F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
May 31, 2005
TENTH CIRCUIT
PATRICK FISHER
Clerk
BERNARD CASTRO,
Petitioner-Appellant,
v. No. 04-1440
(D.C. No. 03-MK-962 (PAC))
JIM KEITH, JOE ORTIZ, and JOHN (D. Colo.)
SUTHERS *, the Attorney General of
the State of Colorado,
Respondents-Appellees.
ORDER AND JUDGMENT **
Before BRISCOE , LUCERO , and MURPHY , Circuit Judges.
Bernard Castro, a former state prisoner proceeding pro se, appeals from the
denial of his 28 U.S.C. § 2254 habeas petition raising two claims contesting his
conviction for criminally negligent homicide and one claim contesting his
sentence based on Apprendi v. New Jersey, 530 U.S. 466 (2000). During the
Pursuant to Fed. R. App. P. 43(c)(2), John Suthers is substituted as Attorney
*
General of the State of Colorado for Ken Salazar.
The case is unanimously ordered submitted without oral argument pursuant
**
to Fed. R. App. P. 34(a)(2) and 10th Cir. R. 34.1(G). This order and judgment is
not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. The court generally disfavors the citation of orders and
judgments; nevertheless, an order and judgment may be cited under the terms and
conditions of 10th Cir. R. 36.3.
pendency of the habeas proceedings the Supreme Court issued its decision in
United States v. Blakely, 124 S.Ct. 2531 (2004). The district court denied
Castro’s petition, and granted a certificate of appealability (“COA”) only as to the
sentencing issue. For substantially the same reasons set forth by the district court,
we DENY Castro’s request for a COA for the remaining two issues. 1 As to the
sentencing issue for which the district court granted a COA, the state defendants
have moved for a dismissal of this issue as moot. Our review confirms that the
sentencing issue is moot, and the appeal of that issue is therefore DISMISSED.
We must first address the jurisdictional argument. Castro contends that the
trial court, not a jury, made findings of aggravated circumstances under the
Colorado sentencing scheme in violation of his rights under the Sixth and
Fourteenth Amendments. The state defendants argue that Castro’s claims
1
Castro’s petition was filed after April 24, 1996, the effective date of the
Antiterrorism and Effective Death Penalty Act (“AEDPA”); as a result, AEDPA’s
provisions apply to this case. See Rogers v. Gibson, 173 F.3d 1278, 1282 n.1
(10th Cir. 1999) (citing Lindh v. Murphy, 521 U.S. 320 (1997)). AEDPA
conditions a petitioner’s right to appeal a denial of habeas relief under § 2254
upon a grant of a COA. 28 U.S.C. § 2253(c)(1)(A). A COA may be issued “only
if the applicant has made a substantial showing of the denial of a constitutional
right.” § 2253(c)(2). This requires Castro to show “that reasonable jurists could
debate whether (or, for that matter, agree that) the petition should have been
resolved in a different manner or that the issues presented were adequate to
deserve encouragement to proceed further.” Slack v. McDaniel, 529 U.S. 473,
484 (2000) (quotations omitted). Because the district court denied Castro a COA
for the first two issues, he may not appeal the district court’s decision absent a
grant of COA by this court.
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attacking his sentence are moot, as Castro has completed his sentence and has
been unconditionally released from custody during the pendency of the habeas
proceedings. 2 We agree. In Carafas v. LaVallee, the Supreme Court held that a
petitioner’s challenge of his conviction is not rendered moot by the fact that the
underlying sentence has expired because certain collateral consequences flowing
from the conviction give the petitioner “a substantial stake in the judgment of
conviction which survives the satisfaction of the sentence imposed on him.” 391
U.S. 234, 237 (1968). However, in Lane v. Williams, 455 U.S. 624, 631 (1982),
the Court clarified that the Carafas rule does not apply when the petitioner
purports to challenge his sentence and the sentence has been fully served.
Because Castro has been unconditionally discharged from custody after having
completed his sentence, his habeas claim attacking his sentence is moot. 3
We turn next to Castro’s two claims attacking his conviction, for which the
2
Because Castro was serving his sentence when he filed his § 2254 petition,
he has satisfied the “in custody” requirement of § 2254. See Spencer v. Kemna ,
523 U.S. 1, 7 (1998).
3
Although his sentence appeal is moot, we discern no error in the district
court’s evaluation of Castro’s claim attacking his sentencing under Apprendi and
Blakely . At the time the Colorado Court of Appeals evaluated Castro’s
sentencing arguments, its interpretation of Apprendi was not unreasonable.
Further, w e have held that Blakely did not announce a watershed rule of criminal
procedure that would apply retroactively to initial habeas petitions such as
Castro’s. United States v. Price, 400 F.3d 844, (10th Cir. 2005). Further,
Castro’s claim does not fall within the “capable of repetition, yet evading review”
exception to the mootness doctrine because there is no reasonable expectation that
Castro would be subject to the same action again. See Spencer , 523 U.S. at 17.
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district court did not issue a COA. The district court determined that some of
Castro’s claims were exhausted, and some were not. Nevertheless, after
according the appropriate AEDPA deference, the district court evaluated the
mixed petition and denied Castro’s claims on the merits under 28 U.S.C.
§ 2254(b)(2), and denied a COA as to these two claims. We discern no error in
the district court’s evaluation of these claims.
Under AEDPA, if a claim is adjudicated on the merits in state court, we
will grant habeas relief only if that adjudication resulted in a decision “that was
contrary to, or involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United States” or “was
based on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d)(1)–(2). After
careful review of Castro’s application, the district court’s order denying relief,
and the material portions of the record on appeal, we conclude that Castro’s
claims are without merit.
In his § 2254 petition, Castro claims first that the untimely preliminary
hearing, and improper transfer of the case between divisions of the trial court, or
between County and District court, amount to violations of his Due Process right
under the Fifth and Fourteenth Amendments, i.e. that the cumulative effects of
these alleged procedural errors rendered his trial procedurally unfair. In a
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comprehensive twenty page opinion, adopting two recommendations by the
magistrate judge, the district court found that Castro had failed to establish any
fundamental unfairness arising from the alleged procedural defect, and further
that he had failed to establish that the Colorado Court of Appeals’ factual finding
that Castro’s second trial was timely commenced within six months following the
mandate of the prior appeal was in error. We agree that Castro has failed to make
the required showing of a violation of a federally protected right or an
unreasonable application of the facts in light of the evidence in the state
proceedings.
Secondly, Castro claims that the state trial court made several evidentiary
errors, specifically in excluding testimony from two surgeons who would have
testified as to Castro’s serious medical and physical disabilities and permanent
injuries; excluding testimony concerning the victim’s boxing skills, and refusing
to give a jury instruction regarding the victim’s fists being deadly weapons; and
admitting a deceased witness’s prior testimony. The district court evaluated each
evidentiary claim and found that Castro had failed to establish the violation of a
federally protected right. Additionally, the district court reevaluated the
admission of the deceased witness’s prior testimony which had been done under
Roberts v. Ohio, 448 U.S. 56 (1980), after the Supreme Court issued Crawford v.
Washington, 541 U.S. 36 (2004). After evaluating Crawford, which was issued
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during the pendency of the habeas proceedings, the district court found that the
trial court had not erred under either the Roberts or Crawford standard because
Castro had an actual opportunity and similar motive to cross examine the
deceased witness at the first trial. On our review of both the record and the
district court order denying relief, we conclude that Castro has failed to make “a
substantial showing of the denial of a constitutional right” to justify a COA on
these claims. § 2253(c)(2).
Accordingly we DISMISS the sentencing claim as moot, and DENY a
COA on the remaining two claims.
ENTERED FOR THE COURT
Carlos F. Lucero
Circuit Judge
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