F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS August 23, 2005
TENTH CIRCUIT PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 04-3336
v. (D.C. No. 04-CR-10052-JTM)
(Kansas)
ALFONSO ANTUNEZ-OBREGON,
Defendant-Appellant.
ORDER AND JUDGMENT *
Before SEYMOUR, HARTZ, and McCONNELL, Circuit Judges.
Alfonso Antunez-Obregon pled guilty to one count of illegal reentry by an
alien deported subsequent to conviction for an aggravated felony in violation of 8
U.S.C. § 1326(a) and (b)(2). The presentence report (PSR) recommended Mr.
Antunez receive a twelve-level enhancement for a prior “drug trafficking offense”
pursuant to U.S.S.G. § 2L1.2(b)(1)(B), due to his previous state conviction for
*
After examining appellant’s brief and the appellate record, this panel has
determined unanimously that oral argument would not materially assist the
determination of this appeal. See Fed. R. App. P. 34(a)(2) and 10th Cir. R.
34.1(G). The case is therefore submitted without oral argument. This order and
judgment is not binding precedent, except under the doctrines of law of the case,
res judicata, or collateral estoppel. The court generally disfavors the citation of
orders and judgments; nevertheless, an order and judgment may be cited under the
terms and conditions of 10th Cir. R. 36.3.
“illegal barter, expenditure, or investment” in violation of T EX . H EALTH &
S AFETY C ODE § 481.126. The twelve-level enhancement coupled with a three-
level adjustment for acceptance of responsibility resulted in a total offense level
of 17. Based on this offense level and a criminal history category of I, Mr.
Antunez’s guidelines range was calculated at 24 to 30 months imprisonment. Mr.
Antunez objected to the PSR’s recommendation, arguing that (1) use of a prior
conviction to enhance his sentence was a Blakely violation and (2) a conviction
for “illegal investment” does not constitute a “drug trafficking offense” within the
meaning of § 2L1.2(b)(1)(B). The district court overruled Mr. Antunez’s
objections and sentenced him at the bottom of the guidelines range to 24 months
imprisonment. We remand for resentencing.
Mr. Antunez first contends the district court’s use of his prior conviction
for illegal investment constitutes a violation of Blakely v. Washington, 124 S. Ct.
2531 (2004). Specifically, Mr. Antunez submits that Blakely requires the fact of a
prior conviction to be alleged in the indictment and proved to a jury beyond a
reasonable doubt. We disagree.
In Blakely, the Supreme Court applied the rule it expressed in Apprendi v.
New Jersey, 530 U.S. 466 (2000), to Washington state’s determinate sentencing
regime. Blakely, 124 S. Ct. at 2536. Subsequent to briefing in the instant appeal,
the Court extended Apprendi and Blakely to the federal sentencing guidelines,
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holding that the Sixth Amendment requires “[a]ny fact (other than a prior
conviction) which is necessary to support a sentence exceeding the maximum
authorized by the facts established by a plea of guilty or a jury verdict must be
admitted by the defendant or proved to a jury beyond a reasonable doubt.” United
States v. Booker, 125 S. Ct. 738, 756 (2005) (emphasis added). To remedy the
guidelines’ Sixth Amendment violation, the Court severed and excised 18 U.S.C.
§ 3553(b)(1), which required sentencing courts to impose a sentence within the
applicable guidelines range, subject to departures in limited circumstances. Id. at
764-65. As a result, the guidelines are now advisory in all cases. Id. at 769. In
addition, the Court expressly stated that its “remedial interpretation of the
Sentencing Act” must be applied “to all cases on direct review.” Id. Thus, we
evaluate Mr. Antunez’s appeal in light of the Court’s holding in Booker.
In this case, the facts that increased Mr. Antunez’s penalty beyond the
statutory maximum are facts of prior conviction, for which Apprendi, Blakely,
and, most recently, Booker, make specific exception. See id. at 749. As we noted
recently, a guidelines enhancement based on the fact of a prior conviction simply
does not implicate the Sixth Amendment concerns on which the holdings of either
Blakely or Booker were based. United States v. Gonzalez-Huerta, 403 F.3d 727,
738 (10th Cir. 2005) (en banc). Nevertheless, Mr. Antunez’s sentence does
implicate Booker’s remedial holding, which makes the guidelines advisory in all
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cases pending on direct review. See id. at 731-32.
Because Mr. Antunez raised a Blakely challenge to the constitutionality of
his sentence before the district court, his argument on appeal is subject to review
for harmless error under Rule 52(a) of the Federal Rules of Criminal Procedure.
United States v. Labastida-Segura, 396 F.3d 1140, 1142-43 (10th Cir. 2005).
Rule 52(a) provides that “[a]ny error, defect, irregularity, or variance that does
not affect substantial rights must be disregarded.” F ED . R. C RIM . P. 52(a). The
district court committed error, albeit unknowingly, by sentencing Mr. Antunez
under guidelines which it viewed as mandatory. As this court has held:
Although the Supreme Court indicated that not every guideline sentence
contains Sixth Amendment error, and not every appeal requires
resentencing . . . in this case (where the error was properly preserved) we
cannot conclude that the error is harmless. Here, where it was already at
the bottom of the guidelines range, to say that the district court would have
imposed the same sentence given the new legal landscape (even after
consulting the Sentencing Guidelines in an advisory capacity) places us in
the zone of speculation and conjecture–we simply do not know what the
district court would have done after hearing from the parties. Though an
appellate court may judge whether a district court exercised its discretion
(and whether it abused that discretion), it cannot exercise the district
court’s discretion.
Labastida-Segura, 396 F.3d at 1143 (internal citations omitted). Because Mr.
Antunez was sentenced at the bottom of the guidelines range and the government
has failed to proffer any argument that application of the guidelines as mandatory
was harmless, this case requires a remand for resentencing in accordance with
Labastida-Segura.
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Mr. Antunez also argues that the district court erred by classifying his prior
state conviction for “illegal investment” as a “drug trafficking offense” pursuant
to § 2L1.2(b)(1)(B). In Shepard v. United States, 125 S. Ct. 1254 (2005), the
Supreme Court recently further restricted the “fact of a prior conviction”
exception to the rule of Apprendi. 1 We need not reach any issues connected to the
classification of Mr. Antunez’s prior conviction, however, because we have
already determined that the case must be remanded for re-sentencing. See United
States v. Cano-Silva, 402 F.3d 1031, 1038-39 (10th Cir. 2005).
For the foregoing reasons, we VACATE Mr. Antunez’s sentence and
REMAND the case to the district court for resentencing in accordance with both
Booker and Shepard.
SUBMITTED FOR THE COURT
Stephanie K. Seymour
Circuit Judge
1
In Shepard v. United States, 125 S. Ct. 1254, 1257 (2005), the Supreme
Court held that, for purposes of determining whether a prior burglary conviction
qualifies as a “violent felony” under the Armed Career Criminal Act (ACCA), 18
U.S.C. § 924(e), “a later court determining the character of an admitted burglary
is generally limited to examining the statutory definition, charging document,
written plea agreement, transcript of plea colloquy, and any explicit factual
finding by the trial judge to which the defendant assented.”
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