F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
June 3, 2005
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee, No. 04-4152
v. District of Utah
FREDRICO GARCIA-SANCHEZ, (D.C. No. 2:04-CV-398-TC)
Defendant-Appellant.
ORDER *
Before SEYMOUR, HARTZ, and McCONNELL, Circuit Judges.
Fredrico Garcia-Sanchez, a federal prisoner proceeding pro se, seeks a
certificate of appealability (COA) that would allow him to appeal from the district
court’s order which denied his habeas corpus petition under 28 U.S.C. § 2255.
See 28 U.S.C. § 2253(c)(1)(B). Because we conclude that Mr. Garcia-Sanchez
has failed to make “a substantial showing of the denial of a constitutional right,”
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). This case is
therefore submitted without oral argument.
we deny his request for a COA, and we dismiss the appeal. 28 U.S.C. §
2253(c)(2).
I. Factual and Procedural Background
Mr. Garcia-Sanchez pleaded guilty to charges involving distribution of a
controlled substance. As part of his guilty plea, he waived the right to challenge
his sentence on collateral review under 28 U.S.C. §2255. He did not appeal.
Subsequently, Mr. Garcia-Sanchez filed a habeas corpus petition pursuant to
§2255 in district court claiming that he was coerced and fraudulently induced by
his trial counsel to enter into the plea agreement and waiver. The district court
denied his petition on June 1, 2004. On June 14, 2004, he petitioned the court to
reconsider its denial of his petition or, in the alternative, to restore his appeal
rights and issue him a COA. On June 24, 2004, the district court denied Mr.
Garcia-Sanchez’s petition for reconsideration or a COA. He has renewed his
request for a COA here.
II. Standard of Review
A COA may issue “only if the applicant has made a substantial showing of
the denial of a constitutional right.” 28 U.S.C. §2253(c)(2). This includes a
showing that “reasonable jurists could debate whether . . . the petition should
have been resolved in a different manner or that the issues presented were
adequate to deserve encouragement to proceed further.” Slack v. McDaniel, 529
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U.S. 473, 484 (2000) (internal quotations omitted). In determining whether to
issue a COA, a “full consideration of the factual or legal bases adduced in support
of the claims” is not required. Miller-El v. Cockrell, 537 U.S. 322, 336 (2003).
Instead, the decision must be based on “an overview of the claims in the habeas
petition and a general assessment of their merits.” Id.
III. Discussion
Mr. Garcia-Sanchez claims that his waiver of the right to collaterally attack
his sentence is invalid. He argues that his lawyer promised to appeal the sentence
and failed to do so, and that the sentence was unconstitutional under Blakely v.
Washington, 124 S.Ct. 2531 (2004) and United States v. Booker, 125 S.Ct. 738
(2005). In determining whether petitioner can appeal his sentence despite
waiving this right, we apply a three-part test: “(1) whether the disputed appeal
falls within the scope of the waiver of appellate rights; (2) whether the defendant
knowingly and voluntarily waived his appellate rights; and (3) whether enforcing
the waiver would result in a miscarriage of justice.” United States v. Hahn, 359
F.3d 1315, 1325 (10th Cir. 2004) (en banc). We enforce the waiver in this case
because (1) Mr. Garcia-Sanchez’s appeal falls within the scope of the waiver; (2)
he knowingly and voluntarily waived the right to appeal; and (3) enforcing the
waiver will not result in a miscarriage of justice.
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First, in considering the scope of the disputed appeal, although we narrowly
construe the waiver in favor of Mr. Garcia-Sanchez, we will also hold him to its
lawful terms. Id. at 1328. Mr. Garcia-Sanchez explicitly waived the right to
collaterally attack his sentence under §2255, and since the appeal before this
Court is pursuant to §2255, it falls within the scope of the waiver.
Second, Mr. Garcia-Sanchez claims that he entered into the plea agreement
involuntarily. The district court held that Mr. Garcia-Sanchez’s “waiver is valid
because the evidence shows that it was entered voluntarily, knowingly and
intelligently.” Order of June 1, 2004, at 2. The text of Mr. Garcia-Sanchez’s
waiver states that he “knowingly, voluntarily and expressly waive[d] any right
[he] might have to challenge [his] sentence or the manner in which it is
determined in any collateral attack, including, but not limited to, a motion brought
under 28 U.S.C. § 2255.” Id. at 1. This Court has held that the “language of the
plea agreement itself” is generally sufficient to show that the content of the
agreement was made known to the defendant. United States v. Chavez-Salais, 337
F.3d 1170, 1173 (10th Cir. 2003). Accordingly, if the “terms of lawful plea
agreements . . . explicitly waived the right to appeal or to collaterally attack a
sentence under 28 U.S.C. §2255,” the defendant is bound. Id.
Mr. Garcia-Sanchez’s only argument that the district court erred in finding
the agreement knowing and voluntary is as follows:
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Appellant was coerced and fraudulently induced by his trial counsel to
plead guilty and waive his right to collateral review. When Appellant
received a 100-month prison sentence, his lawyer promised that he would
file an appeal and get him at least 3-years less on his prison sentence.
Appellant’s attorney failed to file a notice of appeal within ten days of his
sentence and never notified Appellant.
Aplt. Br. 2. Even assuming the entire truth of this statement, it has no bearing on
whether Mr. Garcia-Sanchez entered the plea agreement and waiver knowingly
and intelligently. His argument pertains entirely to events that took place after he
entered the agreement, namely at sentencing and thereafter. Whether Mr. Garcia-
Sanchez was disappointed in the sentence, whether his counsel offered to appeal
(in apparent contradiction to the appellate waiver), and whether counsel did so,
might have bearing on a potential claim of ineffective assistance in the post-
sentencing context, but it has no bearing on whether the plea agreement and
waiver was knowing and intelligent. Indeed, as the district court pointed out,
“Mr. Garcia-Sanchez is not attacking the validity of his plea agreement, the
proceedings leading up to entry of his guilty plea, or the waiver in his Statement
in Advance of Plea of Guilty.” Order, at 2.
Third, a waiver will not be enforced if doing so causes a miscarriage of
justice. Hahn, 359 F.3d at 1327. A miscarriage of justice occurs in any of four
circumstances: “[1] where the district court relied on an impermissible factor such
as race, [2] where ineffective assistance of counsel in connection with the
negotiation of the waiver renders the waiver invalid, [3] where the sentence
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exceeds the statutory maximum, or [4] where the waiver is otherwise unlawful.”
Id. Mr. Garcia-Sanchez makes no argument that the waiver falls within one of
these categories.
Mr. Garcia-Sanchez’s principal argument is that the district court enhanced
his sentence as a result of judicial factfinding in violation of Blakely and Booker.
Because he waived any right to challenge his sentence on collateral review, we
have no occasion to consider this argument.
A reasonable jurist could not conclude that Mr. Garcia-Sanchez’s petition
should proceed further because he lawfully waived his right to collateral or direct
appeal and the waiver is valid under Hahn. Accordingly, we DENY Fredrico
Garcia-Sanchez’s request for a COA and DISMISS this appeal.
Entered for the Court,
Patrick Fisher, Clerk
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