FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES CO URT O F APPEALS
October 31, 2007
Elisabeth A. Shumaker
TENTH CIRCUIT Clerk of Court
JO H N PA U L SH ER ID A N ,
Plaintiff-Appellant, No. 07-2141
v. (D. of N.M .)
U N ITED STA TES O F A M ER ICA, (D.C. No. CIV-04-1345-FHS)
Defendant-Appellee.
OR D ER AND JUDGM ENT *
Before H E N RY, T YM KOV IC H, and HO LM ES, Circuit Judges. **
John Paul Sheridan appeals the district court’s order dismissing his
pro se civil action against the United States, in which he alleges the federal
government failed to investigate his allegations that New M exico state and county
officials violated his constitutional rights. Because Sheridan failed to comply
*
This order and judgment is not binding precedent except under the
doctrines of law of the case, res judicata and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th
Cir. R. 32.1.
**
After examining the briefs and the appellate record, this three-judge
panel has determined unanimously that oral argument would not be of material
assistance in the determination of this appeal. See Fed. R. App. P. 34(a); 10th
Cir. R. 34.1(G). The cause is therefore ordered submitted without oral argument.
with the court’s order directing him to amend his complaint, we affirm the district
court’s decision.
I. Background
In 2004, Sheridan filed a civil action against the United States in federal
court. The United States responded by moving to dismiss on the basis of
sovereign immunity. After Sheridan failed to respond, the United States District
Court for the District of New M exico granted the motion to dismiss on this
ground.
Sheridan appealed the decision to the Tenth Circuit, and we concluded that
the district court correctly dismissed the claims against the United States. But w e
also held that the district court erred by strictly construing Sheridan’s pro se
complaint as only alleging claims against the U nited States. Because Sheridan’s
complaint could be construed to include New M exico state and county officials as
defendants, we remanded the case to the district court to give Sheridan the
opportunity to amend his complaint to name the proper defendants.
On remand, the district court entered an order on April 3, 2007, directing
Sheridan to file an amended complaint by April 27, 2007. Sheridan did not
comply with the order within the specified time, and the district court dismissed
the case sua sponte without prejudice. He now appeals the district court’s order.
-2-
II. Discussion
A district court may dismiss a case sua sponte for w ant of prosecution.
Joplin v. Sw. Bell Tel. Co., 671 F.2d 1274, 1275 (10th Cir. 1982) (per curiam)
(citing Link v. Wabash R.R., 370 U.S. 626, 630–31 (1962)). W e review for an
abuse of discretion. Id.
Dismissal with prejudice “is a harsh sanction and should be resorted to only
in extreme cases.” M eade v. Grubbs, 841 F.2d 1512, 1520 (10th Cir. 1988). But
a court may exercise broad discretion in determining whether to dismiss a civil
action without prejudice for lack of prosecution. 8 M oore’s Federal Practice
§ 41.53 (“W hen dismissal is without prejudice, an abuse of discretion will
generally not be found, since the plaintiff may simply refile the suit.”); cf. Brown
v. King, No. 06-41328, 2007 W L 2908740, at *1 (5th Cir. Oct. 3, 2007) (citing
Berry v. Cigna/RSI-CIGNA, 975 F.2d 1188, 1191 (5th Cir. 1992) (“The scope of
the court’s discretion is narrower when a Rule 41(b) dismissal is with prejudice or
when a statute of limitations would bar re-prosecution of an action dismissed
under Rule 41(b) w ithout prejudice.”).
“[D]ismissal is an appropriate disposition against a party who disregards
court orders and fails to proceed as required by court rules.” United States ex rel.
Jimenez v. Health Net, Inc., 400 F.3d 853, 855 (10th Cir. 2005) (citing Nat’l
Hockey League v. M etro. Hockey Club, Inc., 427 U.S. 639, 642–43 (1976)); see
also M athews v. Samuels, No. 92-2234, 1993 W L 334250, at *1 (10th Cir. Aug.
-3-
23, 1993) (affirming a district court’s order dismissing a pro se plaintiff’s civil
action because the plaintiff failed to comply with an order directing him to amend
his complaint).
On appeal, Sheridan argues he complied with the court order when he
submitted an “amended criminal complaint” to the D istrict of New M exico’s
Office of the Clerk. The clerk’s office mailed him a letter on April 11, 2007,
notifying him, “[t]his document is being returned without filing because a
criminal complaint must be prosecuted by the United States.” R., Ex. 6.
The district court’s dismissal was not an abuse of discretion. Sheridan’s
“criminal complaint” is not part of this record. In any event, there is no showing
that the clerk improperly failed to file the document in this civil proceeding or
that it was otherwise misdirected. Nor has Sheridan suggested any reason why he
could not file a conforming complaint within the April 27 deadline. He is not a
federal prisoner; he did not request an extension of time after he received the
clerk’s letter; and nothing in the record indicates he needed additional time to
comply with the court’s order. In short, the record in this case provides no reason
why the district court’s order could not have been followed.
For these reasons, we conclude the district court did not abuse its discretion
by dismissing Sheridan’s claims without prejudice.
-4-
III. Conclusion
Accordingly, we A FFIRM the district court’s order dismissing Sheridan’s
complaint.
Entered for the Court,
Timothy M . Tymkovich
United States Circuit Judge
-5-