F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES CO URT O F APPEALS
July 31, 2006
TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
C HA RLES R OU TSO N ,
Plaintiff - Appellant,
v. No. 05-4304
(D. Utah)
SC OTT V. C AR VER ; C HR ISTINE (D.Ct. No. 2:05-cv-771-PGC)
M ITCH ELL; AN NA BELLE
B RO U G H; LO WE LL H . C LA RK;
BEVERLY THOM AS; CRAIG BURR;
D EN N IS SO REN SEN ; B RA N DON
B URR; LA U RA M U M FO RD ; DEVON
B LO O D ; G A RY LA RSO N ; H EIDI
JO H N SO N ; WA D E G EE; TH O MAS
H A ZEN ; LIN D A PETER SO N ;
PO LLY M A RTIN EZ; M A RSH A
PETERSON ; W ESLEY
ARNOLDSON; CINDA CARTER;
LAW FIR M OF OTTO & M CBRID E,
Defendants - Appellees.
OR D ER AND JUDGM ENT *
Before H E N RY, BR ISC OE, and O’BRIEN, Circuit Judges.
*
This order and judgment is not binding precedent except under the doctrines of
law of the case, res judicata and collateral estoppel. The court generally disfavors the
citation of orders and judgments; nevertheless, an order and judgment may be cited under
the terms and conditions of 10th Cir. R. 36.3.
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.
Charles Routson, a Utah state inmate appearing pro se, 1 filed a 42 U.S.C. §
1983 complaint in the United States District Court for the D istrict of U tah against
various prison officials alleging they violated his Eighth and Fourteenth
Amendment rights when they placed him in a special housing unit and reduced his
privileges based on his refusal to participate in a substance-abuse program. H e
also alleged a violation of his right of access to the courts. Although Routson
exhausted his administrative remedies concerning his Eighth and Fourteenth
Amendment claims, he did not do so on his right of access claim. Therefore,
following circuit precedent, the district court correctly dismissed Routson’s
complaint without prejudice. 2 See Ross v. County of Bernalillo, 365 F.3d 1181,
1
We construe pro se pleadings liberally. Ledbetter v. City of Topeka, Kan., 318
F.3d 1183, 1187 (10th Cir. 2003).
2
In the conclusion of the district court’s dismissal order, it provides: “IT IS
THEREFORE ORDERED that this complaint is dismissed.” (R., Doc. 12 at 3.)
Normally, if a court fails to specify whether a dismissal is with or without prejudice, the
dismissal “operates as an adjudication on the merits.” F ED. R. C IV. P. 41(b); see also
Fitzgerald v. Corr. Corp. of Am., 403 F.3d 1134, 1139 (10th Cir. 2005). However, a
dismissal based on lack of exhaustion should ordinarily be without prejudice. Fitzgerald,
403 F.3d at 1139. Nevertheless, “[u]nder certain circumstances, a district court may,
notwithstanding failure to exhaust, proceed to the merits of the claim and dismiss with
prejudice if it concludes a party would be unsuccessful even absent the exhaustion issue.”
Id.; see 42 U.S.C. § 1997e(c)(2) (“In the event that a claim is, on its face, frivolous,
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1189 (10th Cir. 2004) (holding that Prison Litigation Reform Act contains a total
exhaustion requirement; therefore, the presence of an unexhausted claim in an
inmate’s complaint requires dismissal without prejudice of the entire complaint).
On appeal, Routson does not claim any error on the part of the district
court. In fact, he concedes the court applied the proper law and its decision was
warranted. Rather, Routson informs us he wishes to redact the unexhausted claim
from his complaint. With the unexhausted claim redacted, he states we should
reverse and remand to allow him to proceed on the exhausted claims. He is too
late — Routson should have amended his complaint prior to its dismissal in the
district court. In the alternative, Routson could have filed a new suit without the
unexhausted claim in the district court.
Because “it lacks an arguable basis in either law or fact,” Routson’s appeal
malicious, fails to state a claim upon which relief can be granted, or seeks monetary relief
from a defendant who is immune from such relief, the court may dismiss the underlying
claim without first requiring the exhaustion of administrative remedies.”). Therefore, in
failure to exhaust cases where the court fails to specify whether its dismissal is with or
without prejudice, “we vacate and remand for the court below to either modify its opinion
to specify that the dismissal is without prejudice, or make a determination on the merits
within its permissible scope to do so under 42 U.S.C. § 1997e(c)(2).” Fitzgerald, 403
F.3d at 1140. While the district court did not indicate in its conclusory statement that the
dismissal was without prejudice, in the sentence immediately preceding that statement, it
quoted the following from Ross v. County of Bernalillo, 365 F.3d 1181, 1189 (10th Cir.
2004): “The presence of [any] unexhausted claims in [Plaintiff’s] complaint require[s this
Court] to dismiss his action in its entirety without prejudice.” (Id. at 3.) Consequently,
we conclude the district court’s dismissal was without prejudice and a remand for
clarification is unnecessary. Moreover, although the dismissal was without prejudice, we
have jurisdiction over this appeal because the dismissal disposed of the entire case.
Amazon, Inc. v. Dirt Camp, Inc., 273 F.3d 1271, 1275 (10th Cir. 2001).
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is DISM ISSED as frivolous. Thom pson v. Gibson, 289 F.3d 1218, 1222 (10th Cir.
2002). His motion to proceed in forma pauperis (ifp) on appeal is DENIED AS
M OOT. He was granted permission to proceed ifp in the district court. Since the
district court did not certify in writing that the appeal was not taken in good faith
(28 U.S.C. § 1915(a)(3)) his ifp status continues in this court without further
order. 3 See F ED . R. A PP . P. 24(a)(3). He is reminded to continue making partial
payments of his appellate filing fee until the entire balance is paid.
Routson has accumulated two strikes in this matter. The dismissal of this
appeal as frivolous counts as one strike under 28 U .S.C. § 1915(g). He also
accumulated a strike as a result of the district court’s dismissal. See Steele v.
Fed. Bureau of Prisons, 355 F.3d 1204, 1213 (10th Cir. 2003) (a dismissal based
on lack of exhaustion may constitute a strike for purposes of § 1915(g)), cert.
denied, 543 U .S. 925 (2004). Routson is reminded that if he accrues three strikes,
he will no longer be able to proceed ifp in any civil action filed in a federal court
unless he is in imminent danger of serious physical injury.
Entered by the C ourt:
Terrence L. O ’Brien
United States Circuit Judge
3
The district court did not act on Routson’s motion to proceed ifp on appeal.
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