F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
October 31, 2005
TENTH CIRCUIT
Clerk of Court
ROBERT MULDER and TAMARA L.
MULDER,
No. 05-4044
Plaintiffs-Appellants,
v. District of Utah
SCOTT LUNDBERG; LUNDBERG & (D.C. No. 2:04CV1200 DAK)
ASSOCIATES; ALEJANDRO
MAYNEZ; MAYNEZ LAW FIRM;
DEANNA MARIE
LASKER-WARDEN; BEAN &
SMEDLEY CHASE MANHATTAN
MORTGAGE; MORTGAGE
ELECTRONIC REGISTRATION
SYSTEMS, INC.; MARIA
SEVERINO-ROLLER; TONI M.
KLYSZ,
Defendants - Appellees.
ORDER AND JUDGMENT *
Before HARTZ , BARRETT , and McCONNELL , Circuit Judges.
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
Plaintiffs Robert and Tamara Mulder defaulted on loans secured by two
parcels of real property in Utah County and Weber County, Utah. In response,
Defendants Scott Lundberg and Lundberg & Associates initiated nonjudicial
foreclosure proceedings as authorized by Utah law. 1 The Mulders subsequently
transferred their interest in both parcels by quitclaim deed to the Pembina Nation
Little Shell Band of North America. They then filed an action pro se in federal
court, claiming that Utah’s nonjudicial foreclosure statute violated their
“fundamental, God-given and Constitutionally supported Rights” as “Sovereign
Citizens” of the Pembina Nation Little Shell Band of North America. Compl.
2–3. The complaint requested an injunction barring the Defendants from selling,
transferring, or conveying the two parcels.
The district court dismissed the action with prejudice on January 11, 2005,
citing defective service, lack of standing, and failure to state a claim for which
relief can be granted under Rule 12(b). The court subsequently denied the
Mulders’ motion to amend the complaint on January 20. On March 2, the district
court issued an order quashing an apparently unfiled “Notice of Removal” and
“Summons and Complaint,” which purported to remove the action to the “Federal
1
A number of additional parties, including Chase Manhattan Mortgage
Corp. and several individual attorneys, were subsequently joined as defendants
and submitted separate briefs on appeal. For the sake of convenience, we refer to
both sets of defendants collectively as “Defendants.”
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Tribal Circuit Court” for the Pembina Nation Little Shell Band. The Mulders
filed a notice of appeal on March 9.
This Court has jurisdiction over the appeal. A notice of appeal in a civil
case where the United States is not a party must be filed within 30 days of the
date of entry of judgment, Fed. R. App. P. 4(a)(1)(A), and an unfiled notice of
“removal” to another court does not extend the time to file a notice of appeal, see
Fed. R. App. P. 4(a)(4)(A). For a motion to dismiss under Rule 12(b), however,
entry of judgment does not take place until it is “set forth on a separate
document” or when 150 days have run from entry in the civil docket. Fed. R. Civ.
P. 58(b)(2). In this case, the Plaintiffs filed a notice of appeal 57 days after the
district court dismissed their action. Because the district court did not set forth
its judgment on a separate document, entry of judgment had not yet occurred and
filing of the notice of appeal was timely.
Nonetheless, we do not reach the merits of the Mulders’ claims because
they lack standing to assert them in federal court. Article III limits federal courts
to hearing “cases” or “controversies,” which requires the following: (1) that the
plaintiff “suffered an ‘injury in fact’—an invasion of a legally protected interest
which is (a) concrete and particularized and (b) actual or imminent, not
conjectural or hypothetical”; (2) that the injury is “fairly . . . trace[able] to the
challenged action of the defendant”; and (3) that it is “likely, as opposed to
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merely speculative, that the injury will be redressed by a favorable decision.”
Lujan v. Defenders of Wildlife, 504 U.S. 555, 560–61 (1992) (internal quotation
marks omitted). We review de novo a district court’s dismissal with prejudice for
lack of standing. See United States v. Colo. Supreme Ct., 87 F.3d 1161, 1164
(10th Cir. 1996). In this case, as the complaint acknowledges, the Mulders
surrendered title to both parcels to the Pembina Nation Little Shell Band of North
America. The quitclaim deeds signed by the Mulders relinquished “all the right,
title, interest and claim . . . in and to” the properties. App. 24. Accordingly, the
sale, transfer, or conveyance of the properties would not cause any “injury in
fact” to the Mulders. Further, the injunctive relief requested in the complaint
would not redress any injury to the Mulders. The Mulders lack standing to enjoin
the Defendants from taking action against a third party regarding parcels of land
they no longer own.
Moreover, the Mulders do not enjoy sovereign immunity on the facts set
forth in the complaint. Tribal sovereign immunity inheres in the tribe itself, not
in individual tribe members acting in their capacity as individuals. See Puyallup
Tribe, Inc. v. Dep’t of Game of State of Wash., 433 U.S. 165, 173 (1977)
(“[T]ribal sovereign immunity . . . does not impair the authority of the state court
to adjudicate the rights of the individual [tribal member] defendants over whom it
properly obtained personal jurisdiction.”); Fletcher v. United States, 116 F.3d
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1315, 1324 (10th Cir. 1997) (noting that tribal officials, like state and federal
officials, are protected by sovereign immunity only when acting in their official
capacity). Here, the Mulders as individuals entered into loan agreements
regarding the two parcels of land, and their default prompted the Defendants to
initiate nonjudicial foreclosure proceedings. According to the complaint, the
Pembina Nation Little Shell Band of North America now owns the properties, but
it is not a party to this action. The Mulders are not an Indian tribe, and therefore
they cannot assert tribal sovereign immunity as a basis for injunctive relief
against the Defendants.
The parties have presented three additional motions on appeal. First, the
Mulders have submitted a “Motion to Vacate Void Judgments” of the district
court, apparently objecting to the order that quashed their “Notice of Removal” to
the “Federal Tribal Circuit Court” of the Pembina Nation Little Shell Band of
North America. We note that the Bureau of Indian Affairs does not recognize this
tribe or its courts. See Indian Entities Recognized and Eligible to Receive
Services from the United States Bureau of Indian Affairs, 65 Fed. Reg. 13,298
(Mar. 13, 2000). Further, as the district court held, the motion was improperly
filed, and no device exists under federal law for “removing” a case to tribal court
after dismissal with prejudice.
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Second, the Mulders have submitted an “Amended Notice to Submit for
Decision,” which asserts that because the Defendants failed to respond within five
days to “a challenge” issued in their reply brief to produce the original promissory
notes, the Defendants have no legal basis for foreclosure and automatically lose
the lawsuit. In fact it is the Mulders who lack any legal basis for their
“challenge,” which flouts the Federal Rules of Civil Procedure.
Third, the Defendants have submitted a motion for an award of costs and
attorney fees for defending a frivolous appeal. This Court is authorized to grant
such motions, even against pro se appellants. See Haworth v. Royal, 347 F.3d
1189, 1192 (10th Cir. 2003). Yet we typically awards costs and attorney fees only
in response to serious and sustained abuses. In Haworth, for example, the pro se
appellant had advance notice that the Defendants would pursue sanctions in the
event of an appeal, and she had filed repeated frivolous actions and motions, both
in state and federal court. Id. at 1191–92. Although we sympathize with the
Defendants in this case, who were forced to decipher and respond to sometimes
frivolous and often incomprehensible legal arguments, we do not think the
Mulders’ conduct amounts to a serious abuse of the appellate process. We
therefore decline to award costs and attorney fees.
We AFFIRM the judgment of the district court dismissing the action with
prejudice for lack of standing. We DENY the Plaintiffs’ Motion to Vacate Void
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Judgments. We DENY both sets of Defendants’ motions for an award of
damages, costs and fees.
Entered for the Court
Michael W. McConnell
Circuit Judge
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