F I L E D
United States Court of Appeals
Tenth Circuit
December 13, 2005
UNITED STATES COURT OF APPEALS
Clerk of Court
TENTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 04-6217
(D.C. No. CR-03-00112-5-M)
PHONESAVANH (W.D. Okla.)
SENGKHAMVILAY,
Defendant - Appellant.
ORDER AND JUDGMENT *
Before EBEL, McKAY and HENRY, Circuit Judges.
Phonesavanh Sengkhamvilay pleaded guilty to conspiracy to possess and
distribute a controlled substance. The district court enhanced his offense level
based on facts found by a preponderance of the evidence and sentenced him to
235 months in prison. On appeal, Mr. Sengkhamvilay contends that we must
*
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f) and 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This Order and Judgment is
not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. The court generally disfavors the citation of orders and
judgments; nevertheless, an order and judgment may be cited under the terms and
conditions of 10th Cir. R. 36.3.
remand for resentencing in light of United States v. Booker, 543 U.S. 220, 125 S.
Ct. 738 (2005). Because he does not satisfy plain-error review, we affirm Mr.
Sengkhamvilay’s sentence.
I. Background
Law enforcement officers began an undercover investigation into an
Oklahoma City “ecstasy” ring in the fall of 2001. Agents determined that Mr.
Sengkhamvilay was a leader of an organization that imported and distributed both
ecstasy pills and cocaine powder. Mr. Sengkhamvilay was eventually indicted on
18 counts, including a charge of conspiracy both to possess with intent to
distribute and to distribute in excess of 500,000 tablets of ecstasy and in excess of
five kilograms of cocaine powder, in violation of 21 U.S.C. §§ 841(a)(1) & 846.
Mr. Sengkhamvilay pleaded guilty to the conspiracy charge and the other charges
were dropped.
Mr. Sengkhamvilay objected to recommendations in his presentence report
that he receive a two-point enhancement for possession of a firearm during the
conspiracy and a four-point enhancement for being a leader/organizer of the
conspiracy. At sentencing, which was prior to the Supreme Court’s decisions in
both Blakely v. Washington, 542 U.S. 296 (2004), and Booker, 543 U.S. at 220,
the district court overruled the objections and applied both enhancements based
on facts found by a preponderance of the evidence. Based on an offense level of
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38 and corresponding guideline sentencing range of 235 to 293 months, the court
sentenced Mr. Sengkhamvilay to 235 months. He timely appealed. 1
II. Discussion
Mr. Sengkhamvilay makes a claim of “constitutional Booker error” — that
the district court violated his constitutional rights by increasing his sentence
based on facts found by a preponderance of the evidence and to which he did not
admit. See United States v. Gonzalez-Huerta, 403 F.3d 727, 731 (10th Cir.) (en
banc), cert. denied, 126 S. Ct. 495 (2005). He contends that remand for
resentencing is required to cure the error. 2
A. Standard of review
Mr. Sengkhamvilay claims that he preserved Booker error by objecting to
the presentence report. However, Mr. Sengkhamvilay admits that “no specific
Sixth Amendment argument was raised” below. 3 An objection to the facts in the
presentence report, rather than an objection based on Apprendi v. New Jersey, 530
We previously denied the Government’s motion to enforce the plea
1
agreement and dismiss this appeal.
2
In fact, Mr. Sengkhamvilay contends that Booker error automatically
requires remand for resentencing. However, this argument is clearly foreclosed
by our precedent. See, e.g., United States v. Magallanez, 408 F.3d 672, 683 (10th
Cir.), cert. denied, 126 S. Ct. 468 (2005).
3
In fact, Mr. Sengkhamvilay’s objection to the firearm enhancement stated
that “[t]he government has the burden to prove by a preponderance of the
evidence that a weapon was possessed in connection with the underlying offense.”
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U.S. 466 (2000), the Sixth Amendment, or some other constitutional ground, is
insufficient to preserve Booker error. See United States v. Yazzie, 407 F.3d
1139, 1144 (10th Cir.) (en banc) (a sufficiency of the evidence objection to a
sentence enhancement does not preserve Booker error), cert. denied, 126 S. Ct.
303 (2005); United States v. Dazey, 403 F.3d 1147, 1173–74 (10th Cir. 2005).
We therefore review Mr. Sengkhamvilay’s claims for plain error. Dazey, 403
F.3d at 1174.
“Plain error occurs when there is (1) error, (2) that is plain, which
(3) affects substantial rights, and which (4) seriously affects the fairness,
integrity, or public reputation of judicial proceedings.” Gonzalez-Huerta, 403
F.3d at 732 (quotation omitted). Our plain error analysis is more forgiving when
reviewing a potential constitutional error. Dazey, 403 F.3d at 1174.
B. Analysis
The government concedes that the first two prongs of the plain error
analysis are met. We need not resolve whether Mr. Sengkhamvilay can satisfy the
third prong if he cannot satisfy the fourth prong by showing that “the error
seriously affected the fairness, integrity, or public reputation of judicial
proceedings.” Magallanez, 408 F.3d at 685. We conclude that Mr.
Sengkhamvilay has not met his burden of showing such an effect.
As we have stated,
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[e]vidence that would tend to support an exercise of our discretion
under [the fourth plain-error prong] might include, for example: (a) a
sentence increased substantially based on a Booker error; (b) a showing
that the district court would likely impose a significantly lighter
sentence on remand; (c) a substantial lack of evidence to support the
entire sentence the Guidelines required the district court to impose;
(d) a showing that objective consideration of the [18 U.S.C.] § 3553(a)
factors warrants a departure from the sentence suggested by the
Guidelines; or (e) other evidence peculiar to the defendant that
demonstrates a complete breakdown in the sentencing process.
United States v. Dowlin, 408 F.3d 647, 671 (10th Cir. 2005) (citations omitted).
These factors are non-exclusive and are intended only to “guide our fourth prong
analysis.” United States v. Lauder, 409 F.3d 1254, 1269 (10th Cir. 2005).
As to the first of these factors, the error arguably did substantially increase
Mr. Sengkhamvilay’s sentence: without the enhancements based on judge-found
facts, the maximum sentence he could have received would have been 151 months
— seven years less than his ultimate sentence. See U.S. Sentencing Guidelines
Manual § 5A (2003). However, this factor is outweighed by other considerations
and thus “is not dispositive of our holding.” United States v. Dalton, 409 F.3d
1247, 1253 (10th Cir. 2005). Importantly, there was not a “substantial lack of
evidence” to support Mr. Sengkhamvilay’s sentence, including the enhancements.
As to the first enhancement, there was extensive evidence that Mr. Sengkhamvilay
possessed firearms during the course of the conspiracy, and he did not provide
evidence to the contrary. We therefore agree with the district court that “the
record is replete with instances where the evidence is sufficient for this Court to
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find that the firearms were present” and that “there is absolutely no basis for the
Court to conclude that it is clearly improbable that the weapons were connected
with the offense.” As to the enhancement for Mr. Sengkhamvilay’s role in the
conspiracy, the district court stated that “the record is replete with instances of
this Defendant’s decision-making authority in these [drug] transactions” and that
“it is clear from the evidence that this Defendant was a decision maker.” We
agree.
Moreover, although the 235-month sentence was the low end of the
Guideline range, there is no indication that the district court would impose a
lighter sentence on remand. See Magallanez, 408 F.3d at 686 (finding the fourth
plain-error prong not met even though the sentence was at the bottom of the
range). After imposing the sentence, the court stated that it had
considered the factors [in § 3553(a)] that it should consider in imposing
a sentence and that this sentence . . . reflects the seriousness of the
offense here. The Court would further find that it promotes respect for
the law and provides just punishment for the offense. It affords
adequate deterrence to future criminal conduct and it protects the public
from any further crimes by this Defendant.
(emphasis added). This also shows that the district court considered the § 3553(a)
factors, and our review of those factors does not indicate a flaw in the district
court’s analysis.
Finally, Mr. Sengkhamvilay does not suggest any “evidence peculiar to
[him] that demonstrates a complete breakdown in the sentencing process.”
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Therefore, we conclude that he has not met his burden of proving the fourth prong
of plain error analysis.
III. Conclusion
For the foregoing reasons, we AFFIRM the sentence imposed by the district
court. 4
ENTERED FOR THE COURT
David M. Ebel
Circuit Judge
Although Mr. Sengkhamvilay claims that it would violate the Ex Post
4
Facto clause for the district court at resentencing to sentence him based on facts
found by a preponderance of the evidence, we find no need to remand for
resentencing and thus need not address this argument.
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