F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
November 23, 2005
TENTH CIRCUIT
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
No. 05-6067
v.
(Western District of Oklahoma)
(D.C. No. CIV-04-895-C)
JAMES CRAIG JEFFERSON, also
known as Craig Jefferson,
Defendant-Appellant.
ORDER
Before BRISCOE, LUCERO and MURPHY, Circuit Judges.
Petitioner, James Craig Jefferson, seeks a certificate of appealability
(“COA”) so he can appeal the district court’s denial of the motion to vacate, set
aside, or correct sentence he brought pursuant to 28 U.S.C. § 2255. See 28 U.S.C.
§ 2253(c)(1)(B) (providing that a movant may not appeal the denial of a § 2255
motion unless the movant first obtains a COA). Pursuant to the terms of a plea
agreement, Jefferson pleaded guilty to one count of distribution of cocaine base,
in violation of 21 U.S.C. § 841(a)(1). Jefferson was sentenced to two hundred
and thirty-five months’ incarceration and three years’ supervised release.
Although Jefferson waived his right to appeal or collaterally challenge his
conviction and sentence as part of his plea agreement, he filed the instant § 2255
motion on July 19, 2004. 1 In the motion, Jefferson raised two issues: (1) his
attorney provided constitutionally ineffective assistance, and (2) his sentence was
improper under Blakely v. Washington, 542 U.S. 295 (2004). The district court
concluded that the waiver in Jefferson’s plea agreement was enforceable as to his
ineffective assistance claims. See United States v. Cockerham, 237 F.3d 1179,
(“[A] plea agreement waiver of postconviction rights does not waive the right to
bring a § 2255 petition based on ineffective assistance of counsel claims
challenging the validity of the plea or the waiver. Collateral attacks based on
ineffective assistance of counsel claims that are characterized as falling outside
that category are waivable.”). The court also concluded that Jefferson’s
Blakely/Booker claim was not raised on direct appeal and, therefore, could not be
raised for the first time in his § 2255 because Booker does not apply retroactively
to initial habeas petitions. United States v. Bellamy, 411 F.3d 1182, 1186-87
(10th Cir. 2005).
In his application for a COA and appellate brief, Jefferson asserts the
district court erred when it dismissed his claim that counsel provided ineffective
1
Jefferson also filed a direct appeal. This court enforced the waiver and
dismissed the appeal. United States v. Jefferson, 63 Fed. App’x 439 (10th Cir.
2003).
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assistance during negotiation of the plea agreement. Jefferson argues that
counsel’s ineffective assistance rendered his plea unknowing and involuntary and,
consequently, the waiver is not enforceable. We agree with the district court,
however, that the waiver is enforceable because the record belies Jefferson’s
assertion that his counsel “duped” him into pleading guilty. Jefferson argues that
his attorney failed to inform him that his sentence could be based on a quantity of
cocaine in excess of the 1.1 grams charged in the count to which he pleaded
guilty. The plea agreement, however, specifically states that Jefferson faced a
maximum penalty of 240 months’ imprisonment and contains a provision which
reads, “The government takes the position that for purposes of sentencing
guidelines computation, the defendant is accountable for not less than 500 grams
and no more than 1500 grams of cocaine base (crack), including relevant conduct
(USSG § 2D1.1).” Jefferson not only signed the plea agreement, but he
represented that he had discussed its terms with his attorney and understood them.
In addition, during the plea colloquy the following exchange occurred between
Jefferson and the court:
The Court: Further, while this plea is being entered pursuant to a
plea agreement, which I presume will agree–the
government will agree to dismiss certain counts against
you, those counts or any illegal conduct reasonably
related to this offense of conviction can still be used
against you to determine your sentence. Do you
understand that?
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Jefferson: Yes, I do.
(emphasis added). The record clearly establishes that Jefferson’s ineffective
assistance claim lacks merit and that his guilty plea was entered knowingly and
voluntarily. Accordingly, the waiver contained in the plea is valid and
enforceable. See Cockerham, 237 F.3d at 1185.
To be entitled to a COA, Jefferson must make “a substantial showing of the
denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). To make the requisite
showing, he must demonstrate “that reasonable jurists could debate whether (or,
for that matter, agree that) the petition should have been resolved in a different
manner or that the issues presented were adequate to deserve encouragement to
proceed further.” Miller-El v. Cockrell, 322 U.S. 322, 336 (2003) (quotations
omitted). In evaluating whether Jefferson has satisfied his burden, this court
undertakes “a preliminary, though not definitive, consideration of the [legal]
framework” applicable to each of his claims. Id. at 338. Although Jefferson need
not demonstrate his appeal will succeed to be entitled to a COA, he must “prove
something more than the absence of frivolity or the existence of mere good faith.”
Id.
Having undertaken a review of Jefferson’s application for a COA and
appellate filings, the district court’s order, and the entire record on appeal
pursuant to the framework set out by the Supreme Court in Miller-El, this court
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concludes that Jefferson is not entitled to a COA. The district court’s resolution
of Jefferson’s § 2255 motion is not reasonably subject to debate and the issues he
seeks to raise on appeal are not adequate to deserve further proceedings.
Accordingly, this court denies Jefferson’s request for a COA and dismisses this
appeal. Jefferson’s motion to proceed in forma pauperis on appeal is granted.
Entered for the Court
CLERK, COURT OF APPEALS
By
Deputy Clerk
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