FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES CO URT O F APPEALS
September 20, 2007
TENTH CIRCUIT
Elisabeth A. Shumaker
Clerk of Court
PA U L IN M A N ,
Plaintiff - Appellant,
No. 07-1137
v. (D.C. No. 05-CV-2290-LTB-PAC)
(D . Colo.)
JO ANN STOCK, L.C.F., Health Care
Provider; DR. ANITA BLOOR,
L.C.F., Health Care Supervisor,
Defendants - Appellees.
OR D ER AND JUDGM ENT *
Before KELLY, M U RPH Y, and O’BRIEN, Circuit Judges. **
Plaintiff-Appellant Paul Inman, a Colorado state prisoner appearing pro se,
appeals the district court’s dismissal of his complaint, which alleged that
Defendants-A ppellees Jo Ann Stock and Dr. Anita Bloor w ere deliberately
indifferent to his serious medical needs. The Defendants w ere sued in their
*
This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
**
After examining the briefs and the appellate record, this three-judge
panel has determined unanimously that oral argument would not be of material
assistance in the determination of this appeal. See Fed. R. App. P. 34(a); 10th
Cir. R. 34.1(G). The cause is therefore ordered submitted without oral argument.
individual and official capacities, and M r. Inman sought declaratory and
injunctive relief, as well as damages, pursuant to 42 U.S.C. § 1983. The
Defendants moved to dismiss M r. Inman’s claims, and the magistrate judge to
whom the case had been assigned recommended granting the motion. The district
court adopted the magistrate judge’s report and recommendation in part, and it
granted the motion to dismiss. Exercising jurisdiction pursuant to 28 U.S.C.
§ 1291, we affirm.
Background
According to M r. Inman’s complaint, he slipped on an icy sidewalk and
injured his hand and knee on January 16, 2005. R. Doc. 11 at 4. He sought
immediate medical assistance, but he was told to submit a “kite” and wait to be
seen. Three days later, M r. Inman was examined by M s. Stock, a physician’s
assistant. H er notes indicate “[n]o bruising, swelling, erythema seen. No
abrasions, no deformity seen.” Aplt. Br. App. A. Nevertheless, M s. Stock
ordered an x-ray of M r. Inman’s hand and knee.
Later that week, M r. Inman again requested medical attention for his
injuries. M s. Stock examined him a second time on January 24. Her notes from
this visit explain:
PE reveals right hand is swollen, bruised, with abrasions over the
knuckles. It was noted last week that there were no marks, swelling,
or bruising on the hand. I think there has been further injury since
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then. I will get another x-ray today to compare. He also has bruising
over bridge of nose and under left eye, which was not there last
week. I will also get an x-ray of the left orbit.
Id. App. B. Consistent with these notes, M s. Stock again ordered x-rays, which
revealed that M r. Inman had a fracture of his third metacarpal. Id. She also
prescribed several medications and referred M r. Inman to an orthopedic specialist.
Id.
A third record indicates that M r. Inman was seen by an orthopedic surgeon
on February 14. Id. App. C. According to M s. Stock’s notes, the doctor
determined that the fracture had healed enough that no cast was necessary. Id.
H ow ever, M s. Stock also ordered that M r. Inman return to the doctor for a follow -
up visit in six weeks. Id.
On November 10, 2005, M r. Inman filed this law suit seeking a declaratory
judgment that his Eighth Amendment rights had been violated, an injunction
requiring restorative medical care, nominal damages of $1.00 from each
defendant, and punitive damages. In his amended complaint, he alleges that the
delay between his injury and his examination by an orthopedic surgeon
constituted deliberate indifference to his serious medical needs, rendering him
“permanently disfigured” and causing him to suffer from “severe arthritis.” R.
Doc. 11 at 4.
The magistrate judge to whom the case had been assigned determined that
the Eleventh Amendment barred any claims for declaratory relief and damages
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against the Defendants in their official capacities, and he recommended
dismissing those claims. I R. Doc. 33 at 3; W hite v. State of Colo., 82 F.3d 364,
366 (10th Cir. 1996). The magistrate judge next concluded that M r. Inman had
not properly exhausted his administrative remedies, and he recommended
dismissing the remaining claims on that basis. Alternatively, he determined that
qualified immunity barred M r. Inman’s individual capacity claims because he had
not alleged facts that, if proven, would constitute a constitutional violation, see
Kirkland v. St. Vrain Valley Sch. Dist., 464 F.3d 1182, 1187 n.2 (10th Cir. 2006)
(recognizing that qualified immunity applies to individual capacity claims), and
that the remaining claims for injunctive relief could not succeed because there
was no likelihood of success on the merits, I R. Doc. 33 at 8-9. Accordingly, the
magistrate judge recommended that all M r. Inman’s claims be dismissed.
The district court rejected the recommendation that the case be dismissed
due to M r. Inman’s failure to exhaust, citing an intervening decision by the
Supreme Court. See R. Doc. 38 at 1 (citing Jones v. Bock, — U.S.— , 127 S. Ct.
910 (2007)). However, the court adopted the magistrate judge’s recommendation
to dismiss on the basis of qualified immunity. Id. at 2. M r. Inman filed a timely
appeal.
Discussion
At the outset, we note that the magistrate judge was plainly correct in
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determining that the official capacity claims seeking damages against the
Defendants were barred by Eleventh Amendment immunity, and that prospective
injunctive relief would be barred in the absence of a likelihood of success on the
merits, viz. establishing a constitutional violation. However, M r. Inman has
challenged the ruling that the Defendants are entitled to qualified immunity. W e
also believe that the magistrate judge and district court analyzed this question
correctly.
W hen a plaintiff sues a state official in his or her individual capacity, the
defendant is entitled to qualified immunity unless his or her conduct violated a
clearly established constitutional right. Saucier v. Katz, 533 U.S. 194, 201
(2001). Once the defendant has asserted the defense of qualified immunity, the
plaintiff must carry a two-part burden: first, he must show that the facts alleged
amount to the violation of a constitutional right; second, he must show that the
right at issue was clearly established at the time of his alleged injury. Id. W e
review a dismissal based on qualified immunity de novo. Denver Justice & Peace
Comm., Inc. v. City of G olden, 405 F.3d 923, 927 (10th Cir. 2005).
Here, the magistrate judge’s recommendation, adopted by the district court,
concluded that M r. Inman had failed to allege facts showing the violation of a
constitutional right. R. Doc. 33 at 6-8. A prison official violates the Eighth
Amendment’s prohibition against cruel and unusual punishment when he or she
acts w ith “deliberate indifference to serious medical needs of prisoners.” Estelle
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v. Gamble, 429 U.S. 97, 104 (1976). However, “a complaint that a physician has
been negligent in diagnosing or treating a medical condition does not state a valid
claim of medical mistreatment under the Eighth Amendment. . . . In order to state
a cognizable claim, a prisoner must allege acts or omissions sufficiently harmful
to evidence deliberate indifference to serious medical needs.” Id. at 106
(emphasis added).
“‘Deliberate indifference’ involves both an objective and subjective
component.” Sealock v. Colorado, 218 F.3d 1205, 1209 (10th Cir. 2000). The
objective component requires that the medical need be “sufficiently serious,”
meaning “it is one that has been diagnosed by a physician as mandating treatment
or one that is so obvious that even a lay person would easily recognize the
necessity for a doctor’s attention.” Id. (quoting Hunt v. Uphoff, 199 F.3d 1220,
1224 (10th Cir. 1999)). The subjective component requires the plaintiff to show
that the defendant “kn[ew] of and disregard[ed] an excessive risk to inmate health
or safety.” Farmer v. Brennan, 511 U.S. 825, 837 (1994).
W e will assume (without deciding) that a broken bone in M r. Inman’s hand
is sufficiently serious to satisfy the objective inquiry. However, we agree with
the magistrate judge and the district court that M r. Inman has not alleged any
facts indicating that M s. Stock and Dr. Bloor were deliberately indifferent to his
injury. M s. Stock examined M r. Inman three days after his injury, ordered x-rays,
and determined that no other medical intervention appeared necessary. W hen his
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complaints persisted, she examined him for a second time five days later, again
ordered x-rays, and prescribed medication. She also arranged for him to be seen
by an orthopedic surgeon when the x-rays revealed a fractured metacarpal bone,
and she followed up with the orthopedic surgeon in order to continue providing
M r. Inman with appropriate care.
Even assuming M s. Stock was negligent, the alleged negligence is not
sufficient to state a valid § 1983 claim against her or her supervising physician,
Dr. Bloor. Estelle, 429 U.S. at 106. “M edical decisions that may be
characterized as ‘classic examples of matters for medical judgment,’ such as
whether one course of treatment is preferable to another, are beyond the [Eighth]
Amendment’s purview .” Callahan v. Poppell, 471 F.3d 1155, 1160 (10th Cir.
2006) (quoting Snipes v. DeTella, 95 F.3d 586, 591 (7th Cir. 1996)). In other
words, “[m]edical malpractice does not become a constitutional violation merely
because the victim is a prisoner.” Estelle, 429 U.S. at 106.
The judgment is AFFIRM ED. The motion to proceed without prepayment
of costs or fees is granted. M r. Inman is reminded of his continuing obligation to
make partial payments of the filing fee.
Entered for the Court
Paul J. Kelly, Jr.
Circuit Judge
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