F I L E D
United States Court of Appeals
Tenth Circuit
UNITED STATES CO URT O F APPEALS
September 1, 2006
TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
U N ITED STA TES O F A M ER ICA,
Plaintiff-Appellee, Nos. 06-7009 and 06-7010
v. (E. D. of Okla.)
JERRY LEE GRIST, (D.C. Nos. CR-05-64-01-W H and
TP-05-03-W H)
Defendant-Appellant.
OR D ER AND JUDGM ENT *
Before TA CH A, Chief Judge, HA RTZ, and TYM KOVICH, Circuit Judges. **
A jury found Defendant-Appellant Jerry Lee Grist guilty on two counts of
possession of methamphetamine with intent to distribute. During voir dire, the
district court inadvertently misstated the presumption of innocence in a criminal
trial as one of guilt. The court promptly corrected the misstatement and later
questioned each prospective juror about the proper presumption in a criminal
*
This order is not binding precedent, except under the doctrines of law of
the case, res judicata, and collateral estoppel. The court generally disfavors the
citation of orders; nevertheless, an order may be cited under the terms and
conditions of 10th Cir. R. 36.3.
**
After examining the briefs and the appellate record, this three-judge
panel has determined unanimously that oral argument would not be of material
assistance in the determination of this appeal. See Fed. R. App. P. 34(a); 10th
Cir. R. 34.1(G). The cause is therefore ordered submitted without oral argument.
trial. Defendant contends the district court’s error was incurable and a mistrial
should have been granted. W e disagree and AFFIRM .
I. Background
On July 12, 2005, James Lee Grist was indicted in the Eastern District of
Oklahoma on two counts of possession of a controlled substance with intent to
distribute.
During jury selection for trial, the district court judge asked a potential
juror, “And you could presume [the defendant] guilty as the law requires you to?”
Aplt. App., at 18. Recognizing his mistake, the judge quickly corrected the
misstatement while noting the importance of the proper presumption in a criminal
trial. The defendant immediately moved for mistrial. The motion was denied.
The judge later asked each of the twenty-eight potential jurors individually to
state the proper presumption in a criminal case. Each juror responded that the
defendant w as innocent until proven guilty beyond a reasonable doubt.
The jury found Grist guilty on both counts of the indictment. On January 9,
2006, he was sentenced to 210 months for Count I and 240 months for Count II to
be served concurrently and assessed $200.00. Grist filed this appeal charging the
judge’s misstatement was an incurable violation of his due process rights and that
a mistrial should have been granted.
II. Discussion
A. Presum ption of Innocence
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“Jury instructions must be examined as a whole and a de novo standard of
review is applied to determine the propriety of an individual jury instruction to
which objection was made at the time of trial.” United States v. Scarborough,
128 F.3d 1373, 1377 (10th Cir. 1997) (quoting United States v. M ullins, 4 F.3d
898, 900 (10th Cir. 1993)). To reverse a low er court judgment, an appellate court
must have a “substantial doubt that the jury was fairly guided.” Id. A single
instruction may not be judged in isolation, but “must be considered in the context
of the instructions as a whole and the trial record.” Estelle v. M cGuire, 502 U.S.
62, 72 (1991).
“The Constitution guarantees a defendant a fair trial, not a perfect one.”
United States v. M cHorse, 179 F.3d 889, 904 (10th Cir. 1999) (citing United
States v. M itcheltree, 940 F.2d 1329, 1334 (10th Cir. 1991)); see also Rose v.
Clark, 478 U.S. 570, 579 (1986). A momentary mistake does not invalidate an
entire trial as a matter of course. “[N]ot all improper comments require a new
trial or reversal on appeal. It is only when a remark could have influenced the
jury's verdict and the trial court failed to take appropriate steps to remove it from
the jury's consideration that there is reversible error.” United States v. Kendall,
766 F.2d 1426, 1440 (10th Cir. 1985). In other words, where a judge takes steps
that cure the error, the trial may go forward without fear of reversal on appellate
review. Analyzing whether an error has been sufficiently cured is necessarily a
fact-based exercise.
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Grist contends that the following exchange between the district court judge
and a potential juror constituted an incurable, prejudicial jury instruction:
THE COURT: Okay. You can listen to whatever evidence the
Defendant will put on?
[JU ROR]: Right.
THE COURT: And you could presume him guilty as the law
requires you to? I’m sorry.
[JU ROR]: Innocent.
THE COURT: I apologize. I apologize. Excuse me, ma’am, just
a minute. I made a mistake and I need to clear that up. I understand
you’re laughing and I laugh at my mistake, too, but that is a bad
mistake I made. The D efendant is presumed innocent until proven
guilty beyond a reasonable doubt and let there be no doubt in any of
your minds that’s what I meant to say. . .
Aplt. App., at 18–19.
The district court judge immediately recognized its slip of the tongue and
promptly issued a curative instruction that left no doubt of the proper
presumption in a criminal trial. The curative instruction alone was sufficient to
cure the mistake. See United States v. Gonzales, 58 F.3d 506, 512 (10th Cir.
1995) (“immediate curative instruction by the court” could remedy prosecutor’s
slip of the tongue regarding burdens in criminal case).
But the district court went further to cure the error by asking each
individual juror to state the appropriate presumption. All twenty-eight jurors
correctly answered innocent until proven guilty beyond a reasonable doubt. The
court further reminded the jury of the proper presumption of innocence before
swearing them in as well as in the final jury instructions before deliberation.
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There can be little doubt, let alone the “substantial doubt” required to reverse,
that the jury was fairly guided on the matter.
The only way the district court error here could prove incurable is if it
were structural error. Structural error occurs when the entire trial framew ork or
process is undermined by the error so that a defendant has been deprived of basic
protections in determining guilt or innocence. Walker v. Gibson, 228 F.3d 1217,
1236 (10th Cir. 2000), abrogated on other grounds, Neill v. Gibson, 278 F.3d
1044 (10th Cir. 2001). W hen a defendant has been afforded counsel and an
impartial adjudicator, there is a strong presumption that structural error has not
occurred. United States v. Dowlin, 408 F.3d 647, 668 (10th Cir. 2005); see also
Rose, 478 U.S. at 579. 1 “[T]he determination of whether an error is structural
depends on not only the right violated, but also the ‘nature, context, and
significance of the violation.’” United States v. Pearson, 203 F.3d 1243, 1261
(10th Cir. 2000) (quoting Yarborough v. Keane, 101 F.3d 894, 897 (2d Cir.
1996)). As long as the error in the case did not affect the composition of the
record, so that “a reviewing court can find that the record developed at trial
establishes guilt beyond a reasonable doubt, the interest in fairness has been
satisfied and the judgment should be affirmed.” Rose, 478 U.S. at 579, 579 n.7.
1
As in Walker v. Gibson, we do not need to address the constitutionality of
the district court’s error, because we do not find the error structural. 228 F.3d at
1235–36.
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The district judge’s slip of the tongue did not constitute structural error.
In his brief, appellant admits the judge’s misstatement was unintentional.
Nowhere does the appellant question the judge’s impartiality at trial. The
misstatement constituted no more than an insignificant verbal hiccup. Placed in
the context of the surrounding circumstances, there is no reason to conclude that
the misstatement affected the composition of the overall trial record. The
curative efforts of the district court were laudable and more than sufficient to
remedy its fleeting error.
B. M otion for M istrial
“[M ]otions for mistrial...call for an examination of the prejudicial impact
of an error or errors when viewed in the context of an entire case. This court
reviews the trial court’s ruling on such motions under an abuse of discretion
standard.” United States v. Gabaldon, 91 F.3d 91, 94 (10th Cir. 1996).
Grist contends that the pages of the district court transcript cannot convey
the feeling of the courtroom. He argues that the judge’s efforts to cure the error
by questioning each of the twenty-eight jurors on the proper presumption “took
on the appearance of a game or an inside joke” so that “the importance of the
issue had faded.” A plt. Brief, at 7. Taken in this light, the appellant believes his
request for mistrial should have been granted.
The appellant is correct in his contention that we are not in a position to
judge the feeling of the courtroom by the transcript. It is precisely because w e
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are not in a position to assess courtroom emotion that motions for mistrial
require an “abuse of discretion” standard of review. See 5 W ayne R. LaFave et
al., Criminal Procedure § 27.5(e) (2d ed.1999). The trial judge is in a better
position to determine the feel of the courtroom and whether a mistrial is
warranted. Here, we have no basis in the record to conclude the curative
statements were ineffective, nor does the passage of time between the
misstatement and the juror colloquy regarding the burden of proof suggest
otherwise. The district court did not abuse its discretion in denying the motion
for mistrial.
C. Probation
At the time of his indictment, Grist was on supervised release for an
earlier drug conspiracy conviction. Grist’s possession of a controlled substance
and commission of a crime violated the terms of his supervised release. The
District Court for the W estern District of Oklahoma transferred jurisdiction of
the earlier drug conviction to the Eastern District, where Grist’s probation officer
filed a petition for probation action based on Grist’s violation of the supervised
release. The same day that Grist was sentenced for the charges above, the
district court revoked the supervised release, adding 37 months to G rist’s
sentence. Grist appeals revocation of that release based solely on the challenges
presented above. As we have rejected those grounds, we affirm the district
court’s revocation of appellant’s supervised release.
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III. Conclusion
Based on the foregoing reasons we find the district court’s error during
voir dire cured, its denial of the motion for mistrial within its discretion, and its
revocation of appellant’s supervised release proper. Therefore, we AFFIRM on
all counts.
Entered for the Court
Timothy M . Tymkovich
Circuit Judge
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