F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
NOV 5 2003
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v. No. 02-4221
QUENTIN ELLIOT HURLICH, also
known as QUENTIN ELLIOT
ROBERTS, also known as “Q,”
Defendant-Appellant.
Appeal from the United States District Court
for the District of Utah
(D.C. No. 2:00-CR-235-TS)
Submitted on the briefs *:
Paul M. Warner, United States Attorney, Wayne T. Dance, Assistant United States
Attorney, Chief, Appellate Section, Salt Lake City, Utah, for Plaintiff-Appellee.
Julie George, Salt Lake City, Utah, for Defendant-Appellant.
Before SEYMOUR, MURPHY, and O’BRIEN, Circuit Judges.
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
O’BRIEN, Circuit Judge.
Mr. Quentin Hurlich pled guilty to a charge of Possession of a Firearm by a
Convicted Felon, in violation of 18 U.S.C. § 922(g)(1). He was originally
sentenced, inter alia, to the statutory maximum term of 120 months imprisonment.
He appealed his sentence, and we reversed and remanded for resentencing.
United States v. Hurlich, 293 F.3d 1223 (10th Cir. 2002). 1 On remand, the
district court made an upward departure and he was resentenced, inter alia, to
seventy-eight months imprisonment. On appeal, he again claims the district court
erred in imposing sentence. Exercising jurisdiction under 18 U.S.C. § 3742(a)
and 28 U.S.C. § 1291, we affirm.
Standard of Review
The sole issue presented in this appeal is the propriety of the methodology
employed by the district court in determining the degree of upward departure. We
construe Mr. Hurlich’s appeal as calling into question both the interpretation of
the Sentencing Guidelines, which we ordinarily review de novo, United States v.
1
We reversed and remanded due to: 1) failure to provide the factual basis
for an upward departure in offense level for possession of a firearm in connection
with another felony; and 2) failure of the district court to articulate its reasons for
upward departure based on under-representation of criminal history. United
States v. Hurlich, 293 F.3d 1223, 1227-28 (10th Cir. 2002).
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Tisdale, 248 F.3d 964, 975 (10th Cir. 2001), cert. denied, 534 U.S. 1153 (2002),
and the reasonableness of the degree of departure, which we ordinarily review for
abuse of discretion. United States v. Jones, 332 F.3d 1294, 1300 (10th Cir.
2003), cert. denied, 2003 WL 22172768 (U.S. Oct. 20, 2003) (No. 03-6431).
However, because Mr. Hurlich did not object at sentencing, we review for plain
error. United States v. Brown, 316 F.3d 1151, 1155 (10th Cir. 2003).
Background
The parties agree that at resentencing Mr. Hurlich’s adjusted offense level
was properly determined to be eleven and his criminal history points thirty-nine.
According to the Sentencing Table, a person with an offense level of eleven and
criminal history points of “13 or more” would find himself in a guideline range of
twenty-seven to thirty-three months imprisonment. Criminal History Category VI
is the highest level of criminal history on the sentencing table, reserved for those
with criminal history points of “13 or more.” However, because Mr. Hurlich’s
thirty-nine criminal history points were substantially greater than the “13 or
more” contemplated for Category VI, the district court concluded the Criminal
History Category did not “adequately reflect the seriousness of the defendant’s
past criminal conduct or the likelihood that the defendant [would] commit other
crimes.” United States Sentencing Commission, Guidelines Manual, § 4A1.3
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(Dec. 2000). 2
In determining the degree of upward departure, the court hypothesized that
Mr. Hurlich’s criminal history score of thirty-nine would place him in a
theoretical Criminal History Category XIV. 3 It equated an eight-step increase in
criminal history to eight offense levels, yielding a sentencing range of sixty-three
to seventy-eight months. The court imposed the maximum sentence of seventy-
eight months imprisonment and explained the degree of departure was “to reflect
the seriousness of the offense[,] to assure the need for just punishment for the
defendant, [and] to assure proper deterrence from additional criminal activity for
the protection of the public in the future.” (R. Vol. II at 4-5).
Discussion
2
Mr. Hurlich argues the district court erred in deciding to depart from the
heartland at all. He raised the identical issue in his first appeal, where we
decided the district court did not abuse its discretion in its heartland departure.
Hurlich, 293 F.3d at 1228. The matter is thus precluded from further review as
law of the case. Rohrbaugh v. Celotex Corp., 53 F.3d 1181, 1183 (10th Cir.
1995). Even if we apply a de novo standard of review to the decision to depart
from the heartland, we identify no error. See Jones, 332 F.3d at 1299 (applying
de novo review to heartland departure decision, as required by the Prosecutorial
Remedies and Other Tools to end the Exploitation of Children Today Act of 2003
("PROTECT Act"), Pub.L. No. 108-21, 117 Stat. 650 (2003), even though the
sentencing court’s decision to depart upward took place prior to passage of the
Act).
3
The district court arrived at this conclusion by identifying three criminal
history points in each ascension in Criminal History Category. Beginning with
the fact that Category VI included criminal history points thirteen, fourteen and
fifteen, the court reasoned that Category XIV would include criminal history
points thirty-seven, thirty-eight and thirty-nine.
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Mr. Hurlich contends the district court did not adequately explain the basis
for the degree of departure. In particular, he argues the way in which the court
hypothesized and employed Criminal History Categories beyond Category VI was
an incorrect application of the Sentencing Guidelines. 4
In determining whether the degree of a departure from the Guidelines is
reasonable,
we consider the district court's reasons for imposing the particular
sentence together with factors such as: the seriousness of the
offense, the need for just punishment, deterrence, protection of the
public, correctional treatment, the sentencing pattern of the
Guidelines, the policy statements contained in the Guidelines, and the
need to avoid unwarranted sentencing disparities.
United States v. Collins, 122 F.3d 1297, 1308-09 (10th Cir. 1997) (quotation
marks and citations omitted). “The district court may use any reasonable
methodology hitched to the Sentencing Guidelines to justify the reasonableness of
[a] departure, which includes using extrapolation from or analogy to the
Guidelines.” Id. at 1309 (quotation marks and citations omitted). “[T]he task of
. . . the sentencing court[] is to attempt to predict what the Sentencing
4
Mr. Hurlich also claims the district court erred because it did not employ
this methodology in the first sentencing. He offers no authority for this
proposition. In our remand for resentencing, we instructed the district court to
“specify the basis for [the] particular sentence imposed.” Hurlich, 293 F.3d at
1229. Irrespective of the propriety of the methodology the court employed, to
which we will next turn, it is in answer to our instruction that the court employed
it. Mr. Hurlich’s claim is thus without merit.
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Commission would have established as a guideline range had it adequately
considered the circumstances justifying the departure.” United States v. Kalady,
941 F.2d 1090, 1101 (10th Cir. 1991).
With these principles in mind, we consider the district court’s methodology.
Mr. Hurlich suggests we concluded in United States v. Sims, 309 F.3d 739 (10th
Cir. 2002), that hypothesizing Criminal History Categories beyond Category VI,
in and of itself, constituted an incorrect application of the Guidelines. What we
disapproved in Sims, however, was not the process of hypothesizing 5 but the
purpose to which the hypothesis was subsequently put. In Sims, the district court
improperly attributed a six-month increase in guideline range to each incremental
rise in Criminal History Category. This was error because “although each level
contains a range of six months, these ranges overlap from one level to the next.”
Sims, 309 F.3d at 743. 6 We also identified error because the Sentencing
5
“The district court was correct in assuming that at level III and beyond,
each criminal history category encompasses three criminal history points.” Sims,
309 F.3d at 743 n.2.
6
In Sims, the defendant presented an adjusted offense level eight and
Criminal History Category VI (with a criminal history score of twenty-two). The
district court hypothesized a three-step increase from Criminal History Category
VI to IX to account for the twenty-two criminal history points, and then
improperly added eighteen months to the bottom and top limits of the range
provided under Category VI, offense level eight. This resulted in a range of
thirty-six to forty-two months. Id. Simply enhancing three offense levels under
Category VI (basically the approach used here) would have resulted in a range of
twenty-seven to thirty-three months.
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Guidelines specifically direct:
Where the court determines that the extent and nature of the
defendant’s criminal history, taken together, are sufficient to warrant
an upward departure from Criminal History Category VI, the court
should structure the departure by moving incrementally down the
sentencing table to the next higher offense level in Criminal History
Category VI until it finds a guideline range appropriate to the case.
USSG § 4A1.3 (emphasis added); Sims, 309 F.3d at 742.
Here, avoiding the methodology we disapproved in Sims, the district court
accounted for the hypothesized eight-step increase in Criminal History Category
by increasing eight offense levels, as directed by § 4A1.3. The result was a
reasoned, measured and appropriate application of the Guidelines. United States
v. Akers, 215 F.3d 1089, 1106 (10th Cir.), cert denied, 531 U.S. 1023 (2000);
United States v. Lowe, 106 F.3d 1498, 1503 (10th Cir.), cert. denied, 521 U.S.
1110 (1997). A close examination of the Sentencing Table reveals that within
Zone D (most serious offenses), for the most part, a one-step increase in Criminal
History Category is equivalent to a one-step increase in offense level. 7 The
exception is a band embracing offense levels eight through thirty in Criminal
History Categories III, IV and V. But within Zone D, an increase in Criminal
History Category from V to VI is uniformly a one-to-one ratio (one Criminal
History Category increase equals one offense level increase). 8 Presumably, and
7
See attached table.
8
This is true except when a life sentence is involved.
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logically, if the Table were extended with additional Criminal History Categories
the ratio would be no less than one-to-one. Thus, consistent with the structure
and purpose of the Guidelines, the district court could reasonably analogize to
higher criminal history categories provided it translated that analogy into higher
offense levels, which it did — finding a guideline range appropriate to the case by
increasing eight offense levels.
The methodology adopted by the district court was reasonable and the judge
succinctly, but adequately, explained the reasons for the degree of departure from
the Guidelines. We identify no error, plain or otherwise. 9
Accordingly, we AFFIRM the sentence of the district court.
9
We admonish appellant’s counsel for failing to include in her brief a copy
of the order we have been asked to review. See 10th Cir. R. 28.2(A)(1).
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