F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES CO URT O F APPEALS
June 15, 2006
TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
U N ITED STA TES O F A M ER ICA,
Plaintiff-Appellee, No. 05-5147
v. (N .D. of Okla.)
G REG O RY LA M O N T JO H N SON, (D.C. No. CR-04-40-CV E)
Defendant-Appellant.
OR D ER AND JUDGM ENT *
Before HA RTZ, EBEL, and T YM KOVICH, Circuit Judges. **
Defendant-Appellant Gregory Lamont Johnson pleaded guilty to unlawful
distribution of cocaine base and unlaw ful possession with intent to distribute, in
violation of 21 U.S.C. §§ 841(a)(1) and (b)(1)(C). On August 17, 2005, Johnson
received a sentence within the applicable advisory United States Sentencing
*
This order is not binding precedent, except under the doctrines of law of
the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders; nevertheless, an order may be cited under the terms and
conditions of 10th Cir. R. 36.3.
**
After examining the briefs and the appellate record, this three-judge
panel has determined unanimously that oral argument would not be of material
assistance in the determination of this appeal. See Fed. R. App. P. 34(a); 10th
Cir. R. 34.1(G). The cause is therefore ordered submitted without oral argument.
Guidelines (U SSG) range, which he now appeals. Taking jurisdiction pursuant to
28 U.S.C. § 1291 and 18 U.S.C. § 3742(a), w e AFFIRM .
I. Background
After Johnson pleaded guilty to the instant offenses, the government issued
a pre-sentence investigation report (PSR ). Applying the Guidelines that
corresponded with each of his prior convictions, the PSR determined his criminal
history points placed him in category VI. Calculating his base offense level at 18,
pursuant to USSG §§ 2D1.1(a)(3) and (c)(11), the PSR then recommended a
three-level reduction for acceptance of responsibility under USSG §§ 3E1.1(a)
and (b), which reduced his total offense level to 15. At sentencing, the presiding
judge reached the same conclusions with regard to Johnson’s criminal history
category and total offense level. The resulting advisory range was 41 to 51
months.
The PSR also included information about Johnson’s alleged gang
membership, stating he was a “certified gang member of the 54th Street Hoover
Crips.” PSR at 2, 11. Johnson objected to this portion of the PSR, and his
concerns were reflected as “Objection No. 1” in the Addendum to the PSR.
Specifically, Johnson argued (1) the government had not provided him
information indicating his status as a gang member, and (2) gang membership was
not relevant to his sentencing. The government responded by contacting the
Tulsa Gang Task Force to confirm Johnson’s gang membership and activity.
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According to the Task Force, Johnson had been an active member since 1993 and
his primary involvement related to drug sales. The government also responded
that Johnson’s tattoos of the word “Hoover” on his back and chest, along with the
numbers “5” and “4” confirmed his gang membership. All of this information
was included in the Addendum.
At sentencing, the court recounted the objections made by Johnson as w ell
as the information provided by the government in response. After defense
counsel confirmed his objections had been properly addressed, the court made its
rulings and denied Objection No. 1. The court agreed with the probation officer
that Johnson’s gang membership was “significant” and appropriate for inclusion
in the PSR because (1) “gang members are more likely to engage in criminal
activity and perhaps related violence than ordinary citizens” and (2) “prison staff
members w ill need to be aware of his gang membership to deal with separate
issues in the prison setting.” Sent. Tr. at 3–4.
The court then discussed the issue with the defendant, counseling him to
dissociate himself from gang membership. Upon receiving his affirmative
response, the court moved on to apply the factors contained in 18 U.S.C.
§ 3553(a) and found no reason to sentence Johnson outside the advisory
Guidelines range. Johnson received 46 months for each count, to run
concurrently. The court also imposed a supervised release period of three years
for each count, to run concurrently. The court specifically emphasized the
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applicability of § 3553(a)(1), the nature of the circumstances of the offense and
history of the defendant, including his prior drug distribution and gang
membership. The court placed equal emphasis on § 3553(a)(2), the need for the
sentence to reflect the seriousness of his offense, to promote respect for the law,
to provide just punishment to afford adequate deterrence and protect the public,
and to provide for the necessary training and treatment programs, including drug
and alcohol counseling. In addition, the court noted the relevance of
§ 3553(a)(6), the need to avoid unwarranted sentence disparities among similarly
situated defendants. W ith regard to the applicable fines, the court imposed a total
fine of $2,000 for both counts, an amount below that recommended in the
Guidelines range, based on Johnson’s ability to pay.
Johnson argues his sentence was improper and appeals it to this court.
II. Discussion
W e review sentences imposed by the district court for reasonableness.
United States v. Booker, 543 U.S. 220, 260–65 (2005). A sentence that falls
within the properly calculated Guidelines range is presumed reasonable; however,
either party may rebut this presumption by demonstrating the sentence is
unreasonable when viewed in light of other factors included in 18 U.S.C.
§ 3553(a). United States v. Kristl, 437 F.3d 1050, 1054 (10th Cir. 2006).
In this case, Johnson does not contest the accuracy of the initial Guidelines
calculation. Nor does he attempt to rebut the presumption of reasonableness of
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his sentence, which fell within the recommended Guidelines range, by pointing to
any factor under § 3553(a) that would change the analysis.
Instead, Johnson challenges the adequacy of the court’s findings w ith
regard to his gang membership. W here a portion of the PSR relevant to
sentencing is disputed, Rule 32(i)(3)(B) of the Federal Rules of Criminal
Procedure (formerly Rule 32(c)(1)) requires the court to make a finding on the
issue. To invoke the court’s fact-finding duty, “Rule 32 requires the defendant to
affirmatively point out any fact in the PSR that he contends is inaccurate.”
United States v. Harris, No. 04-1536, 2006 W L 1314654, at *5 (10th Cir. M ay 15,
2006) (holding Booker has not relieved a defendant of this obligation to raise
factual inaccuracies). Johnson did not specifically contest the fact of his gang
membership. However, assuming arguendo that Johnson sufficiently challenged
that portion of the PSR, the court must specifically address the matter. W e
review compliance with the R ules of Criminal Procedure de novo. United States
v. Kravchuk, 335 F.3d 1147, 1160 (10th Cir. 2003).
Rule 32(i)(3)(B) errors generally arise in two circumstances: (1) where the
court improperly shifts the burden, effectively requiring the defendant to disprove
facts in the PSR relevant to a sentence enhancement, see United States v.
Guzman, 318 F.3d 1191, 1198 (10th Cir. 2003), citing United States v. Kirk, 849
F.3d 1191, 1164 (10th Cir. 2003) (“The government shall bear the burden of proof
for sentence increases and the defendant shall bear the burden of proof for
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sentence decreases.”); or (2) where the sentencing court merely states, without
any additional explanation, that it adopts the findings of the PSR, see, e.g., United
States v. Farnsworth, 92 F.3d 1001, 1011 (10th Cir. 1996).
Neither of these situations occurred here. First, it is evident that Johnson’s
gang membership did not implicate a sentencing enhancement contained in the
Guidelines. Indeed, it was irrelevant to the calculation of the recommended
range, which was undisputed by Johnson. To the extent this factor affected the
court’s subsequent analysis under § 3553(a), we cannot say the court improperly
shifted the burden of proof to Johnson. To the contrary, in response to Johnson’s
objection, the government came forward with evidence from the Tulsa Gang Task
Force of Johnson’s membership and involvement in the 54th Street Hoover Crips.
Johnson did not challenge this evidence, so the court ruled in favor of the
government.
Second, as we have previously noted, the district court is not required to
make elaborate rulings on disputed portions of the PSR but need only be “definite
and clear” in its ruling. U nited States v. Williams, 374 F.3d 941, 947 & n.9 (10th
Cir. 2004). Here, the court (1) considered the defendant’s objection and the
government’s response, (2) allowed the defendant time to respond, (3) made a
specific ruling on the issue, and (4) explained the reasons for that ruling. These
steps are sufficient for compliance with Rule 32. Compare United States v.
Begay, 117 F.App’x 682, *1–2 (10th Cir. 2004).
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III. Conclusion
For the foregoing reasons, we AFFIRM the sentence below.
Entered for the Court
Timothy M . Tymkovich
Circuit Judge
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