F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
August 31, 2005
TENTH CIRCUIT
PATRICK FISHER
Clerk
UNITED STATES OF AMERICA,
Plaintiff-Appellee, Nos. 04-3356 and 04-3357
v. (D. of Kan.)
JOSE JAVIER LOZA, (D.C. Nos. 03-CR-10122-01-WEB
and 04-CR-10047-01-WEB)
Defendant-Appellant.
ORDER AND JUDGMENT *
Before KELLY , O’BRIEN , and TYMKOVICH , Circuit Judges. **
Defendant-Appellant Jose Javier Loza appeals the sentence imposed upon
him by the United States District Court for the District of Kansas following his
convictions for violating 21 U.S.C. § 841 and 18 U.S.C. § 3146(a)(1). Loza
argues (1) his sentence violates United States v. Booker, 125 S. Ct. 738 (2005),
and (2) the district court erred by engaging in insufficient fact-finding prior to
*
This order is not binding precedent, except under the doctrines of law of
the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders; nevertheless, an order may be cited under the terms and
conditions of 10th Cir. R. 36.3.
**
After examining the briefs and the appellate record, this three-judge
panel has determined unanimously that oral argument would not be of material
assistance in the determination of this appeal. See Fed. R. App. P. 34(a); 10th
Cir. R. 34.1(G). The cause is therefore ordered submitted without oral argument.
determining that his sentence should not be reduced for acceptance of
responsibility pursuant to § 3E1.1 of the 2003 edition of the United States
Sentencing Guidelines (USSG). We have jurisdiction under 28 U.S.C. § 1291 and
18 U.S.C. § 3742(a), and remand for resentencing.
Background
The factual background of this case is not in dispute and we need not
recount it in detail here. In brief, a Kansas state highway patrol officer
apprehended Loza transporting marijuana on June 27, 2003, and he was charged
for possession with the intent to distribute more than 100 kilograms of marijuana,
in violation of 21 U.S.C. § 841. Thereafter, Loza was released on bond and failed
to appear for a status conference on August 15, 2003. The United States Marshals
Service arrested him attempting to reenter the United States from Mexico on
February 19, 2004, and he was charged for failure to appear, in violation of 18
U.S.C. § 3146(a)(1).
After the district court denied Loza’s motion to suppress the evidence
gathered during the traffic stop, he pled guilty to both charges. The Presentence
Investigation Report (PSR) recommended a base offense level of 26 for the drug
conviction and a two-level enhancement for obstruction of justice for the failure
to appear conviction pursuant to USSG § 3C1.1. The PSR also recommended
against a downward departure for acceptance of responsibility pursuant to USSG
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§ 3E1.1. It therefore arrived at a total offense level of 28, which, when combined
with Loza’s criminal history category of I, yielded a sentencing range of 78-97
months.
Loza objected to the PSR, arguing that he was entitled to a reduction for
acceptance of responsibility and also that Blakely v. Washington, 542 U.S. 296
(2004), required a jury to make that determination. The district court found
Blakely inapplicable because (1) Loza had waived his right to a jury trial by
pleading guilty and agreeing to have his sentence determined under the
Guidelines, and (2) Blakely did not apply to the question of whether a defendant
is entitled to a sentence reduction for acceptance of responsibility. The court also
concluded Loza was not entitled to a reduction for acceptance of responsibility
because his absconsion was inconsistent with an affirmative demonstration of
acceptance of responsibility, notwithstanding his subsequent guilty pleas. The
court then adopted the PSR without change and sentenced Loza to 78 months
imprisonment, the low-end of the applicable sentencing range.
Discussion
On appeal, Loza makes three arguments in support of his claim that he is
entitled to resentencing, two of which relate to alleged violations of Booker, 125
S. Ct. 738. First, he argues the district court violated the Sixth Amendment and
committed constitutional Booker error when it denied his request to have a jury
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determine whether he was entitled to a sentence reduction for acceptance of
responsibility. 1 Second, that the district court committed non-constitutional
Booker error by treating the Guidelines as mandatory at sentencing. See United
States v. Gonzalez-Huerta, 403 F.3d 727, 731–32 (10th Cir. 2005) (en banc)
(explaining constitutional and non-constitutional Booker error). Third, in case
Booker does not require a jury to determine the applicability of the reduction for
acceptance of responsibility, that the district court engaged in insufficient fact-
finding before denying the reduction.
We need not address Loza’s argument that Booker requires a jury to
determine whether a defendant is entitled to a sentence reduction, nor his
alternative argument that the district court otherwise erred in denying the
reduction, because we remand for resentencing based on non-constitutional
Booker error. The government concedes that a non-constitutional Booker error
occurred and that Loza properly preserved this claim by raising Blakely before the
district court. See Aple. Br. at 10–11. Accordingly, our task is to determine
whether the error was harmless. See United States v. Labastida-Segura, 396 F.3d
1140, 1142–43 (10th Cir. 2005) (where defendant properly preserves Booker
claim, actual non-constitutional Booker error subject to harmless error review).
1
Loza does not argue that imposition of the sentencing enhancement for
obstruction of justice violated Booker.
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The government argues the error was harmless because the district court
would impose the same sentence on remand. To support this argument, the
government relies on the fact the same district court judge in an unrelated case
imposed an alternative sentence finding that he would have given the sentence
recommended by the Guidelines if the Guidelines were inapplicable. This
argument is unpersuasive. The fact the judge issued an alternative sentence in
another case does not demonstrate he would find the sentence called for by the
now-advisory Guidelines appropriate in this case. Here, the district court
sentenced Loza to the low-end of the range established by the then-mandatory
Guidelines without consideration of an alternative sentence or a suggestion it
would have imposed the same sentence if the Guidelines did not apply.
Thus, we are left with the same situation as in Labastida-Segura, 396 F.3d
at 1142–43. We are not faced with circumstances similar to United States v.
Serrano-Dominguez, 406 F.3d 1221, 1223–24 (10th Cir. 2005), in which we found
the non-constitutional Booker error harmless where the district court imposed an
alternative sentence. Accordingly, as in Labastida-Segura, the case must be
remanded for resentencing.
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Conclusion
The non-constitutional Booker error was not harmless. Therefore, we
remand for resentencing in light of Booker.
Entered for the Court
Timothy M. Tymkovich
Circuit Judge
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