F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
DEC 29 2003
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
JIAN JUN TANG,
Petitioner,
v. No. 03-9510
JOHN ASHCROFT, Attorney General,
Respondent.
PETITION FOR REVIEW OF AN ORDER OF
THE BOARD OF IMMIGRATION APPEALS
(No. A79-343-650)
Submitted on the briefs:
Bruce Bowman, Palos Verdes, California, for Petitioner.
Robert D. McCallum, Jr., Assistant Attorney General, Civil Division, Emily Anne
Radford, Assistant Director, Allen W. Hausman, Senior Litigation Counsel,
Office of Immigration Litigation, Civil Division, Department of Justice,
Washington, D.C., for Respondent.
Before SEYMOUR , BRISCOE , and LUCERO , Circuit Judges.
SEYMOUR , Circuit Judge.
In this immigration proceeding, the Immigration Judge (IJ) entered an order
in absentia removing Petitioner Jian Jun Tang to China after Mr. Tang failed to
appear at a scheduled hearing. Mr. Tang then unsuccessfully sought to reopen his
case. He seeks review of the Board of Immigration Appeals’ (BIA) decision
affirming the IJ’s refusal to reopen the removal proceedings. We affirm. 1
I
Mr. Tang entered the United States in May 2000 with authorization to
remain in this country for one month. Overstaying this authorization, Mr. Tang
initially applied for asylum in February 2001, asserting he had been subject to
past persecution in China and feared future persecution because he was a “Falun
Gong practitioner.” R. 101. The Immigration and Naturalization Service (INS)
administratively denied his asylum application and began removal proceedings in
April 2001. Mr. Tang conceded removal, but sought “asylum, withholding of
removal, protection under Article 3 of [the] Convention against Torture and
alternatively, voluntary departure.” Id. at 63. He refiled his asylum application
with the IJ.
1
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
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Mr. Tang was living in Ogden, Utah, when the INS began removal
proceedings. On April 24, 2001, the INS notified Mr. Tang of his immigration
hearing and instructed him to appear before the Immigration Court in Salt Lake
City on June 12. The notice specifically indicated that “[i]f you fail to attend the
hearing at the time and place designated . . . a removal order may be made by the
immigration judge in your absence . . . .” Id. at 159. In May 2001, Mr. Tang
moved to California and retained a California attorney. On May 17, Mr. Tang’s
attorney mailed to the INS trial attorney and the Executive Office of Immigration
Review in Salt Lake City a motion seeking to change the venue of Mr. Tang’s
immigration proceeding from Utah to California.
Mr. Tang’s attorney asserts that he spoke with an Immigration Court clerk
on June 5, who directed him to refile the change-of-venue motion with the IJ in
Denver. According to the Attorney General, “[t]he immigration court in Denver,
Colorado, hears cases in Salt Lake City, Utah but does not maintain a court staff
in that city.” Respondent’s Br. at 5 n.2. Mr. Tang’s attorney avers that he mailed
another change-of-venue motion to the IJ in Denver on June 6 pursuant to the
court clerk’s instructions, and that the IJ’s office received the motion on June 8,
four days before the scheduled hearing. The record does not reflect whether the
IJ was aware of the motion prior to the hearing. In any event, it does not appear
the IJ ever ruled on the motion.
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When Mr. Tang failed to appear at his scheduled hearing, the IJ conducted
the hearing in absentia pursuant to 8 U.S.C. § 1229a(b)(5)(A) and ordered Mr.
Tang removed to China. The IJ also deemed Mr. Tang to have abandoned his
application for asylum. Mr. Tang timely filed a motion to reopen these
proceedings under 8 U.S.C. § 1229a(b)(5)(C)(i), which permits the IJ to rescind a
removal order entered in absentia “if the alien demonstrates that [his] failure to
appear was because of exceptional circumstances.” 2
II
We have jurisdiction to review the BIA’s decision under 8 U.S.C. §§ 1252
and 1229a(b)(5)(D). Fong Yang Lo v. Ashcroft, 341 F.3d 934, 936 (9th Cir. 2003)
(noting judicial review under 8 U.S.C. § 1252 of an order entered in absentia
under § 1229a “shall . . . be confined to (i) the validity of the notice provided to
the alien, (ii) the reasons for the alien’s not attending the proceeding, and (iii)
whether or not the alien is removable”). “We review the BIA’s decision on a
motion to reopen for an abuse of discretion. The BIA abuses its discretion when
its decision provides no rational explanation, inexplicably departs from
established policies, is devoid of any reasoning, or contains only summary or
2
Mr. Tang concedes he received notice of the hearing and that he was not in
government custody at the time of the hearing. See 8 U.S.C. § 1229a(b)(5)(C)(ii)
(providing rescission of order entered in absentia for those additional reasons).
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conclusory statements.” Mickeviciute v. INS , 327 F.3d 1159, 1162 (10th Cir.
2003) (internal citations and quotations omitted). We cannot conclude here that
the BIA abused its discretion in denying Mr. Tang’s motion to reopen his removal
proceeding.
An in absentia order of removal may be rescinded by motion “if the alien
demonstrates that the failure to appear was because of exceptional
circumstances.” 8 U.S.C. § 1229a(b)(5)(C)(i). Congress has narrowly defined
exceptional circumstances as “circumstances (such as serious illness of the alien
or serious illness or death of the spouse, child, or parent of the alien, but not
including less compelling circumstances) beyond the control of the alien.”
8 U.S.C. § 1229a(e)(1); Fong Yang Lo, 341 F.3d at 936. We must consider the
totality of the circumstances in analyzing whether Mr. Tang’s failure to appear at
his hearing was due to circumstances beyond his control. Herbert v. Ashcroft,
325 F.3d 68, 72 (1st Cir. 2003).
Mr. Tang had the burden of establishing exceptional circumstances
warranting rescission. See Celis-Castellano v. Ashcroft , 298 F.3d 888, 892 (9th
Cir. 2002). The statute’s “plain language . . . indicates that this is a difficult
burden to meet.” Magdaleno de Morales v. INS , 116 F.3d 145, 148 (5th Cir.
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1997) (describing identical “exceptional circumstances” language under
§ 1229a(e)(1)’s predecessor, 8 U.S.C. § 1252b(f)(2)). 3
Mr. Tang asserted in his motion to reopen that he did not attend his hearing
because he had filed two motions to change the venue of his removal proceedings
from Utah to California. Courts have roundly rejected this argument, however,
3
The majority of cases addressing “exceptional circumstances” interpret the
phrase under 8 U.S.C. § 1252b because they arose prior to the 1996 enactment of
8 U.S.C. § 1229a. Because the relevant language and context of the two statutes
are identical, we rely on propositions from § 1252b cases in our interpretation of
§ 1229a.
For the purpose of clarity, we note the evolution of §1229a. Prior to 1990,
an IJ could conduct a deportation hearing in absentia if the alien had a reasonable
opportunity to be present and did not have reasonable cause excusing his or her
absence. 8 U.S.C. § 1252(b) (repealed). See infra note 4. In 1990, Congress
amended the Immigration and Nationality Act to allow an IJ to rescind a
deportation order entered in absentia in only three situations: “an order may be
rescinded only . . . upon a motion to reopen filed within 180 days after the date of
the order of deportation if the alien demonstrates that the failure to appear was
because of exceptional circumstances (as defined in subsection (f)(2)), or upon a
motion to reopen filed at any time if the alien demonstrates that the alien did not
receive notice in accordance with subsection (a)(2) or the alien demonstrates that
the alien was in Federal or State custody and did not appear through no fault of
the alien.” 8 U.S.C. § 1252b(c)(3). Congress then defined exceptional
circumstances: “[t]he term ‘exceptional circumstances’ refers to exceptional
circumstances (such as serious illness of the alien or death of an immediate
relative of the alien, but not including less compelling circumstances) beyond the
control of the alien.” 8 U.S.C. § 1252b(f)(2).
In 1996, Congress amended the Immigration and Nationality Act and
replaced 8 U.S.C. § 1252b(c)(3)(A) with 8 U.S.C. § 1229a (b)(5)(C)(i). The
relevant portions of section 1229a are identical in all respects except that what
formerly was called “deportation” is now referred to as “removal.” Compare
former 8 U.S.C. § 1252b(c)(3)(A) with 8 U.S.C. § 1229a (b)(5)(C)(I). The
definition of “exceptional circumstances” did not change.
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because the “mere submission of a motion for change of venue does not excuse an
alien’s failure to appear.” Romero-Morales v. INS , 25 F.3d 125, 129 (2d Cir.
1994) (applying 8 U.S.C. § 1252b); see also, e.g., Hernandez-Vivas v. INS , 23
F.3d 1557, 1559 & n.1, 1560 (9th Cir. 1994) (mere filing of motion to change
venue not reasonable cause for absence at deportation hearing under 8 U.S.C. §
1252(b)); Wijeratne v. INS , 961 F.2d 1344, 1346-47 (7th Cir. 1992) (upholding in
absentia hearing under 8 U.S.C. § 1252(b) despite petitioner’s motion for change
of venue); Maldonado-Perez v. INS , 865 F.2d 328, 330-32, 335-36 (D.C. Cir.
1989) (same); cf. Patel v. United States INS , 803 F.2d 804, 806 (5th Cir. 1986)
(applying 8 U.S.C. § 1252(b) and noting mere submission of motion for change of
venue not reasonable cause for failure to appear at hearing). 4
Mr. Tang’s
obligation to attend his scheduled hearing continued unless and until the IJ
granted a change of venue. See, e.g., Maldonado-Perez , 865 F.2d at 335; Patel ,
803 F.2d at 806. Moreover, “it is never reasonable to assume that a motion to
4
Prior to the 1990 amendments, 8 U.S.C. § 1252(b) provided that “[i]f any alien
has been given a reasonable opportunity to be present at a proceeding under this
section, and without reasonable cause fails or refuses to attend or remain in
attendance at such proceeding, the special inquiry officer may proceed to a
determination in like manner as if the alien were present.” Id.
Congress subsequently raised the standard for justifying absence from
“reasonable cause” to “exceptional circumstances.” See supra note 3. The
“reasonable cause” cases inform our analysis because they address Mr. Tang’s
argument that his failure to attend his hearing was mitigated by his filing of two
motions for a change of venue.
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change venue will be granted . . . [and] the burden of inquiry regarding the status
of a motion to change venue must remain on the alien.” Hernandez-Vivas, 23
F.3d at 1560-61 (reviewing alien’s failure to appear under 8 U.S.C. § 1252(b)).
Neither Mr. Tang nor his attorney made arrangements with the Immigration
Court to waive Mr. Tang’s attendance at the hearing or to attend the hearing
telephonically, although the Immigration Court procedural rules clearly set forth
the possibility of doing so. See 8 C.F.R. § 3.25(a), (c) (subsequently redesignated
8 C.F.R. § 1003.25(a), (c)); see also 8 U.S.C. § 1229a(b)(2)(A)(ii), (iv).
Although Mr. Tang asserts that he and his attorney were in the attorney’s office
on the hearing date waiting for the Immigration Court to call, neither Mr. Tang
nor his attorney attempted to contact the court concerning the outcome of the
scheduled hearing. Yet, “[i]t seems reasonable to assume that an alien or his
counsel would have at least attempted” to “call and explain the petitioner’s
absence.” Maldonado-Perez , 865 F.2d at 335. In sum, Mr. Tang failed to
establish exceptional circumstances beyond his control excusing his failure to
attend his scheduled removal hearing.
Mr. Tang also unsuccessfully asserted to the BIA that he did not appear at
his hearing due to his attorney’s ineffective representation. See R. at 19-20.
He vaguely reasserts that argument to this court. See Petitioner’s Br. at 8, 10.
While an alien does not have a right to appointed counsel, he does have a Fifth
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Amendment right to a fundamentally fair proceeding. Osei v. INS , 305 F.3d 1205,
1208 (10th Cir. 2002) (“[t]his court has recognized that the Fifth Amendment
guarantees aliens subject to deportation the right to a fundamentally fair
deportation proceeding”). Accordingly, Mr. Tang “can state a Fifth Amendment
violation if he proves that retained counsel was ineffective and, as a result, [he]
was denied a fundamentally fair proceeding.” Id. Assuming without deciding
that an attorney’s deficient performance can amount to exceptional circumstances
under § 1229a(e)(1) sufficient to reopen removal proceedings pursuant to
§ 1229a(b)(5)C)(i), Mr. Tang’s petition fails because he failed to comply with the
BIA’s requirements for establishing ineffective assistance of counsel. See, e.g.,
Fong Yang Lo , 341 F.3d at 935, 936-37; Monjaraz-Munoz , 327 F.3d at 896-97.
In order to assert an ineffective-assistance claim in support of his motion to
reopen, Mr. Tang had to comply with the BIA’s requirements:
First, the motion should be supported by an affidavit of the allegedly
aggrieved applicant attesting to the relevant facts. Second, before
the allegation is presented to the Board, the former counsel must be
informed of the allegations and allowed the opportunity to respond.
Any subsequent response from counsel, or report of counsel’s failure
or refusal to respond should be submitted with the motion. Finally, if
it is asserted that prior counsel’s handling of the case involved a
violation of ethical or legal responsibilities, the motions should
reflect whether a complaint has been filed with appropriate
disciplinary authorities regarding such representation, and if not,
why not.
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Osei , 305 F.3d at 1209 n.2 (internal quotation omitted) (applying Matter of
Lozada , 19 I. & N. Dec. 637, 639 (BIA 1988) aff’d , 857 F.2d 10 (1st Cir. 1988));
see also, e.g., Fong Yang Lo , 341 F.3d at 936-37; Hamid v. Ashcroft , 336 F.3d
465, 468-69 (6th Cir. 2003); Xu Yong Lu v. Ashcroft , 259 F.3d 127, 129, 132-33
(3d Cir. 2001); Stroe v. INS , 256 F.3d 498, 501-02 (7th Cir. 2001); Stewart v.
INS , 181 F.3d 587, 596 (4th Cir. 1999).
Several circuits do not require strict compliance with Lozada ’s
requirements. See, e.g., Fong Yang Lo , 341 F.3d at 937-38 & 937 n.4 (discussing
necessity of flexibility in Lozada analysis to ensure proper assessment of
ineffective assistance claims, discourage meritless claims, and hold attorneys to
appropriate standards of performance); Xu Yong Lu , 259 F.3d at 133 (warning
against inherent dangers of applying Lozada strictly). But see Stroe , 256 F.3d at
504 (doubting that alien who fails to comply with Board’s [ Lozada ] criteria can
succeed in challenging [the BIA’s] decision). We need not decide whether
substantial compliance would be sufficient because Mr. Tang has made no attempt
to comply with any of Lozada ’s requirements. See Gbaya v. United States
Attorney Gen. , 342 F.3d 1219, 1222 & n.2 (11th Cir. 2003) (declining to address
whether substantial compliance would suffice where alien failed to comply with
two of three Lozada requirements); see also Hamid , 336 F.3d at 468-69 (holding
insufficient the satisfaction of only one of Lozada ’s three requirements); Xu Yong
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Lu, 259 F.3d at 134-35 (determining BIA did not abuse discretion in affirming
denial of motion to reopen where alien failed to comply with two of three Lozada
requirements).
Under the circumstances of this case, we are not persuaded the BIA abused
its discretion in affirming the IJ’s decision not to reopen Mr. Tang’s removal
proceeding. Consequently, we DENY Mr. Tang’s petition for review.
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