F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES CO URT O F APPEALS
June 20, 2006
FO R TH E TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
U N ITED STA TES O F A M ER ICA,
Plaintiff-Appellee,
v. No. 06-3171
(D.C. No. 05-CR-40033-01-SAC)
SH A W N L. D IG H ER A, (D . Kan.)
Defendant-Appellant.
OR D ER AND JUDGM ENT *
Before KELLY, BR ISC OE, and O’BRIEN, Circuit Judges.
Defendant pled guilty to using a telephone in the commission of a drug
felony in violation of 21 U.S.C. § 843(b). His plea agreement states that he
“knowingly and voluntarily waives any right to appeal or collaterally attack any
matter in connection with this prosecution, conviction and sentence.” Plea
Agreement at 9-10 (dated and filed Jan. 18, 2006). M ore specifically, it recites
*
This panel has determined unanimously that oral argument would not
materially assist the determination of this appeal. See Fed. R. App. P. 34(a)(2);
10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral
argument. This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
that he “knowingly waives any right to appeal a sentence imposed which is w ithin
the guideline range determined appropriate by the court,” reserving the right to
appeal only “to the extent, if any, the courts departs upward from the applicable
sentencing guideline range determined by the court.” Id. at 10. He stipulated to
the applicability of an eight-year sentence under 21 U.S.C. § 843(d)(1) due to a
prior drug felony conviction. Id. at 5. The district court imposed the eight-year
sentence. Defendant appealed and the government moved to enforce his appeal
waiver under United States v. Hahn, 359 F.3d 1315 (10th Cir. 2004). For reasons
explained below, we grant the motion and dismiss the appeal accordingly.
Under Hahn, we consider “(1) whether the disputed appeal falls within the
scope of the waiver of appellate rights; (2) whether the defendant knowingly and
voluntarily waived his appellate rights; and (3) whether enforcing the waiver
would result in a miscarriage of justice.” Id. at 1325. The miscarriage-of-justice
prong requires the defendant to show (a) his sentence relied on an impermissible
factor such as race; (b) ineffective assistance of counsel in connection with the
negotiation of the appeal waiver rendered the waiver invalid; (c) his sentence
exceeded the statutory maximum; or (d) his appeal waiver is otherwise unlaw ful.
Id. at 1327. The government’s motion addresses all of these considerations,
explaining why none of them undermine defendant’s appeal waiver. Upon review
of the pertinent plea and sentencing materials, we agree.
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The only argument advanced in defendant’s opposition to the government’s
motion relates to the first prong of the Hahn test. Defendant seeks to challenge
the district court’s specification of his base offense level on the ground that the
court failed to properly calculate the relevant quantity of methamphetamine
involved. He contends, without supporting authority or reasoned argument, that
his appeal waiver does not encompass “his right to appeal the issue of whether the
guideline range was properly determined by the court.” Response to M otion for
Enforcement of Plea Agreement at 2. To the contrary, this issue not only falls
within the broad scope of his catch-all waiver of “any matter in connection with
. . . [his] sentence,” it falls squarely within the specific waiver with respect to any
“sentence imposed . . . within the guideline range determined appropriate by the
court.” Plea Agreement at 9, 10 (emphasis added). The emphasized language
makes it clear that the court’s determination of the appropriate guideline range
sets the bounds of the waiver (permitting appeal only “to the extent, if any, the
court departs upward from the applicable sentencing guideline range determined
by the court,” id. at 10) and is not itself subject to challenge. Defendant, in
effect, seeks to delete this straightforward and obviously significant provision
from the parties’ agreement.
Turning to the second part of the Hahn test, the government contends that
there is no grounds to doubt the knowing and voluntary nature of defendant’s plea
and associated appeal waiver, and defendant has not disputed the point. W e have
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reviewed the primary record sources relating to the issue – the language of the
plea agreement and the Rule 11 colloquy at the plea hearing, see Hahn, 359 F.3d
at 1325 – and agree that they do not reflect any deficiencies that would invalidate
the waiver.
Finally, we see no basis on which to find a miscarriage of justice. There is
nothing in the record, and nothing noted by defendant outside the record, to
indicate that an impermissible sentencing factor was involved, the sentence was
within the statutory maximum, and there is no suggestion that counsel was
ineffective in any way with respect to his plea. The only remaining basis for
finding a miscarriage of justice, i.e., that the waiver is “otherw ise unlawful,”
requires the demonstration of an error that “seriously affect[ed] the fairness,
integrity, or public reputation of judicial proceedings.” Hahn, 359 F.3d at 1329
(citing United States v. Olano, 507 U.S. 725, 732 (1993)). No potential error of
that magnitude is evident here. As noted, the nuts-and-bolts sentencing issue to
be raised on appeal falls squarely within the scope of those matters defendant
deliberately waived in exchange for the substantial benefits of the plea agreement,
including the avoidance of a career criminal prosecution. Concerns of fairness,
integrity, and public reputation favor enforcement of the waiver.
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The government’s motion to enforce the appeal waiver in defendant’s plea
agreement is GRANTED and the appeal is DISM ISSED. The mandate shall issue
forthwith.
ENTERED FOR THE COURT
PER CURIAM
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