fourth
Amendment if no reasonable standards constrain the exercise of discretion by law
enforcement officers. See, for example, Delaware v. Prouse, 440 U.S. 648, 654-55, 661
(1979); United States v. Botero-Ospina, 71 F.3d 783, 788 (10th Cir.), cert. denied, 518 U.S.
1007 (1996); United States v. Seslar, 996 F.2d 1058, 1063 (10th Cir. 1993).
We disagree with Vanness because the cases he cites are inapposite. In Coates, the
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Supreme Court held that a statute under which three or more people meeting together on a
sidewalk or street corner, must “conduct themselves so as not to annoy any police officer or
other person who should happen to pass by” was “unconstitutionally vague.” Coates, 402
U.S. at 614. The Court stated “the ordinance is vague, not in the sense that it requires a
person to conform his conduct to an imprecise but comprehensible normative standard, but
rather in the sense that no standard of conduct is specified at all.” Coates, 402 U.S. at 614.
The ordinance at issue in the instant case does not create this type of potential for
abuse. First, unlike the anti-loitering ordinance in Coates, the noise ordinance in the instant
case, Section 2-1-7 of Town of Bernalillo Ordinance No. 62, specifies a standard of conduct.
Rather than only prohibiting the creation of noise which “annoys”, the ordinance also makes
unlawful the making of noise which “disturbs, injures or endangers the comfort, repose,
health, peace or safety of others.” Section 2-1-7 of Town of Bernalillo Ordinance No. 62.
While the anti-loitering ordinance in Coates focused on the content of speech and was
unconstitutionally vague because it specified no standard of conduct, the noise ordinance in
the present case focuses on the manner of speech, is content-neutral, and does not present the
kind of constitutional problem that existed in Coates. Furthermore, as we have stated above,
we do not reach the constitutional merits of the noise ordinance in any event.
Second, the noise ordinance can be severed so the paragraph which includes the word
“annoys,” which broadly defines “unreasonable noise,” can be separated from the paragraph
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on “radios and phonographs” which provides a narrower definition.4 The ordinance prohibits
unlawful noises which are defined by the paragraph on radios and phonographs to include
“[t]he use or operation of any radio, phonograph or other sound producing machine in such
a manner as to disturb the peace and quiet of neighbors.” Section 2-1-7(b) of Town of
Bernalillo Ordinance No. 62. Reliance on this narrower definition rather than on the broader
definition contained in the “unreasonable noise” paragraph would be appropriate should the
broader definition be held unconstitutional since Officer Belyeu stopped Vanness because
his radio was playing loudly. III R. 34-35. (Transcript of 6/13/01 proceedings). Thus, the
paragraph Vanness considers unconstitutional can be omitted from the ordinance, leaving
only the paragraph on radios and phonographs which provides a narrowly-tailored noise
prohibition which constrains conduct, is content-neutral, and is not facially unconstitutional.
Because the noise ordinance, either taken as a whole or severed so that only the
“radios and phonographs” section applies, constrains the discretion of law enforcement
officers, it is not comparable to the Supreme Court and Tenth Circuit cases Vanness cites in
which vehicle stops were held invalid under the Fourth Amendment due to the absence of
such constraints. Prouse, 440 U.S. 648; Botero-Ospina, 71 F.3d 783; Seslar, 996 F.2d 1058.
Thus, Officer Belyeu’s stop of Vanness’s vehicle was valid under the good faith
4
Section 1-1-5 of Town of Bernalillo, Ordinance No. 62 specifically provides for
severability:
1-1-5 SEVERABILITY: Should any section, paragraph, clause or provision of this
ordinance, for any reason, be held to be invalid or unenforceable, the invalidity or
unenforceability of such section, paragraph, clause or provision shall not affect any of the
remaining provisions of this ordinance.
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exception to the exclusionary rule and the district court was correct not to suppress the
evidence which resulted from this stop.
CONCLUSION
For the foregoing reasons, Defendant’s conviction is AFFIRMED.
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